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Institutional Investment Manager
DUMONT & BLAKE INVESTMENT ADVISORS LLC
DUMONT & BLAKE INVESTMENT ADVISORS LLC (CIK: 0001287618) incorporated in New Jersey, located at 731 Alexander Road Suite 301, Princeton, NJ. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001287618-16-000007) filed in 2016.08.02
#
Name
Shares
Value ($)
%
Options
Notes
1 IDenta Corp 1,094,700 0 0.00%
2 Geopharma Inc 40,000 0 0.00%
3 Access Worldwide Communication 40,750 0 0.00%
4 Water Technologies Intl 404,000 0 0.00%
5 Iconic Brands Inc 1,825,000 1 0.00%
6 Axiom Corp 130,000 2 0.00%
7 E Digital Corp 60,000 2 0.00%
8 Delcath Systems Inc 21,695 6 0.00%
9 EXETER RES CORP 15,000 8 0.00%
10 APPLE INC 100 11 0.01% Call
11 Competitive Companies Inc 610,000 14 0.01%
12 SCHLUMBERGER LTD 200 15 0.01% Put
13 GENERAL ELECTRIC CO 500 16 0.01% Call
14 VISTA GOLD CORP 35,000 17 0.01%
15 Golden Star Res Ltd 41,000 19 0.01%
16 POWERSHARES QQQ TRUST 200 22 0.01% Put
17 ORGANOVO HLDGS INC 12,800 28 0.01%
18 AMARIN CORP PLC 19,500 30 0.02%
19 COACH INC 1,000 40 0.02% Call
20 CANNABIX TECHNOLOGIES INC COM 200,000 40 0.02%
21 AMERICAN EXPRESS CO 700 43 0.02% Put
22 RegeneRx Biopharmaceuticals 62,537 44 0.02%
23 STAPLES INC 4,000 44 0.02% Call
24 HUNTSMAN CORP 3,500 47 0.02% Call
25 GALENA BIOPHARMA INC 39,000 53 0.03%
26 MICROSOFT CORP 1,000 55 0.03% Put
27 SCHLUMBERGER LTD 900 66 0.03% Put
28 First Trust ISE-Revere Natural 16,585 68 0.04%
29 APPLIED DNA SCIENCES INC 20,921 72 0.04%
30 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,157 74 0.04%
31 SPDR S&P 500 ETF TR 400 82 0.04% Call
32 COACH INC 2,200 88 0.05% Call
33 KAR AUCTION SVCS INC 2,900 111 0.06% Call
34 GENERAL ELECTRIC CO 5,400 172 0.09% Put
35 METLIFE INC 4,200 185 0.10% Call
36 CALAMOS CONV OPPORTUNITIES & 20,900 198 0.10%
37 ACTIVISION BLIZZARD 6,000 203 0.10%
38 SPDR S&P 500 ETF TR 1,000 206 0.11% Put
39 BRISTOL MYERS SQUIBB CO 3,260 208 0.11%
40 AMERICAN EXPRESS CO 3,424 210 0.11%
41 McKesson Corp 1,350 212 0.11%
42 ISHARES TR 8,672 218 0.11%
43 SELECT SECTOR SPDR FUND SHS BE 2,855 226 0.12%
44 COLGATE PALMOLIVE CO 3,222 228 0.12%
45 ISHARES TR 2,820 240 0.12%
46 AMAZON COM INC 415 246 0.13%
47 MARSH & MCLENNAN COS INC 4,200 255 0.13% Call
48 CLOROX CO DEL 2,066 260 0.13%
49 HUNTSMAN CORP 20,000 266 0.14% Call
50 BANK AMER CORP 20,969 284 0.15%
Page 1 of 4
Restatement filing (0001287618-16-000008) filed in 2016.08.03
#
Name
Shares
Value ($)
%
Options
Notes
151 FIRST TR EXCHANGE TRADED FD 2,795 202 0.10%
152 SPDR S&P 500 ETF TR 900 189 0.09% Put
153 SPDR S&P 500 ETF TR 900 189 0.09% Put
154 PROSHARES TRUST ULTRASHORT S&P 500 10,425 186 0.09%
155 METLIFE INC 4,200 167 0.08% Call
156 STAPLES INC 17,000 147 0.07% Call
157 PACKAGING CORP AMER 2,200 147 0.07% Call
158 KAR AUCTION SVCS INC 2,900 121 0.06% Call
159 Level 3 Communications 2,232 115 0.06%
160 SPDR S&P 500 ETF TR 500 105 0.05% Put
161 SPDR S&P 500 ETF TR 500 105 0.05% Put
162 Level 3 Communications 2,000 103 0.05% Put
163 PACKAGING CORP AMER 1,520 102 0.05%
164 COACH INC 2,200 90 0.05% Call
165 SPDR S&P 500 ETF TR 400 84 0.04% Put
166 SPDR S&P 500 ETF TR 400 84 0.04% Call
167 SPDR S&P 500 ETF TR 400 84 0.04% Put
168 SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS F 11,333 78 0.04%
169 SCHLUMBERGER LTD 900 71 0.04% Put
170 HUNTSMAN CORP 5,300 71 0.04% Put
171 APPLIED DNA SCIENCES INC 20,921 68 0.03%
172 VISTA GOLD CORP 35,000 67 0.03%
173 MICROSOFT CORP 1,200 61 0.03% Put
174 CORNING INC 2,900 59 0.03% Put
175 AMARIN CORP PLC 23,900 52 0.03%
176 HUNTSMAN CORP 3,500 47 0.02% Call
177 MANNKIND CORP 38,250 44 0.02%
178 SPDR S&P 500 ETF TR 200 42 0.02% Put
179 CANNABIX TECHNOLOGIES INC COM 200,000 38 0.02%
180 STAPLES INC 4,000 34 0.02% Call
181 RegeneRx Biopharmaceuticals 62,537 29 0.01%
182 Golden Star Res Ltd 40,000 26 0.01%
183 SPDR S&P 500 ETF TR 100 21 0.01% Put
184 COACH INC 500 20 0.01% Call
185 Life Clips Inc 33,000 20 0.01%
186 EXETER RES CORP 15,000 19 0.01%
187 Exxon Mobil Corp 200 19 0.01% Put
188 GALENA BIOPHARMA INC 39,000 18 0.01%
189 PROCTER AND GAMBLE CO 200 17 0.01% Put
190 GENERAL ELECTRIC CO 500 16 0.01% Call
191 SCHLUMBERGER LTD 200 16 0.01% Put
192 Competitive Companies Inc 650,000 10 0.01%
193 APPLE INC 100 10 0.01% Call
194 DELCATH SYS INC 21,695 5 0.00%
195 IDdriven Inc 25,000 5 0.00%
196 HUNTSMAN CORP 300 4 0.00% Put
197 E Digital Corp 60,000 3 0.00%
198 Axiom Corp 130,000 1 0.00%
199 Access Worldwide Communication 40,750 0 0.00%
200 Geopharma Inc 40,000 0 0.00%
Page 4 of 5