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DREYFUS HIGH YIELD STRATEGIE
DREYFUS HIGH YIELD STRATEGIE. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 50 Institutional holders with a total value of $18,773,512.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JPMORGAN CHASE & CO 1,823,213 6,126,000 32.63%
2 SIT INVESTMENT ASSOCIATES INC 843,201 2,833,000 15.09%
3 Invesco Ltd. 465,839 1,565,000 8.34%
4 Laurion Capital Management LP 465,046 1,563,000 8.33%
5 CLOUGH CAPITAL PARTNERS L P 211,300 710,000 3.78%
6 WELLS FARGO & COMPANY/MN 208,146 699,000 3.72%
7 Shaker Financial Services, LLC 189,000 635,000 3.38%
8 MORGAN STANLEY 182,640 613,000 3.27%
9 MSI Financial Services Inc 105,074 353,000 1.88%
10 BANK OF AMERICA CORP /DE/ 100,219 337,000 1.80%
11 LPL Financial LLC 93,950 315,000 1.68%
12 AMERIPRISE FINANCIAL INC 90,111 303,000 1.61%
13 CITIGROUP INC 89,000 299,000 1.59%
14 INVESTMENT CENTERS OF AMERICA INC 73,447 247,000 1.32%
15 DOLIVER ADVISORS, LP 60,985 205,000 1.09%
16 Cambridge Investment Research Advisors, Inc. 50,762 171,000 0.91%
17 NATIONAL PLANNING CORP 48,225 165,000 0.88%
18 PNC FINANCIAL SERVICES GROUP, INC. 38,454 130,000 0.69%
19 WFG Advisors, LP 37,905 127,000 0.68%
20 Virtu KCG Holdings LLC 34,870 117,000 0.62%
21 Fernwood Investment Management, LLC 30,900 104,000 0.55%
22 Commonwealth Equity Services, Inc 30,588 103,000 0.55%
23 First Allied Advisory Services, Inc. 30,000 101,000 0.54%
24 LEVIN CAPITAL STRATEGIES, L.P. 30,000 101,000 0.54%
25 Raymond James Financial Services Advisors, Inc. 29,085 98,000 0.52%
26 Bank of New York Mellon Corp 23,001 77,000 0.41%
27 Janney Montgomery Scott LLC 18,301 61,000 0.32%
28 B. Riley Wealth Advisors, Inc. 17,351 59,000 0.31%
29 SIGNET FINANCIAL MANAGEMENT, LLC 17,116 58,000 0.31%
30 Squarepoint Ops LLC 15,900 53,000 0.28%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,560 49,000 0.26%
32 BRAVE ASSET MANAGEMENT INC 12,700 43,000 0.23%
33 Capital Investment Advisors, LLC 12,070 41,000 0.22%
34 KEYBANK NATIONAL ASSOCIATION/OH 12,000 40,000 0.21%
35 UBS Group AG 11,996 40,000 0.21%
36 SII INVESTMENTS INC/WI 10,000 34,000 0.18%
37 ROYAL BANK OF CANADA 9,650 32,000 0.17%
38 Advisors Asset Management, Inc. 8,545 29,000 0.15%
39 Creative Planning 7,618 26,000 0.14%
40 FIFTH THIRD BANCORP 6,000 20,000 0.11%
41 ADVISOR GROUP, INC. 5,500 18,000 0.10%
42 NEXT Financial Group, Inc 5,185 17,000 0.09%
43 IFP ADVISORS, INC 4,750 16,000 0.09%
44 North Star Investment Management Corp. 3,500 12,000 0.06%
45 D.A. DAVIDSON & CO. 3,284 11,000 0.06%
46 Brick & Kyle, Associates 2,250 8,000 0.04%
47 Tortoise Investment Management, LLC 1,322 4,000 0.02%
48 PENSERRA CAPITAL MANAGEMENT LLC 1,166 3,000 0.02%
49 WESPAC ADVISORS SOCAL, LLC 450 1,512 0.01%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 300 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.