| 1 |
GUGGENHEIM CAPITAL LLC |
1,143,059 |
15,957,000 |
33.60% |
|
|
| 2 |
MORGAN STANLEY |
616,702 |
8,609,000 |
18.13% |
|
|
| 3 |
Capital Investment Advisors, LLC |
193,093 |
2,696,000 |
5.68% |
|
|
| 4 |
Invesco Ltd. |
173,821 |
2,427,000 |
5.11% |
|
|
| 5 |
Thomas J. Herzfeld Advisors, Inc. |
157,561 |
2,200,000 |
4.63% |
|
|
| 6 |
SIT INVESTMENT ASSOCIATES INC |
141,603 |
1,977,000 |
4.16% |
|
|
| 7 |
BESSEMER GROUP INC |
134,955 |
1,884,000 |
3.97% |
|
|
| 8 |
ADVISOR GROUP, INC. |
107,660 |
1,503,000 |
3.16% |
|
|
| 9 |
UBS Group AG |
101,077 |
1,411,000 |
2.97% |
|
|
| 10 |
INFRASTRUCTURE CAPITAL ADVISORS, LLC |
85,794 |
1,198,000 |
2.52% |
|
|
| 11 |
Shaker Financial Services, LLC |
73,645 |
1,028,000 |
2.16% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
65,299 |
912,000 |
1.92% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
62,674 |
875,000 |
1.84% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
40,765 |
569,000 |
1.20% |
|
|
| 15 |
CAVALIER INVESTMENTS, LLC |
36,667 |
512,000 |
1.08% |
|
|
| 16 |
Aviance Capital Partners, LLC |
34,885 |
487,000 |
1.03% |
|
|
| 17 |
SHEPHERD KAPLAN KROCHUK, LLC |
34,800 |
486,000 |
1.02% |
|
|
| 18 |
ROYAL BANK OF CANADA |
33,665 |
470,000 |
0.99% |
|
|
| 19 |
CLOUGH CAPITAL PARTNERS L P |
32,839 |
458,000 |
0.96% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
31,266 |
436,000 |
0.92% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
28,538 |
398,000 |
0.84% |
|
|
| 22 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
28,408 |
397,000 |
0.84% |
|
|
| 23 |
TELEMUS CAPITAL, LLC |
17,410 |
243,000 |
0.51% |
|
|
| 24 |
Yakira Capital Management, Inc. |
13,492 |
188,000 |
0.40% |
|
SH |
| 25 |
WEALTHPLAN PARTNERS, LLC |
6,900 |
96,394 |
0.20% |
|
|
| 26 |
CITIGROUP INC |
3,416 |
48,000 |
0.10% |
|
|
| 27 |
PATHSTONE FAMILY OFFICE, LLC |
1,582 |
22,000 |
0.05% |
|
|
| 28 |
PENSERRA CAPITAL MANAGEMENT LLC |
317 |
4,000 |
0.01% |
|
|
| 29 |
LBA Wealth Management, LLC |
156 |
2,000 |
0.00% |
|
PRN |
| 30 |
IHT WEALTH MANAGEMENT, LLC |
100 |
1,000 |
0.00% |
|
|
| 31 |
MUFG Americas Holdings Corp |
51 |
1,000 |
0.00% |
|
|
| 32 |
Advisory Services Network, LLC |
0 |
0 |
0.00% |
|
|
