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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
251 COACH INC 379 16 0.00%
252 ARQULE INC 14,749 16 0.00%
253 AVENUE INCOME CR STRATEGIES 1,134 16 0.00%
254 WESTELL TECHNOLOGIES INC 23,765 17 0.00%
255 MOBILE TELESYSTEMS PJSC 1,546 17 0.00%
256 ROCKWELL COLLINS INC 177 17 0.00%
257 U S GLOBAL INVS INC CL A 10,795 17 0.00%
258 CYTRX CORP 37,330 17 0.00%
259 CPFL ENERGIA S A 1,008 17 0.00%
260 GRAINGER W W INC 73 17 0.00%
261 VINCE HLDG CORP 10,965 17 0.00%
262 INDEPENDENCE RLTY TR INC COM 1,848 17 0.00%
263 LOEWS CORP 373 17 0.00%
264 BIOLASE INC 12,682 17 0.00%
265 EV ENERGY PARTNERS LP 11,606 17 0.00%
266 COMPANHIA DE SANEAMENTO BASI 1,680 17 0.00%
267 CALIFORNIA RES CORP 1,133 17 0.00%
268 NOKIA CORP 3,163 17 0.00%
269 UNITED STATES STL CORP NEW 515 17 0.00%
270 SOUTHWESTERN ENERGY CO 2,220 18 0.00%
271 KINROSS GOLD CORP 5,230 18 0.00%
272 NETLIST INC 18,103 18 0.00%
273 AMPIO PHARMACEUTICALS INC 22,987 18 0.00%
274 WIPRO LIMITED SPON ADR 1 SH 1,806 18 0.00%
275 VMWARE INC 196 18 0.00%
276 ENDO INTL PLC 1,574 18 0.00%
277 ANWORTH MORTGAGE ASSET CP 3,188 18 0.00%
278 QUEST DIAGNOSTICS INC 186 18 0.00%
279 JOHNSON CTLS INTL PLC 421 18 0.00%
280 URBAN OUTFITTERS INC COM 798 19 0.00%
281 GORMAN RUPP CO 586 19 0.00%
282 Casella Waste SYS 1,288 19 0.00%
283 AMAZON COM INC 21 19 0.00%
284 FIRSTENERGY CORP 597 19 0.00%
285 HUGOTON RTY TR TEX 10,185 19 0.00%
286 NUANCE COMMUNICATIONS INC 1,070 19 0.00%
287 OM ASSET MGMT PLC 1,336 20 0.00%
288 CAS MED SYS INC 13,699 20 0.00%
289 DINE BRANDS GLOBAL INC 364 20 0.00%
290 SALLY BEAUTY HLDGS INC 962 20 0.00%
291 COSTAMARE INC 2,987 20 0.00%
292 NRG YIELD INC 1,163 20 0.00%
293 TERRAVIA HLDGS INC COM 26,961 20 0.00%
294 MODUSLINK GLOBAL SOLUTIONS INCORPORATED COM NEW 11,267 20 0.00%
295 TWITTER INC 1,362 20 0.00%
296 MIDDLESEX WTR CO 528 20 0.00%
297 WIDEPOINT CORP 45,333 20 0.00%
298 CONNECTICUT WTR SVC INC COM 360 20 0.00%
299 SEADRILL LIMITED 12,588 21 0.00%
300 ORBCOMM INCORPORATED 2,153 21 0.00%
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