| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,066,444 | 20,582,000 | 18.55% | ||
| 2 | Karpus Management, Inc. | 998,201 | 19,265,000 | 17.36% | ||
| 3 | WELLS FARGO & COMPANY/MN | 698,687 | 13,485,000 | 12.15% | ||
| 4 | Advisors Asset Management, Inc. | 522,114 | 10,077,000 | 9.08% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 426,235 | 8,226,000 | 7.41% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 305,055 | 5,888,000 | 5.31% | ||
| 7 | UBS Group AG | 263,362 | 5,083,000 | 4.58% | ||
| 8 | Invesco Ltd. | 228,628 | 4,413,000 | 3.98% | ||
| 9 | ROYAL BANK OF CANADA | 156,576 | 3,021,000 | 2.72% | ||
| 10 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 134,622 | 2,494,000 | 2.25% | ||
| 11 | BRINKER CAPITAL INC | 104,889 | 2,024,000 | 1.82% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 98,008 | 1,892,000 | 1.71% | ||
| 13 | LPL Financial LLC | 80,628 | 1,558,000 | 1.40% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 75,953 | 1,466,000 | 1.32% | ||
| 15 | Shaker Financial Services, LLC | 67,453 | 1,302,000 | 1.17% | ||
| 16 | Global Endowment Management, LP | 60,000 | 1,158,000 | 1.04% | ||
| 17 | 1607 Capital Partners, LLC | 54,378 | 1,049,000 | 0.95% | ||
| 18 | TELEMUS CAPITAL, LLC | 46,275 | 893,000 | 0.80% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 43,755 | 845,000 | 0.76% | ||
| 20 | ROTHSCHILD INVESTMENT LLC /IL | 34,718 | 670,000 | 0.60% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 33,688 | 650,000 | 0.59% | ||
| 22 | OPPENHEIMER & CO INC | 25,425 | 491,000 | 0.44% | ||
| 23 | Brick & Kyle, Associates | 21,450 | 414,000 | 0.37% | ||
| 24 | BB&T SECURITIES, LLC | 21,450 | 413,000 | 0.37% | ||
| 25 | Concert Wealth Management Inc. | 22,275 | 410,000 | 0.37% | ||
| 26 | Cetera Advisors LLC | 20,590 | 398,000 | 0.36% | ||
| 27 | POINTE CAPITAL MANAGEMENT LLC | 15,061 | 291,000 | 0.26% | ||
| 28 | AMERIPRISE FINANCIAL INC | 14,561 | 281,000 | 0.25% | ||
| 29 | CITIGROUP INC | 13,432 | 259,000 | 0.23% | ||
| 30 | SHEPHERD KAPLAN KROCHUK, LLC | 12,600 | 243,000 | 0.22% | ||
| 31 | TILLER PRIVATE WEALTH, INC. | 12,359 | 239,000 | 0.22% | ||
| 32 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 12,080 | 233,000 | 0.21% | ||
| 33 | NATIONAL PLANNING CORP | 12,100 | 232,000 | 0.21% | ||
| 34 | ADVISOR GROUP, INC. | 11,822 | 228,000 | 0.21% | ||
| 35 | MILLENNIUM MANAGEMENT LLC | 11,551 | 223,000 | 0.20% | ||
| 36 | BENJAMIN F. EDWARDS & COMPANY, INC. | 7,982 | 154,000 | 0.14% | ||
| 37 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,683 | 109,000 | 0.10% | ||
| 38 | IFP ADVISORS, INC | 3,434 | 66,000 | 0.06% | ||
| 39 | GENEOS WEALTH MANAGEMENT INC. | 2,526 | 48,000 | 0.04% | ||
| 40 | D.A. DAVIDSON & CO. | 2,500 | 48,000 | 0.04% | ||
| 41 | Thomas J. Herzfeld Advisors, Inc. | 2,000 | 39,000 | 0.04% | ||
| 42 | CEDAR WEALTH MANAGEMENT, LLC | 1,695 | 33,000 | 0.03% | ||
| 43 | Edge Wealth Management LLC | 1,050 | 20,000 | 0.02% | ||
| 44 | BANK OF MONTREAL /CAN/ | 769 | 15,000 | 0.01% | ||
| 45 | US BANCORP \DE\ | 455 | 9,000 | 0.01% | ||
| 46 | Financial Architects, Inc | 200 | 4,000 | 0.00% | ||
| 47 | Allworth Financial LP | 188 | 4,000 | 0.00% | PRN | |
| 48 | WEALTHCARE CAPITAL MANAGEMENT LLC | 115 | 2,000 | 0.00% | ||
| 49 | Creative Planning | 125 | 2,000 | 0.00% | ||
| 50 | SEI INVESTMENTS CO | 114 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
