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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 1,776 holdings with a total value of $7,213,366,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 MONARCH CASINO & RESORT INC COM 2,164 33,000 0.00%
52 Adt Corp 950 33,000 0.00%
53 SUN LIFE FINL INC 924 34,000 0.00%
54 ASTORIA FINL CORPORATION 2,500 34,000 0.00%
55 E TRADE FINANCIAL CORP 1,620 34,000 0.00%
56 REED ELSEVIER N V 765 35,000 0.00%
57 QEP RES INC 1,000 35,000 0.00%
58 CREDIT ACCEP CORP MICH 287 35,000 0.00%
59 NEWFIELD EXPL CO 800 35,000 0.00%
60 LANDS END INC NEW 1,063 36,000 0.00%
61 Culp, Inc. 2,057 36,000 0.00%
62 YAMANA GOLD INC 4,361 36,000 0.00%
63 DENBURY RESOURCES INC 2,000 37,000 0.00%
64 ADTRAN INC COM 1,700 38,000 0.00%
65 GREENHILL & CO INC COM 800 39,000 0.00%
66 HORMEL FOODS CORP 800 39,000 0.00%
67 BBCN BANCORP INC 2,436 39,000 0.00%
68 Advent Software Inc. 1,200 39,000 0.00%
69 XYLEM INC 1,000 39,000 0.00%
70 UNIVERSAL CORP VA 700 39,000 0.00%
71 GRANITE CONSTR INC 1,075 39,000 0.00%
72 BILL BARRETT CP 1,500 40,000 0.00%
73 TORCHMARK CORP COM 500 41,000 0.00%
74 Energy XXI LTD 1,755 41,000 0.00%
75 NEW GOLD INC CDA 6,402 41,000 0.00%
76 PIONEER HIGH INCOME TR 2,289 42,000 0.00%
77 WESTAMERICA BANCORPORATION COM 800 42,000 0.00%
78 FARO TECHNOLOGIES INC COM 859 42,000 0.00%
79 FIRST MAJESTIC SILVER CORP 3,865 42,000 0.00%
80 EXPEDIA INC DEL 550 43,000 0.00%
81 ACADIA COMPANY COM 942 43,000 0.00%
82 On Assignment Inc 1,214 43,000 0.00%
83 KONGZHONG CORP SPONSO 4,940 43,000 0.00%
84 FRANKLIN STREET PPTY CP 3,385 43,000 0.00%
85 MASCO CORP 2,000 44,000 0.00%
86 SS&C TECHNOLOGIES HLDGS INC 1,006 44,000 0.00%
87 ELDORADO GOLD CORP NEW 5,791 44,000 0.00%
88 Equity One Inc Com 1,900 45,000 0.00%
89 VULCAN MATLS CO 700 45,000 0.00%
90 SILVER STD RES INC 5,175 45,000 0.00%
91 CNINSURE INC 6,628 45,000 0.00%
92 FTI CONSULTING INC 1,200 45,000 0.00%
93 INTERNATIONAL BANCSHARES COR 1,700 46,000 0.00%
94 RENT A CENTER INC-NEW 1,600 46,000 0.00%
95 DREYFUS HIGH YIELD STRATEGIE 10,552 46,000 0.00%
96 ASPEN TECHNOLOGY COM USD0.10 1,006 47,000 0.00%
97 LEUCADIA NATL CORP 1,800 47,000 0.00%
98 BEST BUY INC 1,500 47,000 0.00%
99 EAGLE BANCORP INC MD 1,425 48,000 0.00%
100 SILVER BAY RLTY TR CORP 2,983 49,000 0.00%
Page 2 of 36

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-14-001874, filed 2014.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.