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UNITED DEV FDG IV COM
UNITED DEV FDG IV COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 78 Institutional holders with a total value of $12,487,582.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,046,822 3,349,000 26.82%
2 STATE STREET CORP 457,542 1,464,000 11.72%
3 NORTHERN TRUST CORP 288,556 915,000 7.33%
4 GEODE CAPITAL MANAGEMENT, LLC 267,956 857,000 6.86%
5 Global X Management CO LLC 344,809 552,000 4.42%
6 Bank of New York Mellon Corp 145,642 466,000 3.73%
7 WFG Advisors, LP 144,412 462,000 3.70%
8 GOLDMAN SACHS GROUP INC 119,023 381,000 3.05%
9 CITIGROUP INC 26,067 351,000 2.81% Call
10 Sigma Planning Corp 143,916 336,000 2.69%
11 TIAA CREF INVESTMENT MANAGEMENT LLC 98,616 316,000 2.53%
12 DEERE & CO 20,920 282,000 2.26%
13 IFP ADVISORS, INC 65,777 210,000 1.68%
14 Invesco Ltd. 12,269 165,000 1.32%
15 SG Americas Securities, LLC 12,532 147,000 1.18%
16 TEACHERS ADVISORS, LLC 45,202 145,000 1.16%
17 MENTA CAPITAL LLC 42,281 135,000 1.08%
18 ANALYTIC INVESTORS, LLC 39,829 127,000 1.02%
19 Simplicity Solutions, LLC 38,448 123,000 0.98%
20 RISK PARADIGM GROUP, LLC 36,432 116,582 0.93%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 44,425 114,000 0.91%
22 Concert Wealth Management Inc. 34,073 109,000 0.87%
23 EMERALD ACQUISITION LTD. 34,187 109,000 0.87%
24 Kovack Advisors, Inc. 33,237 106,000 0.85%
25 MORGAN STANLEY 30,970 99,000 0.79%
26 NEW YORK STATE COMMON RETIREMENT FUND 28,000 90,000 0.72%
27 WEALTHSOURCE PARTNERS, LLC 27,067 87,000 0.70%
28 RHUMBLINE ADVISERS 26,104 84,000 0.67%
29 AUSDAL FINANCIAL PARTNERS, INC. 25,500 82,000 0.66%
30 SEI INVESTMENTS CO 22,700 73,000 0.58%
31 Concorde Asset Management, LLC 22,439 72,000 0.58%
32 Nationwide Fund Advisors 21,120 68,000 0.54%
33 CITADEL ADVISORS LLC 18,789 60,000 0.48%
34 METROPOLITAN LIFE INSURANCE CO/NY 20,772 55,000 0.44%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 20,545 46,000 0.37%
36 WELLS FARGO & COMPANY/MN 14,011 45,000 0.36%
37 RENAISSANCE TECHNOLOGIES LLC 129,700 42,000 0.34%
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 13,082 42,000 0.34%
39 NATIONAL PLANNING CORP 15,955 40,000 0.32%
40 ENVESTNET ASSET MANAGEMENT INC 12,408 36,000 0.29%
41 VOYA INVESTMENT MANAGEMENT LLC 10,894 35,000 0.28%
42 STRS OHIO 9,800 31,000 0.25%
43 Advisors Asset Management, Inc. 7,673 24,000 0.19%
44 Vantage Investment Advisors, LLC 7,120 23,000 0.18%
45 CENTRAL TRUST Co 500 7,000 0.06%
46 Creative Planning 1,410 5,000 0.04%
47 PENSERRA CAPITAL MANAGEMENT LLC 354 1,000 0.01%
48 Beacon Capital Management, Inc. 310 1,000 0.01%
49 BANK OF MONTREAL /CAN/ 400 1,000 0.01%
50 Orion Porfolio Solutions, LLC 426 1,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.