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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
301 SUMITOMO MITSUI FINL GROUP I 407,697 2,450 0.04%
302 STUDENT TRANSN INC 10,388 53 0.00%
303 STRYKER CORP 38,182 4,097 0.07%
304 STRATASYS LTD 8,392 218 0.00%
305 STONE HBR EMERG MKTS TL INC 43,539 538 0.01%
306 STMICROELECTRONICS N V 373,135 2,082 0.03%
307 STIFEL FINANCIAL CP 1,800 53 0.00%
308 STEWART INFORMATION SVCS COR 7,202 261 0.00%
309 STERIS PLC SHS USD 69,558 4,942 0.08%
310 STERICYCLE INC 26,402 3,332 0.06%
311 STELLUS CAP INVT CORPORATION 887,866 9,074 0.15%
312 STEEL DYNAMICS INC 45,882 1,033 0.02%
313 STATOIL ASA 261,551 4,070 0.07%
314 STATE STR CORP 1,900 111 0.00%
315 STARWOOD PPTY TR INC 22,384 424 0.01%
316 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 800 67 0.00%
317 STARBUCKS CORP 303,028 18,091 0.30%
318 STAPLES INC 379,627 4,187 0.07%
319 STANTEC INC 3,813 97 0.00%
320 STANLEY BLACK &DECKER INC 38,029 4,001 0.07%
321 STANDEX INTL CORP 6,085 473 0.01%
322 STAG INDL INC 14,387 293 0.00%
323 ST JUDE MED INC 27,633 1,520 0.03%
324 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 8,559 398 0.01%
325 SS&C TECHNOLOGIES HLDGS INC 12,406 787 0.01%
326 SPX FLOW INC 686 17 0.00%
327 SPX CORP 21,148 318 0.01%
328 SPROUTS FMRS MKT INC 3,800 110 0.00%
329 SPLUNK INC 20,161 986 0.02%
330 SPIRIT AIRLS INC 1,492 72 0.00%
331 SPIRIT AEROSYSTEMS HLDGS INC 28,803 1,307 0.02%
332 SPECTRUM BRANDS HLDGS INC 3,751 410 0.01%
333 SPECTRA ENERGY PARTNERS LP 2,819 136 0.00%
334 SPECTRA ENERGY CORP 414,661 12,689 0.21%
335 SPDR SERIES TRUST 22,227 681 0.01%
336 SPDR SERIES TRUST 65 2 0.00%
337 SPDR SERIES TRUST 65 2 0.00%
338 SPDR SER TR 135 3 0.00%
339 SPARK ENERGY INC 97,843 1,761 0.03%
340 SOUTHWESTERN ENERGY CO 1,900 15 0.00%
341 SOUTHWEST GAS HOLDINGS INC 11,073 729 0.01%
342 SOUTHWEST AIRLS CO 15,258 684 0.01%
343 SOUTHERN COPPER CORP 14,448 400 0.01%
344 SOUTHERN CO 587,096 30,370 0.51%
345 SOUTHCROSS ENERGY PARTNERS L COM UNIT LTDPT 75,301 79 0.00%
346 SOTHEBYS 1,500 40 0.00%
347 SONY GROUP CORP 2,847 73 0.00%
348 SONOCO PRODS CO 85,416 4,149 0.07%
349 SOLAR SR CAP LTD 216,272 3,153 0.05%
350 SOLAR CAP LTD 222,172 3,839 0.06%
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