| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 8,729,405 | 63,375,000 | 26.59% | ||
| 2 | Advisors Asset Management, Inc. | 2,844,176 | 20,649,000 | 8.66% | ||
| 3 | MORGAN STANLEY | 2,578,739 | 18,721,000 | 7.86% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,406,260 | 17,469,000 | 7.33% | ||
| 5 | WELLS FARGO & COMPANY/MN | 2,121,074 | 15,399,000 | 6.46% | ||
| 6 | UBS Group AG | 1,883,346 | 13,673,000 | 5.74% | ||
| 7 | CORNERSTONE ADVISORS INC | 1,354,401 | 9,833,000 | 4.13% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 1,209,117 | 8,778,000 | 3.68% | ||
| 9 | Gramercy Funds Management LLC | 710,206 | 5,156,000 | 2.16% | ||
| 10 | DESCHUTES PORTFOLIO STRATEGY, LLC | 701,400 | 5,092,000 | 2.14% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 678,376 | 4,925,000 | 2.07% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 572,935 | 4,159,000 | 1.75% | ||
| 13 | ALPINE WOODS CAPITAL INVESTORS, LLC | 533,269 | 3,872,000 | 1.62% | ||
| 14 | Vident Investment Advisory, LLC | 483,112 | 3,507,000 | 1.47% | ||
| 15 | Invesco Ltd. | 443,795 | 3,222,000 | 1.35% | ||
| 16 | 1832 Asset Management L.P. | 406,868 | 2,973,000 | 1.25% | ||
| 17 | BANK OF MONTREAL /CAN/ | 408,000 | 2,962,000 | 1.24% | ||
| 18 | Curi Capital, LLC | 383,928 | 2,787,000 | 1.17% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 353,281 | 2,565,000 | 1.08% | ||
| 20 | Private Advisor Group, LLC | 328,863 | 2,388,000 | 1.00% | ||
| 21 | ROYAL BANK OF CANADA | 291,835 | 2,119,000 | 0.89% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 284,080 | 2,062,000 | 0.87% | ||
| 23 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 257,781 | 1,871,000 | 0.79% | ||
| 24 | DOLIVER ADVISORS, LP | 240,531 | 1,763,000 | 0.74% | ||
| 25 | CSS LLC/IL | 200,281 | 1,454,000 | 0.61% | ||
| 26 | STIFEL FINANCIAL CORP | 199,262 | 1,447,000 | 0.61% | ||
| 27 | MSI Financial Services Inc | 161,632 | 1,173,000 | 0.49% | ||
| 28 | Ancora Advisors LLC | 149,000 | 1,082,000 | 0.45% | ||
| 29 | CITIGROUP INC | 120,621 | 875,000 | 0.37% | ||
| 30 | GEODE CAPITAL MANAGEMENT, LLC | 116,809 | 848,000 | 0.36% | PRN | |
| 31 | Shaker Financial Services, LLC | 110,478 | 802,000 | 0.34% | ||
| 32 | LPL Financial LLC | 106,362 | 772,000 | 0.32% | ||
| 33 | OPPENHEIMER & CO INC | 104,413 | 758,000 | 0.32% | ||
| 34 | AQR ARBITRAGE LLC | 100,037 | 726,000 | 0.30% | ||
| 35 | ADVISOR GROUP, INC. | 99,293 | 719,000 | 0.30% | ||
| 36 | Centaur Capital Partners, L.P. | 90,000 | 653,000 | 0.27% | ||
| 37 | BRINKER CAPITAL INC | 82,517 | 599,000 | 0.25% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 70,762 | 514,000 | 0.22% | ||
| 39 | Cetera Advisor Networks LLC | 65,087 | 475,000 | 0.20% | ||
| 40 | SENTINEL TRUST CO LBA | 58,100 | 422,000 | 0.18% | ||
| 41 | Zuckerman Investment Group, LLC | 57,510 | 418,000 | 0.18% | ||
| 42 | Oxbow Advisors, LLC | 55,846 | 405,000 | 0.17% | ||
| 43 | TFS CAPITAL LLC | 51,722 | 376,000 | 0.16% | ||
| 44 | IFP ADVISORS, INC | 50,445 | 366,000 | 0.15% | ||
| 45 | NINE MASTS CAPITAL Ltd | 50,370 | 366,000 | 0.15% | ||
| 46 | VSR Financial Services, Inc. | 48,220 | 350,000 | 0.15% | ||
| 47 | Hilton Capital Management, LLC | 45,325 | 329,000 | 0.14% | PRN | |
| 48 | First Allied Advisory Services, Inc. | 39,957 | 291,000 | 0.12% | ||
| 49 | WEDBUSH SECURITIES INC | 33,778 | 245,000 | 0.10% | ||
| 50 | Meristem Family Wealth, LLC | 30,000 | 218,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
