| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
542,027 |
6,694,000 |
31.23% |
|
|
| 2 |
MORGAN STANLEY |
406,383 |
5,018,000 |
23.41% |
|
|
| 3 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
131,812 |
1,628,000 |
7.60% |
|
|
| 4 |
Invesco Ltd. |
119,546 |
1,476,000 |
6.89% |
|
|
| 5 |
Gramercy Funds Management LLC |
100,000 |
1,235,000 |
5.76% |
|
|
| 6 |
UBS Group AG |
89,202 |
1,102,000 |
5.14% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
72,342 |
893,000 |
4.17% |
|
|
| 8 |
Cambridge Investment Research Advisors, Inc. |
43,600 |
538,000 |
2.51% |
|
|
| 9 |
Advisors Asset Management, Inc. |
43,539 |
538,000 |
2.51% |
|
|
| 10 |
Private Harbour Investment Management & Counsel, LLC |
31,550 |
390,000 |
1.82% |
|
|
| 11 |
AQR ARBITRAGE LLC |
27,802 |
343,000 |
1.60% |
|
|
| 12 |
Court Place Advisors, LLC |
20,200 |
249,000 |
1.16% |
|
|
| 13 |
ROYAL BANK OF CANADA |
17,634 |
218,000 |
1.02% |
|
|
| 14 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,883 |
196,000 |
0.91% |
|
|
| 15 |
LPL Financial LLC |
13,258 |
162,000 |
0.76% |
|
|
| 16 |
Round Table Services, LLC |
12,532 |
155,000 |
0.72% |
|
|
| 17 |
CLOUGH CAPITAL PARTNERS L P |
12,398 |
153,000 |
0.71% |
|
|
| 18 |
SG Americas Securities, LLC |
9,717 |
120,000 |
0.56% |
|
|
| 19 |
CITIGROUP INC |
9,490 |
117,000 |
0.55% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
6,592 |
81,000 |
0.38% |
|
|
| 21 |
Creative Planning |
4,940 |
61,000 |
0.28% |
|
|
| 22 |
PNC FINANCIAL SERVICES GROUP, INC. |
2,164 |
26,000 |
0.12% |
|
|
| 23 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,000 |
25,000 |
0.12% |
|
|
| 24 |
SIGNATUREFD, LLC |
600 |
7,000 |
0.03% |
|
|
| 25 |
Brick & Kyle, Associates |
500 |
6,000 |
0.03% |
|
|
| 26 |
WASHINGTON TRUST BANK |
306 |
4,000 |
0.02% |
|
|
| 27 |
WHITTIER TRUST CO |
11 |
0 |
0.00% |
|
|
| 28 |
WELLS FARGO & COMPANY/MN |
1 |
0 |
0.00% |
|
|
