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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 37 Institutional holders with a total value of $4,544,191.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 293,895 1,276,000 28.08%
2 LPL Financial LLC 97,217 422,000 9.29%
3 INVESTMENT CENTERS OF AMERICA INC 67,116 293,000 6.45%
4 AMERIPRISE FINANCIAL INC 57,758 251,000 5.52%
5 NATIONAL PLANNING CORP 49,751 216,000 4.75%
6 MORGAN STANLEY 46,725 203,000 4.47%
7 Fernwood Investment Management, LLC 44,400 193,000 4.25%
8 Cambridge Investment Research Advisors, Inc. 37,998 165,000 3.63%
9 B. Riley Wealth Advisors, Inc. 36,547 158,612 3.49%
10 WFG Advisors, LP 36,122 157,000 3.45%
11 GOLDMAN SACHS GROUP INC 27,459 119,000 2.62%
12 Bank of New York Mellon Corp 23,000 100,000 2.20%
13 Commonwealth Equity Services, Inc 20,995 91,000 2.00%
14 MONROE BANK & TRUST/MI 20,000 87,000 1.91%
15 WELLS FARGO & COMPANY/MN 19,496 85,000 1.87%
16 ROYAL BANK OF CANADA 17,122 75,000 1.65%
17 SHUFRO ROSE & CO LLC 16,775 72,000 1.58%
18 Investors Capital Advisory Services 16,050 69,000 1.52%
19 Capital Investment Advisors, LLC 14,970 65,000 1.43%
20 UBS AG 13,776 60,000 1.32%
21 BRAVE ASSET MANAGEMENT INC 12,700 55,000 1.21%
22 Virtu KCG Holdings LLC 11,344 49,000 1.08%
23 Creative Planning 10,913 47,000 1.03%
24 Advisors Asset Management, Inc. 10,552 46,000 1.01%
25 SII INVESTMENTS INC/WI 10,000 44,000 0.97%
26 NOMURA HOLDINGS INC 10,100 44,000 0.97%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,324 27,000 0.59%
28 AMERICAN INTERNATIONAL GROUP, INC. 4,972 21,579 0.47%
29 NEXT Financial Group, Inc 4,050 16,000 0.35%
30 Field & Main Bank 3,000 13,000 0.29%
31 FIFTH THIRD BANCORP 2,764 12,000 0.26%
32 Focused Wealth Management, Inc 920 4,000 0.09%
33 Waverly Advisors, LLC 1,000 4,000 0.09%
34 PNC FINANCIAL SERVICES GROUP, INC. 791 3,000 0.07%
35 Tower Research Capital LLC (TRC) 150 1,000 0.02%
36 BANK OF AMERICA CORP /DE/ 53 0 0.00%
37 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.