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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,837 holdings with a total value of $6,097,163,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 WESTERN ASSET HIGH INCM FD I 2,607 19,000 0.00%
52 FLIR SYS INC 600 19,000 0.00%
53 TERADATA CORP DEL 600 19,000 0.00%
54 PIONEER HIGH INCOME TR 1,854 19,000 0.00%
55 INTERNATIONAL SPEEDWAY CORP 600 20,000 0.00%
56 RALPH LAUREN CORP 200 20,000 0.00%
57 APOLLO COML REAL EST FIN INC 1,267 21,000 0.00%
58 NAVIENT 1,500 22,000 0.00%
59 LSB INDS INC COM 2,552 22,000 0.00%
60 ROBERT HALF 600 23,000 0.00%
61 ASCENA RETAIL GROUP INC 4,084 23,000 0.00%
62 H & R BLOCK INC 1,000 23,000 0.00%
63 RMR GROUP INC 614 23,000 0.00%
64 UNITED DEV FDG IV COM 7,673 24,000 0.00%
65 ABERCROMBIE FITCH CO 1,600 25,000 0.00%
66 JACOBS ENGR GROUP INC 500 26,000 0.00%
67 XPO LOGISTICS INC 719 26,000 0.00%
68 DISCOVERY C 1,000 26,000 0.00%
69 SPIRIT AIRLS INC 626 27,000 0.00%
70 TOPBUILD CORP 815 27,000 0.00%
71 DUN & BRADSTREET 200 27,000 0.00%
72 SEMTECH CORP COM 999 28,000 0.00%
73 TRIPADVISOR INC 450 28,000 0.00%
74 ZIONS BANCORPORATION N A COM 900 28,000 0.00%
75 ANWORTH MTG ASSET CORP 5,710 28,000 0.00%
76 CARRIZO OIL & GAS INC 683 28,000 0.00%
77 ASSURANT 300 28,000 0.00%
78 SPRINT CORP 4,227 28,000 0.00%
79 CHEMOURS CO 1,752 28,000 0.00%
80 DREYFUS HIGH YIELD STRATEGIE 8,545 29,000 0.00%
81 SOUTHWESTERN ENERGY CO 2,100 29,000 0.00%
82 KNOWLES CORP COM 2,100 30,000 0.00%
83 GLADSTONE COMMERCIAL CORP 1,611 30,000 0.00%
84 ALLEGION PUB LTD CO 433 30,000 0.00%
85 BED BATH & BEYOND INC 700 30,000 0.00%
86 RESTORATION HARDWARE HLDGS I 900 31,000 0.00%
87 FLUOR CORP NEW 600 31,000 0.00%
88 APARTMENT INVT & MGMT CO 665 31,000 0.00%
89 BOSTON BEER INC 200 31,000 0.00%
90 DEVRY EDUCATION 1,400 32,000 0.00%
91 KB HOME 2,000 32,000 0.00%
92 TOTAL SYS SVCS INC 700 33,000 0.00%
93 OMNICELL COM COM 849 33,000 0.00%
94 COMSCORE INC 1,100 34,000 0.00%
95 HealthSouth Corp 832 34,000 0.00%
96 GRUPO AEROPORTUARIO DEL CENTRO ADR SPONSORED 740 35,000 0.00%
97 NeuStar Inc 1,300 35,000 0.00%
98 COMERICA INC 750 35,000 0.00%
99 MALLINCKRODT PUB LTD CO SHS 509 36,000 0.00%
100 JUNIPER NETWORKS 1,500 36,000 0.00%
Page 2 of 37

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-16-005428, filed 2016.10.31).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.