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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
201 ALLIANCE RES PARTNER L P 61,646 1,335 0.00%
202 ALLIANCEBERNSTEIN GLOBAL HIG 174,437 2,195 0.01%
203 ALLIANCEBERNSTEIN GLOBAL HIG 74,896 942 0.00%
204 ALLIANCEBERNSTEIN GLOBAL HIG 1,050 13 0.00%
205 ALLIANCEBERNSTEIN NATL MUN I 167,920 2,247 0.01%
206 ALLIANT ENERGY CORP 24,109 955 0.00%
207 ALLIANT ENERGY CORP 114,793 4,547 0.01%
208 ALLIANT ENERGY CORP 38,933 1,542 0.00%
209 ALLIANT ENERGY CORP 861,173 34,112 0.09%
210 ALLIANZGI CONV INCOME FD I 1,814,570 10,978 0.03%
211 ALLIANZGI CONV INCOME FD I 186,071 1,126 0.00%
212 ALLIANZGI CONV & INCOME FD 271,872 1,838 0.00%
213 ALLIANZGI CONV & INCOME FD 2,064 14 0.00%
214 ALLIANZGI CONV & INCOME FD 1,024,740 6,927 0.02%
215 ALLIANZGI DIVERS INC & CNV F 3,326 68 0.00%
216 ALLIANZGI DIVERS INC & CNV F 178,490 3,627 0.01%
217 ALLIANZGI DIVIDEND INT PRM 1,498,599 19,317 0.05%
218 ALLIANZGI DIVIDEND INT PRM 8,351 108 0.00%
219 ALLIANZGI EQUITY CONV INCO 396,340 7,649 0.02%
220 ALLIANZGI EQUITY CONV INCO 29,212 564 0.00%
221 ALLIANZGI EQUITY CONV INCO 683 13 0.00%
222 ALLIED WRLD ASSUR COM HLDG A 10,941 581 0.00%
223 ALLSCRIPTS HEALTHCARE SOLUTN 7,468 95 0.00%
224 ALLSCRIPTS HEALTHCARE SOLUTN 52,714 669 0.00%
225 ALLSTATE CORP 34,683 2,827 0.01%
226 ALLSTATE CORP 645,252 52,580 0.14%
227 ALLSTATE CORP 55,023 4,484 0.01%
228 ALLSTATE CORP 35,892 2,924 0.01%
229 ALLY FINL INC 42,415 862 0.00%
230 ALLY FINL INC 440,415 8,953 0.02%
231 ALLY FINL INC 103,042 2,095 0.01%
232 ALMOST FAMILY INC COM 44,489 2,161 0.01%
233 ALNYLAM PHARMACEUTICALS INC 84,857 4,349 0.01%
234 ALON USA PARTNERS LP 29,148 267 0.00%
235 ALPHABET INC 5,582 4,631 0.01%
236 ALPHABET INC 115,212 97,675 0.26%
237 ALPHABET INC 120,571 100,021 0.27%
238 ALPHABET INC 20,595 17,460 0.05%
239 ALPHABET INC 2,027 1,682 0.00%
240 ALPHABET INC 1,650 1,369 0.00%
241 ALPHABET INC 6,616 5,609 0.02%
242 ALPHABET INC 9 8 0.00%
243 ALPINE GLOBAL DYNAMIC DIVD F 4,305 42 0.00%
244 ALPINE GLOBAL DYNAMIC DIVD F 18,503 181 0.00%
245 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 481,687 2,755 0.01%
246 ALPINE GLOBAL PREMIER PPTYS FD COM SBI 119,432 683 0.00%
247 ALPINE TOTAL DYNAMIC DIVID F 71,092 588 0.00%
248 ALPINE TOTAL DYNAMIC DIVID F 633,204 5,230 0.01%
249 ALPS ETF TR 1,478,071 18,786 0.05%
250 ALTRIA GROUP INC 20,155 1,439 0.00%
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