| 1 |
Advisors Asset Management, Inc. |
1,972,160 |
23,074,000 |
60.70% |
|
|
| 2 |
Invesco Ltd. |
184,890 |
2,163,000 |
5.69% |
|
|
| 3 |
MORGAN STANLEY |
174,761 |
2,044,000 |
5.38% |
|
|
| 4 |
WELLS FARGO & COMPANY/MN |
132,415 |
1,549,000 |
4.08% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
104,159 |
1,218,000 |
3.20% |
|
|
| 6 |
LPL Financial LLC |
101,776 |
1,193,000 |
3.14% |
|
|
| 7 |
FIRST TRUST ADVISORS LP |
84,122 |
984,000 |
2.59% |
|
|
| 8 |
RAYMOND JAMES & ASSOCIATES |
78,711 |
921,000 |
2.42% |
|
|
| 9 |
UBS Group AG |
65,038 |
761,000 |
2.00% |
|
|
| 10 |
BAIRD FINANCIAL GROUP, INC. |
46,348 |
542,000 |
1.43% |
|
|
| 11 |
Cetera Advisor Networks LLC |
32,152 |
375,000 |
0.99% |
|
|
| 12 |
AQR ARBITRAGE LLC |
31,873 |
373,000 |
0.98% |
|
|
| 13 |
First Allied Advisory Services, Inc. |
23,727 |
274,000 |
0.72% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
21,934 |
257,000 |
0.68% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
17,429 |
204,000 |
0.54% |
|
|
| 16 |
OPPENHEIMER & CO INC |
17,350 |
203,000 |
0.53% |
|
|
| 17 |
GENEOS WEALTH MANAGEMENT INC. |
16,786 |
197,000 |
0.52% |
|
|
| 18 |
Saba Capital Management, L.P. |
15,767 |
184,000 |
0.48% |
|
|
| 19 |
STIFEL FINANCIAL CORP |
13,942 |
164,000 |
0.43% |
|
|
| 20 |
ADVISOR GROUP, INC. |
13,706 |
159,000 |
0.42% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
12,482 |
146,000 |
0.38% |
|
|
| 22 |
Mariner, LLC |
12,203 |
143,000 |
0.38% |
|
|
| 23 |
Pekin Hardy Strauss, Inc. |
11,350 |
133,000 |
0.35% |
|
|
| 24 |
MSI Financial Services Inc |
9,362 |
110,000 |
0.29% |
|
|
| 25 |
ROBINSON CAPITAL MANAGEMENT, LLC |
8,805 |
103,000 |
0.27% |
|
|
| 26 |
ROYAL BANK OF CANADA |
6,760 |
79,000 |
0.21% |
|
|
| 27 |
Iowa State Bank |
5,510 |
64,000 |
0.17% |
|
|
| 28 |
Thomas J. Herzfeld Advisors, Inc. |
5,406 |
63,000 |
0.17% |
|
|
| 29 |
ENVESTNET ASSET MANAGEMENT INC |
4,951 |
58,000 |
0.15% |
|
|
| 30 |
CITIGROUP INC |
4,220 |
50,000 |
0.13% |
|
|
| 31 |
Advisory Services Network, LLC |
4,200 |
49,000 |
0.13% |
|
|
| 32 |
IFP ADVISORS, INC |
3,646 |
43,000 |
0.11% |
|
|
| 33 |
Focused Wealth Management, Inc |
2,504 |
29,000 |
0.08% |
|
|
| 34 |
Livingston Group Asset Management CO (operating as Southport Capital Management) |
2,000 |
23,000 |
0.06% |
|
|
| 35 |
Creative Planning |
2,000 |
23,000 |
0.06% |
|
|
| 36 |
US BANCORP \DE\ |
1,800 |
21,000 |
0.06% |
|
|
| 37 |
DELTA ASSET MANAGEMENT LLC/TN |
1,296 |
15,000 |
0.04% |
|
|
| 38 |
PNC FINANCIAL SERVICES GROUP, INC. |
754 |
9,000 |
0.02% |
|
|
| 39 |
TD Capital Management LLC |
476 |
6,000 |
0.02% |
|
|
| 40 |
WOLVERINE TRADING LP /BD |
258 |
3,003 |
0.01% |
|
|
| 41 |
PENSERRA CAPITAL MANAGEMENT LLC |
212 |
2,000 |
0.01% |
|
|
