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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 IDenta Corp 1,094,700 0 0.00%
2 Geopharma Inc 40,000 0 0.00%
3 Access Worldwide Communication 40,750 0 0.00%
4 Water Technologies Intl 404,000 0 0.00%
5 Iconic Brands Inc 1,825,000 1 0.00%
6 Axiom Corp 130,000 2 0.00%
7 E Digital Corp 60,000 2 0.00%
8 Delcath Systems Inc 21,695 6 0.00%
9 EXETER RES CORP 15,000 8 0.00%
10 APPLE INC 100 11 0.01% Call
11 Competitive Companies Inc 610,000 14 0.01%
12 SCHLUMBERGER LTD 200 15 0.01% Put
13 GENERAL ELECTRIC CO 500 16 0.01% Call
14 VISTA GOLD CORP 35,000 17 0.01%
15 Golden Star Res Ltd 41,000 19 0.01%
16 POWERSHARES QQQ TRUST 200 22 0.01% Put
17 ORGANOVO HLDGS INC 12,800 28 0.01%
18 AMARIN CORP PLC 19,500 30 0.02%
19 COACH INC 1,000 40 0.02% Call
20 CANNABIX TECHNOLOGIES INC COM 200,000 40 0.02%
21 AMERICAN EXPRESS CO 700 43 0.02% Put
22 RegeneRx Biopharmaceuticals 62,537 44 0.02%
23 STAPLES INC 4,000 44 0.02% Call
24 HUNTSMAN CORP 3,500 47 0.02% Call
25 GALENA BIOPHARMA INC 39,000 53 0.03%
26 MICROSOFT CORP 1,000 55 0.03% Put
27 SCHLUMBERGER LTD 900 66 0.03% Put
28 First Trust ISE-Revere Natural 16,585 68 0.04%
29 APPLIED DNA SCIENCES INC 20,921 72 0.04%
30 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,157 74 0.04%
31 SPDR S&P 500 ETF TR 400 82 0.04% Call
32 COACH INC 2,200 88 0.05% Call
33 KAR AUCTION SVCS INC 2,900 111 0.06% Call
34 GENERAL ELECTRIC CO 5,400 172 0.09% Put
35 METLIFE INC 4,200 185 0.10% Call
36 CALAMOS CONV OPPORTUNITIES & 20,900 198 0.10%
37 ACTIVISION BLIZZARD 6,000 203 0.10%
38 SPDR S&P 500 ETF TR 1,000 206 0.11% Put
39 BRISTOL MYERS SQUIBB CO 3,260 208 0.11%
40 AMERICAN EXPRESS CO 3,424 210 0.11%
41 McKesson Corp 1,350 212 0.11%
42 ISHARES TR 8,672 218 0.11%
43 SELECT SECTOR SPDR FUND SHS BE 2,855 226 0.12%
44 COLGATE PALMOLIVE CO 3,222 228 0.12%
45 ISHARES TR 2,820 240 0.12%
46 AMAZON COM INC 415 246 0.13%
47 MARSH & MCLENNAN COS INC 4,200 255 0.13% Call
48 CLOROX CO DEL 2,066 260 0.13%
49 HUNTSMAN CORP 20,000 266 0.14% Call
50 BANK AMER CORP 20,969 284 0.15%
Page 1 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
51 STANLEY BLACK &DECKER INC 11,303 1,257 0.63%
52 Fidelity New Markets Income 76,664 1,211 0.61%
53 ILLINOIS TOOL WKS INC 11,509 1,199 0.60%
54 WELLS FARGO & CO NEW 25,097 1,188 0.60%
55 Babson Cap Corp 64,342 1,156 0.58%
56 SELECT SECTOR SPDR TRUST THE T 26,106 1,132 0.57%
57 MEDTRONIC PLC 12,724 1,104 0.55%
58 Util Slct Sector SPDR Fund 20,795 1,091 0.55%
59 BANK NEW YORK MELLON CORP 27,502 1,068 0.54%
60 SPDR SER TR 39,538 1,067 0.54%
61 ISHARES TR 8,271 1,059 0.53%
62 FedEx Corp 6,925 1,051 0.53%
63 TEVA PHARMACEUTICAL INDS LTD 20,919 1,051 0.53%
64 Skyworks Solutions 16,601 1,051 0.53%
65 FIRST TR EXCHANGE TRADED FD 14,474 1,044 0.52%
66 AT&T INC 24,057 1,040 0.52%
67 CERNER CORP 17,548 1,028 0.52%
68 COACH INC 25,023 1,019 0.51%
69 COMCAST CORP NEW 15,606 1,017 0.51%
70 L-3 Communications Hldgs 6,929 1,016 0.51%
71 ALPHABET INC 1,431 1,007 0.51%
72 AIR PRODS & CHEMS INC 6,810 967 0.48%
73 ALPHABET INC 1,395 965 0.48%
74 SPDR S&P INT'L DIVIDEND ETF 27,098 954 0.48%
75 BOEING CO 7,225 938 0.47%
76 US BANCORP DEL 23,213 936 0.47%
77 ISHARES TR 7,445 930 0.47%
78 AMN HEALTHCARE SERVICES INC 23,070 922 0.46%
79 TARGET CORP 13,198 921 0.46%
80 CAPITAL ONE FINL CORP 14,460 918 0.46%
81 ISHARES TR 6,725 912 0.46%
82 ISHARES TR 10,983 905 0.45%
83 POWERSHARES ETF TRUST 14,130 895 0.45%
84 CORNING INC 41,426 848 0.43%
85 MARSH & MCLENNAN COS INC 12,155 832 0.42%
86 THERMO FISHER SCIENTIFIC INC 5,626 831 0.42%
87 VERIZON COMMUNICATIONS INC 14,445 807 0.40%
88 ISHARES TR 22,117 798 0.40%
89 DR PEPPER SNAPPLE GROUP INC 8,240 796 0.40%
90 WHITEWAVE FOODS CO 16,889 793 0.40%
91 Global X SuperDividend ETF 36,886 768 0.39%
92 PNC FINL SVCS GROUP INC 9,275 755 0.38%
93 UNITED TECHNOLOGIES CORP 7,356 754 0.38%
94 ABBOTT LABS 18,600 731 0.37%
95 C.H. ROBINSON WORLDWIDE INC 9,800 728 0.37%
96 SCRIPPS NETWORKS INTERACT IN 11,458 713 0.36%
97 DISNEY WALT CO 7,247 709 0.36%
98 PFIZER INC 20,077 707 0.35%
99 RAYTHEON CO 4,900 666 0.33%
100 BP PLC 18,500 657 0.33%
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