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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN GROUP INC NEW 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 YY Inc. 9,500,000 9,358 0.18% PRN
2 YY INC 128,520 6,848 0.13%
3 XL GROUP LTD 21,700 730 0.01%
4 WORKDAY INC 15,550,000 19,125 0.36% PRN
5 WOODWARD INC 12,280 767 0.01%
6 WILEY JOHN SONS INC 15,222 786 0.01%
7 WHITING PETROLEUM CORP 3,298,000 2,490 0.05% PRN
8 WHITING PETE CORP NEW 1,000,000 710 0.01% PRN
9 WHITING PETE CORP NEW 1,518,624 13,273 0.25%
10 WHITING PETE CORP NEW 2,000,000 1,645 0.03% PRN
11 WHITEWAVE FOODS CO 1,364,929 74,292 1.40%
12 WESTERN DIGITAL CORP 26,700 1,561 0.03%
13 WESTERN ASSET MTG CAP CORP 559,440 1 0.00%
14 WERNER ENTERPRISES INC 31,847 741 0.01%
15 WELLS FARGO & CO NEW 16,222 718 0.01%
16 WEATHERFORD INTL PLC 1,350,000 7,587 0.14%
17 WASTE MGMT INC DEL 11,607 740 0.01%
18 WAL-MART STORES INC 10,235 738 0.01%
19 VOYA FINANCIAL INC 22,182 639 0.01%
20 VISHAY INTERTECHNOLOGY INC 52,709 743 0.01%
21 VIMPELCOM LTD 4,000,000 13,920 0.26%
22 VERIZON COMMUNICATIONS INC 880,399 45,764 0.86%
23 VERIZON COMMUNICATIONS INC 292,922 15,226 0.29%
24 VERINT SYS INC 72,900 2,743 0.05%
25 VANECK ETF TRUST 500,000 13,215 0.25% Put
26 VALVOLINE INC 73,200 1,719 0.03%
27 VALIDUS HOLDINGS LTD 14,702 732 0.01%
28 VALERO ENERGY CORP NEW 345,554 18,315 0.34%
29 US BANCORP DEL 17,198 738 0.01%
30 UNIVERSAL CORP VA 13,054 760 0.01%
31 UNITED STATES STL CORP NEW 250,000 4,715 0.09%
32 UNITED PARCEL SERVICE INC 64,447 7,048 0.13%
33 UNION PAC CORP 122,199 11,918 0.22%
34 UNIFIRST CORP MASS COM 5,642 744 0.01%
35 TRN 500,000 476 0.01% PRN
36 TREEHOUSE FOODS INC 65,601 5,720 0.11%
37 TRAVELERS COMPANIES INC 6,390 732 0.01%
38 TORCHMARK CORP COM 11,418 729 0.01%
39 TIVO CORPORATION COM 38,000 740 0.01%
40 TITAN MACHY INC 486,000 423 0.01% PRN
41 TIMKENSTEEL CORP 4,825,000 5,329 0.10% PRN
42 TIFFANY & CO NEW 10,297 748 0.01%
43 TICC CAPITAL CORP 20,458,000 20,740 0.39% PRN
44 THOR INDS INC 9,284 786 0.01%
45 THOMSON REUTERS CORP 18,023 746 0.01%
46 THE TRADE DESK INC 75,000 2,191 0.04%
47 TEXAS INSTRS INC 10,629 746 0.01%
48 TESLA INC SR CV NT 0.25 19 13,928,000 12,608 0.24% PRN
49 TESLA INC 15,000,000 12,837 0.24% PRN
50 TERADYNE INC 34,971 755 0.01%
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