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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN GROUP INC NEW 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 4,131 728 0.01%
2 500 COM LTD 182,476 3,217 0.06%
3 ACCENTURE PLC IRELAND 6,623 809 0.02%
4 ADVANCED MICRO DEVICES INC 468,800 3,239 0.06%
5 ADVANCEPIERRE FOODS HLDGS IN COM 200,000 5,512 0.10%
6 AFLAC INC 10,098 726 0.01%
7 AIR PRODS & CHEMS INC 5,023 755 0.01%
8 AK STL HLDG CORP 700,300 3,382 0.06%
9 AKAMAI TECHNOLOGIES INC 33,495 1,775 0.03%
10 ALLEGHANY CORP 1,464 769 0.01%
11 ALLISON TRANSMISSION HLDGS INC COM 26,700 766 0.01%
12 ALLSCRIPTS HEALTHCARE SOLUTN 375,900 4,951 0.09%
13 ALLSTATE CORP 10,806 748 0.01%
14 ALPHABET INC 21,356 16,600 0.31%
15 ALPHABET INC 54,659 42,486 0.80%
16 ALPHABET INC 15,656 12,588 0.24%
17 AMAZON COM INC 7,475 6,259 0.12%
18 AMDOCS LTD 12,556 726 0.01%
19 AMERCO 2,239 726 0.01%
20 AMERICAN EXPRESS CO 11,600 743 0.01%
21 AMERICAN FINL GROUP INC OHIO 9,930 745 0.01%
22 AMERICAN NATL INS CO COM 8,083 986 0.02%
23 AMERIPRISE FINL INC 7,400 738 0.01%
24 AMERISOURCEBERGEN CORP 8,929 721 0.01%
25 AMTRUST FINL SVCS INC 19,079,000 16,508 0.31% PRN
26 AMYRIS INC 1,102,000 617 0.01% PRN
27 ANADARKO PETE CORP 82,741 5,242 0.10%
28 ANI PHARMACEUTICALS INC 50,400 3,344 0.06%
29 ANWORTH MTG ASSET CORP 30,648 151 0.00%
30 APOLLO COML REAL EST FIN INC 2,549,000 2,616 0.05% PRN
31 APPLIED INDL TECHNOLOGIES IN 18,276 854 0.02%
32 APPTIO INC 20,000 434 0.01%
33 APTARGROUP INC 9,465 733 0.01%
34 ARCH CAP GROUP LTD 9,123 723 0.01%
35 ARGO GROUP INTERNATIONAL 15,350 866 0.02%
36 ARMOUR RESIDENTIAL REIT INC 41,959 946 0.02%
37 ASCENT CAP GROUP INC 40,000 29 0.00% PRN
38 ASPEN INSURANCE HOLDINGS LTD 15,989 745 0.01%
39 ASSURED GUARANTY LTD COM 26,948 748 0.01%
40 AT&T INC 18,257 741 0.01%
41 ATN INTL INC 11,110 723 0.01%
42 AUTODESK INC 324,394 23,463 0.44%
43 AVID TECHNOLOGY INC 36,300,000 29,586 0.56% PRN
44 AXIS CAPITAL HOLDINGS LTD 13,409 729 0.01%
45 Agrofresh Solutions Warrants Exp 07/31/20 151,000 118 0.00%
46 BAIDU INC 15,815 2,879 0.05%
47 BANCO MACRO SA 35,000 2,739 0.05%
48 BANK MONTREAL QUE 11,373 978 0.02%
49 BANK N S HALIFAX 13,822 961 0.02%
50 BANK OF NT BUTTERFIELD&SON L 60,000 1,486 0.03%
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