Dark
Light
System
Security
LUNA INNOVATIONS
LUNA INNOVATIONS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 25 Institutional holders with a total value of $5,055,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 473,089 818,000 16.18%
2 FIRST WILSHIRE SECURITIES MANAGEMENT INC 438,221 758,000 15.00%
3 RENAISSANCE TECHNOLOGIES LLC 436,705 755,000 14.94%
4 PERRITT CAPITAL MANAGEMENT INC 347,600 601,000 11.89%
5 BlackRock Finance, Inc. 219,749 380,000 7.52%
6 THOMPSON DAVIS & CO., INC. 207,672 359,000 7.10%
7 GENEOS WEALTH MANAGEMENT INC. 155,001 268,000 5.30%
8 GEODE CAPITAL MANAGEMENT, LLC 148,929 257,000 5.08%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,238 146,000 2.89%
10 RAYMOND JAMES & ASSOCIATES 81,459 141,000 2.79%
11 Virtu KCG Holdings LLC 70,521 122,000 2.41%
12 Spark Investment Management LLC 68,000 117,000 2.31%
13 PANAGORA ASSET MANAGEMENT INC 50,325 87,000 1.72%
14 Yakira Capital Management, Inc. 34,483 60,000 1.19% SH
15 NORTHERN TRUST CORP 30,705 53,000 1.05%
16 Janney Montgomery Scott LLC 30,250 52,000 1.03%
17 GUGGENHEIM CAPITAL LLC 13,230 23,000 0.45%
18 A.R.T. Advisors, LLC 13,097 22,000 0.44%
19 UBS Group AG 5,010 9,000 0.18%
20 Tower Research Capital LLC (TRC) 4,561 8,000 0.16%
21 ROYAL BANK OF CANADA 4,000 7,000 0.14%
22 US BANCORP \DE\ 3,500 6,000 0.12%
23 CITIGROUP INC 2,000 3,000 0.06%
24 JPMORGAN CHASE & CO 900 2,000 0.04%
25 ADVISOR GROUP, INC. 500 1,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.