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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1451 SOUTHERN COPPER CORP 14,448 400 0.01%
1452 SOUTHWEST AIRLS CO 15,258 684 0.01%
1453 SOUTHWEST GAS HOLDINGS INC 11,073 729 0.01%
1454 SOUTHWESTERN ENERGY CO 1,900 15 0.00%
1455 SPARK ENERGY INC 97,843 1,761 0.03%
1456 SPDR SER TR 135 3 0.00%
1457 SPDR SERIES TRUST 65 2 0.00%
1458 SPDR SERIES TRUST 65 2 0.00%
1459 SPDR SERIES TRUST 22,227 681 0.01%
1460 SPECTRA ENERGY PARTNERS LP 2,819 136 0.00%
1461 SPECTRUM BRANDS HLDGS INC 3,751 410 0.01%
1462 SPIRIT AEROSYSTEMS HLDGS INC 28,803 1,307 0.02%
1463 SPIRIT AIRLS INC 1,492 72 0.00%
1464 SPLUNK INC 20,161 986 0.02%
1465 SPROUTS FMRS MKT INC 3,800 110 0.00%
1466 SPX CORP 21,148 318 0.01%
1467 SPX FLOW INC 686 17 0.00%
1468 SS&C TECHNOLOGIES HLDGS INC 12,406 787 0.01%
1469 SSGA ACTIVE ETF TR 8,559 398 0.01%
1470 ST JUDE MED INC 27,633 1,520 0.03%
1471 STAG INDL INC 14,387 293 0.00%
1472 STANDEX INTL CORP 6,085 473 0.01%
1473 STANLEY BLACK &DECKER INC 38,029 4,001 0.07%
1474 STANTEC INC 3,813 97 0.00%
1475 STAPLES INC 379,627 4,187 0.07%
1476 STARBUCKS CORP 303,028 18,091 0.30%
1477 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 800 67 0.00%
1478 STARWOOD PPTY TR INC COM 22,384 424 0.01%
1479 STATE STR CORP 1,900 111 0.00%
1480 STATOIL ASA 261,551 4,070 0.07%
1481 STEEL DYNAMICS INC 45,882 1,033 0.02%
1482 STELLUS CAP INVT CORP 887,866 9,074 0.15%
1483 STERICYCLE INC 26,402 3,332 0.06%
1484 STERIS PLC SHS USD 69,558 4,942 0.08%
1485 STEWART INFORMATION SVCS COR 7,202 261 0.00%
1486 STIFEL FINANCIAL CP 1,800 53 0.00%
1487 STMICROELECTRONICS N V 373,135 2,082 0.03%
1488 STONE HBR EMERG MKTS TL INC 43,539 538 0.01%
1489 STRATASYS LTD 8,392 218 0.00%
1490 STRYKER CORP 38,182 4,097 0.07%
1491 STUDENT TRANSN INC 10,388 53 0.00%
1492 SUMITOMO MITSUI FINL GROUP I 407,697 2,450 0.04%
1493 SUMMIT HOTEL PPTYS 41,770 500 0.01%
1494 SUN CMNTYS INC 12,840 919 0.02%
1495 SUN HYDRAULICS CORP COM 11,046 367 0.01%
1496 SUN LIFE FINL INC 1,403 45 0.00%
1497 SUNCOR ENERGY INC NEW 143,462 3,990 0.07%
1498 SUNOCO LOGISTICS PRTNRS L P 32,123 805 0.01%
1499 SUNSTONE HOTEL INVESTORS REIT 66,703 934 0.02%
1500 SUNTRUST BKS INC 12,134 438 0.01%
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