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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 1,844 holdings with a total value of $6,022,504,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 ENERPLUS CORP 2,184 21,000 0.00%
52 NAVIENT 1,300 21,000 0.00%
53 APOLLO COML REAL EST FIN INC 1,251 21,000 0.00%
54 INTERNATIONAL SPEEDWAY CORP 600 22,000 0.00%
55 CHESAPEAKE ENERGY CORP 3,200 22,000 0.00%
56 GNC HLDGS INC 2,029 22,000 0.00%
57 SOUTHWESTERN ENERGY CO 2,100 23,000 0.00%
58 TRANSOCEAN LTD 1,600 24,000 0.00%
59 ROBERT HALF INTL INC 500 24,000 0.00%
60 DUN & BRADSTREET CORP DEL NE 200 24,000 0.00%
61 WESTERN ASSET HIGH INCM FD I 3,335 24,000 0.00%
62 DISCOVERY COMMUNICATNS NEW 900 24,000 0.00%
63 MALLINCKRODT PUB LTD CO 509 25,000 0.00%
64 BEACON ROOFING SUPPLY INC 534 25,000 0.00%
65 BITAUTO HLDGS LIMITED SPONSORED ADS 1,396 26,000 0.00%
66 FOSSIL GROUP INC 1,000 26,000 0.00%
67 STORE CAP CORP COM 1,052 26,000 0.00%
68 HAWKINS INC 473 26,000 0.00%
69 ARAMARK 758 27,000 0.00%
70 TOPBUILD CORP 766 27,000 0.00%
71 DIAMOND OFFSHR DRILLING 1,600 28,000 0.00%
72 ALLEGION PUB LTD CO 433 28,000 0.00%
73 CHEMOURS CO 1,277 28,000 0.00%
74 NAVIOS MARITIME ACQUIS CORP SHS 16,437 28,000 0.00%
75 R H 900 28,000 0.00%
76 ICF INTL INC COM 499 28,000 0.00%
77 TENET HEALTHCARE CORP 1,900 28,000 0.00%
78 FLAHERTY CRUMRINE PFD SECS 1,504 28,000 0.00%
79 FIRST INTST BANCSYSTEM INC 649 28,000 0.00%
80 MERIT MED SYS INC COM 1,086 29,000 0.00%
81 NUVECTRA CORP COM 5,686 29,000 0.00%
82 DREYFUS HIGH YIELD STRATEGIE 8,545 29,000 0.00%
83 APARTMENT INVT & MGMT CO 665 30,000 0.00%
84 NATIONAL INFO CONSORTIUM INC 1,285 31,000 0.00%
85 NORDIC AMERN OFFSHORE LTD 11,100 31,000 0.00%
86 ENVISION HEALTHCARE CORP 500 32,000 0.00%
87 KB HOME 2,000 32,000 0.00%
88 COMMUNITY HEALTH SYS INC NEW 5,822 33,000 0.00%
89 TOTAL SYS SVCS INC 700 34,000 0.00%
90 BOSTON BEER INC 200 34,000 0.00%
91 3-D SYS CORP DEL 2,600 35,000 0.00%
92 COMSCORE INC 1,100 35,000 0.00%
93 BROWN FORMAN CORP 774 35,000 0.00%
94 KNOWLES CORP COM 2,100 35,000 0.00%
95 SPIRIT AIRLS INC 610 35,000 0.00%
96 VISTEON CORP COM NEW 438 35,000 0.00%
97 DENBURY RESOURCES INC 9,500 35,000 0.00%
98 HANESBRANDS INC 1,600 35,000 0.00%
99 COTY INC 2,000 37,000 0.00%
100 HSN Inc 1,117 38,000 0.00%
Page 2 of 37

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001013228-17-000100, filed 2017.02.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.