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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN GROUP INC NEW 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
51 BARINGTON HILCO ACQUISITION 98,475 7 0.00%
52 BARNES GROUP INC COM 21,768 883 0.02%
53 BAXTER INTL INC 15,474 737 0.01%
54 BB&T CORP 19,462 734 0.01%
55 BCE INC 16,136 978 0.02%
56 BED BATH & BEYOND INC 17,300 746 0.01%
57 BEIGENE LTD 61,509 1,895 0.04%
58 BEMIS INC 14,543 742 0.01%
59 BERKLEY W R CORP 12,853 742 0.01%
60 BERKSHIRE HATHAWAY INC DEL 5,100 737 0.01%
61 BIOAMBER INC 344,656 163 0.00%
62 BLUCORA INC 14,000 13 0.00% PRN
63 BLUE CAP REINS HLDGS LTD COM 45,285 830 0.02%
64 BOULEVARD ACQUISITION 855,100 487 0.01%
65 BOX INC 152,014 2,395 0.05%
66 BRINKER INTL INC 14,534 733 0.01%
67 BWX TECHNOLOGIES INC COM 19,143 735 0.01%
68 C H ROBINSON WORLDWIDE INC 10,878 766 0.01%
69 CA INC 22,780 754 0.01%
70 CABOT CORP 14,556 763 0.01%
71 CALADRIUS BIOSCIENCES INC 1,250,000 22 0.00%
72 CALIFORNIA RES CORP 894,253 11,178 0.21%
73 CAMPBELL SOUP CO 13,272 726 0.01%
74 CAPITAL ONE FINL CORP 10,414 748 0.01%
75 CAPITOL ACQUISITION CORP III 1,000,000 700 0.01%
76 CARDTRONICS PLC SHS CL A 192,746 8,596 0.16%
77 CARLISLE COS INC 7,384 757 0.01%
78 CARNIVAL CORP 16,228 792 0.01%
79 CARRIZO OIL & GAS INC 182,026 7,394 0.14%
80 CBS CORP NEW 24,800 1,358 0.03%
81 CDN IMPERIAL BK COMM TORONTO 9,573 974 0.02%
82 CHARTER COMMUNICATIONS INC N 45,133 12,185 0.23%
83 CHECK POINT SOFTWARE TECH LT 9,778 759 0.01%
84 CHEESECAKE FACTORY INC 14,609 731 0.01%
85 CHEVRON CORP NEW 7,500 772 0.01%
86 CHINA BIOLOGIC PRODS INC 21,157 2,634 0.05%
87 CHURCHILL DOWNS INC 5,041 738 0.01%
88 CINEMARK HOLDINGS INC 19,543 748 0.01%
89 CISCO SYS INC 23,704 752 0.01%
90 CIT GROUP INC 21,131 767 0.01%
91 CITRIX SYS INC 67,400 5,744 0.11%
92 CLEVELAND BIOLABS INC 150,000 0 0.00%
93 COBALT INTL ENERGY INC 20,723,000 10,674 0.20% PRN
94 COGNIZANT TECHNOLOGY SOLUTIO 296,766 14,160 0.27%
95 COMCAST CORP NEW 194,858 12,927 0.24%
96 COMMUNITY HEALTH SYS INC NEW 5,303,225 47 0.00%
97 COMSTOCK RES INC 8,062,000 5,845 0.11% PRN
98 COMSTOCK RES INC 24,220,000 17,560 0.33% PRN
99 CONAGRA BRANDS INC 172,856 8,142 0.15%
100 CONSOLIDATED TOMOKA LD CO 2,475,000 2,415 0.05% PRN
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