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WESTERN ASSET MTG CAP CORP
WESTERN ASSET MTG CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 95 Institutional holders with a total value of $140,256,698.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 2,137,437 22,272,000 15.88%
2 VANGUARD GROUP INC 1,516,405 15,800,000 11.27%
3 BlackRock Institutional Trust Company, N.A. 1,284,968 13,389,000 9.55%
4 Invesco Ltd. 1,041,819 10,856,000 7.74%
5 UBS Group AG 889,996 9,274,000 6.61%
6 STATE STREET CORP 773,539 8,060,000 5.75%
7 NORTHERN TRUST CORP 449,849 4,688,000 3.34%
8 RENAISSANCE TECHNOLOGIES LLC 383,910 4,000,000 2.85%
9 KENNEDY CAPITAL MANAGEMENT LLC 312,344 3,255,000 2.32%
10 GEODE CAPITAL MANAGEMENT, LLC 306,596 3,194,000 2.28%
11 GOLDMAN SACHS GROUP INC 289,931 3,021,000 2.15%
12 Creative Planning 265,650 2,768,000 1.97%
13 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 240,472 2,506,000 1.79%
14 JPMORGAN CHASE & CO 235,111 2,450,000 1.75%
15 PARAMETRIC PORTFOLIO ASSOCIATES LLC 183,093 1,908,000 1.36%
16 BlackRock Investment Management, LLC 180,167 1,877,000 1.34%
17 CITADEL ADVISORS LLC 162,830 1,697,000 1.21%
18 VAN ECK ASSOCIATES CORP 160,728 1,675,000 1.19%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 156,400 1,630,000 1.16%
20 LSV ASSET MANAGEMENT 155,700 1,622,000 1.16%
21 Bank of New York Mellon Corp 154,451 1,609,000 1.15%
22 TIAA CREF INVESTMENT MANAGEMENT LLC 126,142 1,314,000 0.94%
23 DEUTSCHE BANK AG\ 119,451 1,244,000 0.89%
24 BANK OF AMERICA CORP /DE/ 107,007 1,115,000 0.79%
25 CREDIT SUISSE AG/ 97,778 1,019,000 0.73%
26 RAYMOND JAMES & ASSOCIATES 93,798 977,000 0.70%
27 PRUDENTIAL FINANCIAL INC 90,275 941,000 0.67%
28 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 86,753 904,000 0.64%
29 MORGAN STANLEY 73,649 767,000 0.55%
30 Cambridge Investment Research Advisors, Inc. 72,582 756,000 0.54%
31 Swiss National Bank 71,832 748,000 0.53%
32 TEACHERS ADVISORS, LLC 67,737 706,000 0.50%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,183 628,000 0.45%
34 HANCOCK WHITNEY CORP 60,000 625,000 0.45%
35 RHUMBLINE ADVISERS 50,307 524,000 0.37%
36 CITIGROUP INC 49,029 511,000 0.36%
37 WELLINGTON MANAGEMENT GROUP LLP 46,272 482,000 0.34%
38 ALLIANCEBERNSTEIN L.P. 41,500 432,000 0.31%
39 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 41,192 429,000 0.31%
40 IndexIQ Advisors LLC 40,689 424,000 0.30%
41 NEW YORK STATE COMMON RETIREMENT FUND 38,300 399,000 0.28%
42 Cetera Advisors LLC 37,475 390,000 0.28%
43 GUGGENHEIM CAPITAL LLC 37,236 388,000 0.28%
44 CITADEL ADVISORS LLC 35,900 374,000 0.27% Put
45 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 33,285 347,000 0.25%
46 Allianz Asset Management GmbH 32,478 338,000 0.24%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,200 336,000 0.24% Put
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 28,271 295,000 0.21%
49 WELLS FARGO & COMPANY/MN 28,193 294,000 0.21%
50 METROPOLITAN LIFE INSURANCE CO/NY 27,793 290,000 0.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.