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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 1,856 holdings with a total value of $6,168,421,000.
#
Name
Shares
Value ($)
%
Options
Notes
1801 WELLS FARGO & CO NEW 418,267 19,797,000 0.32%
1802 PEPSICO INC 186,884 19,798,000 0.32%
1803 PENNYMAC MTG INVT TR 1,221,059 19,818,000 0.32%
1804 INTL PAPER CO 472,854 20,040,000 0.32%
1805 PROCTER AND GAMBLE CO 243,381 20,607,000 0.33%
1806 ALPINE TOTAL DYNAMIC DIVID F 2,844,176 20,649,000 0.33%
1807 PPL CORP 557,641 21,051,000 0.34%
1808 MEDTRONIC PLC 251,023 21,781,000 0.35%
1809 NEXTERA ENERGY INC 167,046 21,783,000 0.35%
1810 VOYA GLBL EQTY DIV & PREM OP 3,179,488 22,034,000 0.36%
1811 OLIN CORP 891,614 22,148,000 0.36%
1812 Spectra Energy Corp Com 612,784 22,446,000 0.36%
1813 CONOCOPHILLIPS 516,729 22,529,000 0.37%
1814 LOCKHEED MARTIN CORP 90,915 22,562,000 0.37%
1815 PATTERN ENERGY GROUP INC 1,002,857 23,036,000 0.37%
1816 NUVEEN DIVERSIFIED DIVID I 1,972,160 23,074,000 0.37%
1817 HANCOCK JOHN TAX-ADV DIV INC 927,201 23,106,000 0.37%
1818 COVANTA HLDG CORP 1,417,540 23,319,000 0.38%
1819 CATERPILLAR INC 308,706 23,403,000 0.38%
1820 MADISON COVERED CALL EQUIT 3,055,734 23,407,000 0.38%
1821 CHIMERA INVT CORP 1,491,448 23,416,000 0.38%
1822 CONSOLIDATED COMM HLDGS INC COM 869,981 23,698,000 0.38%
1823 UNIVERSAL CORP VA 423,447 24,450,000 0.40%
1824 B & G FOODS INC NEW COM 528,279 25,463,000 0.41%
1825 CISCO SYS INC 910,188 26,113,000 0.42%
1826 SOUTHERN CO 496,218 26,612,000 0.43%
1827 FRONTIER COMMUNICATIONS CORP 5,394,614 26,649,000 0.43%
1828 CYPRESS SEMICONDUCTOR CORP 2,569,339 27,107,000 0.44%
1829 INTEL CORP 832,178 27,295,000 0.44%
1830 MATTEL INC 899,232 28,137,000 0.46%
1831 COHEN & STEERS QUALITY RLTY 2,070,109 28,402,000 0.46%
1832 HOME DEPOT INC 223,040 28,480,000 0.46%
1833 FACEBOOK INC 251,327 28,722,000 0.47%
1834 VECTOR GROUP LTD 1,295,558 29,046,000 0.47%
1835 AMAZON COM INC 41,055 29,380,000 0.48%
1836 ALPHABET INC 42,528 29,920,000 0.49%
1837 LUMEN TECHNOLOGIES INC 1,050,764 30,483,000 0.49%
1838 RR DONNELLEY & SONS CO 1,814,502 30,701,000 0.50%
1839 ENTERGY CORP NEW 383,538 31,201,000 0.51%
1840 SCHLUMBERGER LTD 400,843 31,699,000 0.51%
1841 CHEVRON CORP NEW 304,391 31,909,000 0.52%
1842 CYS INVTS INC COM 3,829,482 32,053,000 0.52%
1843 INTERNATIONAL BUSINESS MACHS 212,054 32,186,000 0.52%
1844 EXXON MOBIL CORP 345,029 32,343,000 0.52%
1845 ABBVIE INC 538,966 33,367,000 0.54%
1846 CENTERPOINT ENERGY INC 1,411,699 33,881,000 0.55%
1847 APPLE INC 360,261 34,441,000 0.56%
1848 JOHNSON & JOHNSON 289,179 35,077,000 0.57%
1849 PHILIP MORRIS INTL INC 348,415 35,441,000 0.57%
1850 ONEOK INC NEW 808,733 38,374,000 0.62%
Page 37 of 38

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-004779, filed 2016.08.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.