Dark
Light
System
Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES INC 779,308 27,977 0.29%
52 GILEAD SCIENCES INC 352,922 27,923 0.29%
53 ISHARES SILVER TR 1,497,556 27,256 0.29%
54 WISDOMTREE TR 503,688 27,068 0.28%
55 Alcoa 2,631,697 26,685 0.28%
56 ISHARES 8,391,500 26,410 0.28% Call
57 TRAVELERS COMPANIES INC 229,216 26,257 0.28%
58 PULTE GROUP INC 1,303,669 26,126 0.27%
59 ISHARES 1,010,372 25,956 0.27%
60 ISHARES TR 657,143 25,878 0.27%
61 FLOWSERVE CORP 534,459 25,782 0.27%
62 FORD MTR CO DEL 2,110,340 25,472 0.27%
63 INTERNATIONAL BUSINESS MACHS 155,059 24,631 0.26%
64 ALLERGAN PLC 29,459 24,200 0.25%
65 ISHARES 7,738,100 24,184 0.25% Put
66 DU PONT E I DE NEMOURS & CO 360,995 24,176 0.25%
67 ISHARES 1,095,892 24,121 0.25%
68 PIEDMONT NAT GAS INC 398,336 23,916 0.25%
69 Fiat Chrysler Automobiles N V Man Cov Sec 16 372,200 23,843 0.25%
70 CVS HEALTH CORP 267,341 23,791 0.25%
71 ISHARES TR 3,323,700 23,673 0.25% Call
72 MOLSON COORS BREWING CO 212,920 23,379 0.25%
73 ALIBABA GROUP HLDG LTD 1,307,900 23,354 0.24% Call
74 J2 GLOBAL INC SR CV NT 3.25 29 200,000 23,238 0.24% PRN
75 LUMEN TECHNOLOGIES INC 844,397 23,162 0.24%
76 DEPHEID 434,592 22,899 0.24%
77 SPDR SER TR 342,269 22,689 0.24%
78 BOEING CO 171,215 22,556 0.24%
79 WELLS FARGO & CO NEW 508,825 22,531 0.24%
80 LIBERTY MEDIA HOLDING CP INTER A 1,119,477 22,401 0.23%
81 SPDR S&P 500 ETF TR PUT 19,265,500 22,335 0.23% Put
82 ISHARES TR 594,401 22,260 0.23%
83 VIRGIN AMERICA ORD 414,672 22,189 0.23%
84 ISHARES TR 259,852 22,098 0.23%
85 AQUA AMERICA INC 724,481 22,082 0.23%
86 YAHOO INC 508,477 21,915 0.23%
87 SELECT SECTOR SPDR TR 458,143 21,890 0.23%
88 ProShares Ultra VIX S T Futures 1,309,490 21,803 0.23%
89 BARRICK GOLD CORP 1,229,088 21,779 0.23%
90 WHITEWAVE FOODS CO 394,872 21,493 0.23%
91 INCONTACT INC 1,527,372 21,353 0.22%
92 ALPHABET INC 26,513 21,318 0.22%
93 WESCO INTL INC 342,893 21,084 0.22%
94 Ishares - Japan 1,680,677 21,076 0.22%
95 CISCO SYS INC 662,697 21,021 0.22%
96 APPLE INC 184,093 20,812 0.22%
97 REYNOLDS AMERICAN INC 1,650,000 20,505 0.22% Put
98 ISHARES 406,205 19,693 0.21%
99 ISHARES TR 512,716 19,488 0.20%
100 ISHARES TR 133,814 19,435 0.20%
Page 2 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MYLAN N V 10,000 0 0.00% Put
2 DAVITA INC 75,000 0 0.00% Call
3 KROGER CO 19,300 0 0.00% Call
4 CSX CORP 10,000 0 0.00% Put
5 ANNALY CAP MGMT INC 20,000 0 0.00% Put
6 3-D SYS CORP DEL 65,000 1 0.00% Call
7 LINKEDIN CORP 27,800 1 0.00% Call
8 PROSHARES TR 10,000 1 0.00% Put
9 RITE AID CORP 200,000 2 0.00% Call
10 OLIN CORP 50,000 2 0.00% Put
11 EXPRESS SCRIPTS HLDG CO 24,700 2 0.00% Call
12 COMMUNITY HEALTH SYS INC NEW 216,209 2 0.00%
13 SHIRE PLC 35,000 2 0.00% Put
14 TWENTY-FIRST CENTURY FOX-A 25,600 2 0.00% Call
15 TELECOM ARGENTINA S A 28,800 3 0.00% Put
16 DELL TECHNOLOGIES INC 37,400 4 0.00% Put
17 CAMBREX CORP 19,400 4 0.00% Put
18 NEXTERA ENERGY PARTNERS LP 24,000 4 0.00% Put
19 ARCHER DANIELS MIDLAND CO 25,000 4 0.00% Call
20 MGM RESORTS INTERNATIONAL 20,000 5 0.00% Put
21 SIGNET JEWELERS LIMITED 20,000 6 0.00% Call
22 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 38,688 6 0.00%
23 WILLIAMS SONOMA INC 72,900 7 0.00% Call
24 DOLLAR GEN CORP NEW 53,000 8 0.00% Call
25 SPDR SERIES TRUST 150,000 8 0.00% Call
26 TARGET CORP 154,900 8 0.00% Call
27 ATLANTICA YIELD PLC 84,800 8 0.00% Put
28 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 508,767 8 0.00%
29 CARNIVAL CORP 66,400 9 0.00% Call
30 CTRIP COM INTL LTD 37,200 9 0.00% Put
31 URBAN OUTFITTERS INC 164,000 9 0.00% Call
32 KCG HLDGS INC 34,700 9 0.00% Call
33 ANADARKO PETE CORP 41,100 10 0.00% Put
34 HESS CORP 69,900 10 0.00% Call
35 COTY INC 200,000 10 0.00% Call
36 IAC INTERACTIVECORP 22,500 10 0.00% Put
37 MENTOR GRAPHICS CORP 200,000 10 0.00% Put
38 FERRARI N V 31,800 11 0.00% Put
39 EXELON CORP 45,000 11 0.00% Call
40 VERTEX PHARMACEUTICALS INC 12,000 11 0.00% Call
41 FIREEYE INC 74,400 11 0.00% Call
42 LINKEDIN CORP 20,000 11 0.00% Put
43 TECK RESOURCES LTD 384,800 12 0.00% Put
44 GALENA BIOPHARMA INC 34,197 12 0.00%
45 RICE ENERGY INC 30,000 12 0.00% Put
46 AMERICAN INTL GROUP INC 36,100 12 0.00% Put
47 TIME WARNER INC 30,200 12 0.00% Put
48 GLOBALSTAR INC 133,200 12 0.00% Call
49 MANNKIND CORP. 20,455 13 0.00%
50 HCA HOLDINGS INC 96,600 13 0.00% Put
Page 1 of 67