| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,019,724 | 77,593,000 | 28.99% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,354,323 | 30,348,000 | 11.34% | ||
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,038,746 | 26,381,000 | 9.86% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 1,506,950 | 19,425,000 | 7.26% | ||
| 5 | Invesco Ltd. | 1,430,655 | 18,441,000 | 6.89% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,078,407 | 13,901,000 | 5.19% | ||
| 7 | Saba Capital Management, L.P. | 962,090 | 12,401,000 | 4.63% | ||
| 8 | UBS Group AG | 545,559 | 7,032,000 | 2.63% | ||
| 9 | Advisors Asset Management, Inc. | 534,171 | 6,885,000 | 2.57% | ||
| 10 | CORNERSTONE ADVISORS INC | 486,623 | 6,273,000 | 2.34% | ||
| 11 | WELLS FARGO & COMPANY/MN | 412,834 | 5,321,000 | 1.99% | ||
| 12 | STIFEL FINANCIAL CORP | 398,267 | 5,132,000 | 1.92% | ||
| 13 | BAIRD FINANCIAL GROUP, INC. | 326,738 | 4,212,000 | 1.57% | ||
| 14 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 330,960 | 4,186,000 | 1.56% | ||
| 15 | POINTE CAPITAL MANAGEMENT LLC | 169,345 | 2,183,000 | 0.82% | ||
| 16 | 1832 Asset Management L.P. | 150,000 | 1,937,000 | 0.72% | ||
| 17 | LPL Financial LLC | 131,727 | 1,693,000 | 0.63% | ||
| 18 | FIRST TRUST ADVISORS LP | 122,826 | 1,583,000 | 0.59% | ||
| 19 | ROYAL BANK OF CANADA | 118,338 | 1,525,000 | 0.57% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 116,760 | 1,505,000 | 0.56% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 115,788 | 1,493,000 | 0.56% | ||
| 22 | Commonwealth Equity Services, Inc | 113,537 | 1,463,000 | 0.55% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 101,328 | 1,306,000 | 0.49% | ||
| 24 | COHEN & STEERS, INC. | 100,516 | 1,296,000 | 0.48% | ||
| 25 | Oxbow Advisors, LLC | 97,890 | 1,262,000 | 0.47% | ||
| 26 | Cetera Advisor Networks LLC | 90,585 | 1,166,000 | 0.44% | ||
| 27 | ADVISOR GROUP, INC. | 84,178 | 1,086,000 | 0.41% | ||
| 28 | THRIVENT FINANCIAL FOR LUTHERANS | 77,750 | 1,002,000 | 0.37% | ||
| 29 | D.A. DAVIDSON & CO. | 65,081 | 838,000 | 0.31% | ||
| 30 | MILLENNIUM MANAGEMENT LLC | 61,371 | 791,000 | 0.30% | ||
| 31 | Camelot Portfolios, LLC | 42,643 | 550,000 | 0.21% | ||
| 32 | Janney Montgomery Scott LLC | 37,778 | 487,000 | 0.18% | ||
| 33 | SHEPHERD KAPLAN KROCHUK, LLC | 37,500 | 483,000 | 0.18% | ||
| 34 | Capital Investment Advisors, LLC | 36,028 | 464,000 | 0.17% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 30,276 | 390,000 | 0.15% | ||
| 36 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 27,268 | 351,000 | 0.13% | ||
| 37 | ALETHEA CAPITAL MANAGEMENT, LLC | 22,822 | 294,000 | 0.11% | ||
| 38 | AMERIPRISE FINANCIAL INC | 22,022 | 284,000 | 0.11% | ||
| 39 | Global X Management CO LLC | 21,349 | 275,000 | 0.10% | ||
| 40 | OTA Financial Group L.P. | 20,126 | 259,000 | 0.10% | ||
| 41 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 20,042 | 258,000 | 0.10% | ||
| 42 | KRILOGY FINANCIAL LLC | 20,300 | 256,000 | 0.10% | ||
| 43 | SONORA INVESTMENT MANAGEMENT, LLC | 19,500 | 251,355 | 0.09% | ||
| 44 | HighTower Advisors, LLC | 19,394 | 250,000 | 0.09% | ||
| 45 | STEPHENS INC /AR/ | 19,278 | 248,000 | 0.09% | ||
| 46 | Advisory Services Network, LLC | 19,115 | 246,000 | 0.09% | ||
| 47 | CORIENT CAPITAL PARTNERS, LLC | 18,762 | 242,000 | 0.09% | ||
| 48 | IFP ADVISORS, INC | 17,321 | 223,000 | 0.08% | ||
| 49 | MERIDIAN INVESTMENT COUNSEL INC. | 17,200 | 222,000 | 0.08% | ||
| 50 | WEDBUSH SECURITIES INC | 17,217 | 222,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
