Dark
Light
System
Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN GROUP INC NEW 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
Page 1 of 8
New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
201 ITC HOLDINGS 6,845,959 318,200 5.98%
202 JASON INDS INC 556,126 44 0.00%
203 JAZZ PHARMACEUTICALS PLC 30,000 3,644 0.07%
204 JD COM INC 611,000 15,941 0.30%
205 JOHNSON & JOHNSON 6,266 740 0.01%
206 JPMORGAN CHASE & CO 11,098 739 0.01%
207 JUNIPER NETWORKS 248,448 5,978 0.11%
208 KAISER ALUMINUM CORP COM PAR $0.01 8,621 746 0.01%
209 KAMAN CORP COM 17,449 766 0.01%
210 KINDER MORGAN INC DEL 647,391 14,974 0.28%
211 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 500,000 8 0.00%
212 KROGER CO 23,983 712 0.01%
213 L-3 Communications Hldgs 5,000 754 0.01%
214 LANDSTAR SYS INC COM 11,208 763 0.01%
215 LAYNE CHRISTENSEN CO 8,949,000 9,583 0.18% PRN
216 LAYNE CHRISTENSEN CO 5,655,000 4,955 0.09% PRN
217 LEAR CORP 6,200 752 0.01%
218 LEIDOS HLDGS INC 150,000 6,492 0.12%
219 LIBERTY INTERACTIVE LLC 100,000 127 0.00% PRN
220 LIBERTY MEDIA CORP 4,115,000 2,474 0.05% PRN
221 LIBERTY MEDIA CORP 15,118,000 9,298 0.17% PRN
222 LIBERTY MEDIA CORP 82,000,000 42,845 0.81% PRN
223 LIBERTY TRIPADVISOR HLDGS INC COM SER A 95,414 2,085 0.04%
224 LINCOLN ELEC HLDGS INC 12,070 756 0.01%
225 LOWES COS INC 15,593 1,126 0.02%
226 LUMEN TECHNOLOGIES INC 27,451 753 0.01%
227 Laredo Petroleum Inc 301,295 3,887 0.07%
228 MAGNA INTL INC 169,291 7,272 0.14%
229 MANTECH INTERNATIONAL CORP CL A 22,202 837 0.02%
230 MARATHON OIL CORP 223,750 3,537 0.07%
231 MAST THERAPEUTICS INC COM 1,250,000 0 0.00%
232 MCDONALDS CORP 6,383 736 0.01%
233 MEDIDATA SOLUTIONS INC 11,200 625 0.01%
234 MERITOR INC 171,000 234 0.00% PRN
235 METLIFE INC 16,770 745 0.01%
236 MICRON TECHNOLOGY INC 642,471 11,423 0.21%
237 MICROSOFT CORP 25,125 1,447 0.03%
238 MILLERKNOLL INC 23,150 662 0.01%
239 MODUSLINK GLOBAL SOLUTIONS I 10,920,000 8,613 0.16% PRN
240 MOLSON COORS BREWING CO 162,954 17,891 0.34%
241 MONSTER BEVERAGE CORP NEW 61,879 9,085 0.17%
242 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.80% PRN
243 MORGANS HOTEL GROUP CO 3,139,668 6,343 0.12%
244 MSC INDL DIRECT INC 10,379 762 0.01%
245 MUELLER INDS INC COM 23,063 748 0.01%
246 NAVIGATORS GROUP INC 8,800 853 0.02%
247 NEENAH INC COM 9,435 745 0.01%
248 NELNET INC 22,105 892 0.02%
249 NEWPARK RES INC SR NT CV 4 17 11,615,000 11,525 0.22% PRN
250 NEXEO SOLUTIONS INC 135,625 84 0.00%
Page 5 of 8