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PIONEER HIGH INCOME TR
PIONEER HIGH INCOME TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 29 Institutional holders with a total value of $28,026,301.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 385,953 7,129,000 25.44%
2 MORGAN STANLEY 205,190 3,790,000 13.52%
3 Windsor Capital Management, LLC 199,290 3,681,000 13.13%
4 Private Advisor Group, LLC 140,586 2,597,000 9.27%
5 NATIONAL PLANNING CORP 110,385 2,039,000 7.28%
6 MSI Financial Services Inc 95,483 1,764,000 6.29%
7 WELLS FARGO & COMPANY/MN 59,582 1,101,000 3.93%
8 UBS AG 52,144 963,000 3.44%
9 BANK OF AMERICA CORP /DE/ 37,109 685,000 2.44%
10 ROYAL BANK OF CANADA 32,598 602,000 2.15%
11 WFG Advisors, LP 29,889 552,000 1.97%
12 AMERICAN INTERNATIONAL GROUP, INC. 27,041 499,443 1.78%
13 Investors Capital Advisory Services 22,353 412,000 1.47%
14 Commonwealth Equity Services, Inc 19,464 360,000 1.28%
15 Concert Wealth Management Inc. 19,943 360,000 1.28%
16 Cambridge Investment Research Advisors, Inc. 18,989 351,000 1.25%
17 Creative Planning 14,178 262,000 0.93%
18 Capital Investment Advisors, LLC 12,098 223,000 0.80%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,220 207,000 0.74%
20 NEW ENGLAND SECURITIES CORP /MA/ 6,127 113,000 0.40%
21 DEUTSCHE BANK AG\ 3,886 71,000 0.25%
22 D.A. DAVIDSON & CO. 3,715 68,000 0.24%
23 Transamerica Financial Advisors, LLC 2,300 43,000 0.15%
24 Advisors Asset Management, Inc. 2,289 42,000 0.15%
25 CITIGROUP INC 2,172 40,000 0.14%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,775 33,000 0.12%
27 Bartlett & Co. LLC 1,000 18,000 0.06%
28 HOWE & RUSLING INC 880 16,000 0.06%
29 B. Riley Wealth Advisors, Inc. 263 4,858 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.