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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES INC 779,308 27,977 0.29%
52 GILEAD SCIENCES INC 352,922 27,923 0.29%
53 ISHARES SILVER TR 1,497,556 27,256 0.29%
54 WISDOMTREE TR 503,688 27,068 0.28%
55 Alcoa 2,631,697 26,685 0.28%
56 ISHARES 8,391,500 26,410 0.28% Call
57 TRAVELERS COMPANIES INC 229,216 26,257 0.28%
58 PULTE GROUP INC 1,303,669 26,126 0.27%
59 ISHARES 1,010,372 25,956 0.27%
60 ISHARES TR 657,143 25,878 0.27%
61 FLOWSERVE CORP 534,459 25,782 0.27%
62 FORD MTR CO DEL 2,110,340 25,472 0.27%
63 INTERNATIONAL BUSINESS MACHS 155,059 24,631 0.26%
64 ALLERGAN PLC 29,459 24,200 0.25%
65 ISHARES 7,738,100 24,184 0.25% Put
66 DU PONT E I DE NEMOURS & CO 360,995 24,176 0.25%
67 ISHARES 1,095,892 24,121 0.25%
68 PIEDMONT NAT GAS INC 398,336 23,916 0.25%
69 Fiat Chrysler Automobiles N V Man Cov Sec 16 372,200 23,843 0.25%
70 CVS HEALTH CORP 267,341 23,791 0.25%
71 ISHARES TR 3,323,700 23,673 0.25% Call
72 MOLSON COORS BREWING CO 212,920 23,379 0.25%
73 ALIBABA GROUP HLDG LTD 1,307,900 23,354 0.24% Call
74 J2 GLOBAL INC SR CV NT 3.25 29 200,000 23,238 0.24% PRN
75 LUMEN TECHNOLOGIES INC 844,397 23,162 0.24%
76 DEPHEID 434,592 22,899 0.24%
77 SPDR SER TR 342,269 22,689 0.24%
78 BOEING CO 171,215 22,556 0.24%
79 WELLS FARGO CO NEW 508,825 22,531 0.24%
80 LIBERTY INTERACTIVE CORP 1,119,477 22,401 0.23%
81 SPDR S&P 500 ETF TR 19,265,500 22,335 0.23% Put
82 ISHARES TR 594,401 22,260 0.23%
83 VIRGIN AMERICA ORD 414,672 22,189 0.23%
84 ISHARES TR 259,852 22,098 0.23%
85 AQUA AMERICA INC 724,481 22,082 0.23%
86 YAHOO INC 508,477 21,915 0.23%
87 SELECT SECTOR SPDR TR 458,143 21,890 0.23%
88 ProShares Ultra VIX S T Futures 1,309,490 21,803 0.23%
89 BARRICK GOLD CORP 1,229,088 21,779 0.23%
90 WHITEWAVE FOODS CO 394,872 21,493 0.23%
91 INCONTACT INC 1,527,372 21,353 0.22%
92 ALPHABET INC 26,513 21,318 0.22%
93 WESCO INTL INC 342,893 21,084 0.22%
94 Ishares - Japan 1,680,677 21,076 0.22%
95 CISCO SYS INC 662,697 21,021 0.22%
96 APPLE INC 184,093 20,812 0.22%
97 REYNOLDS AMERICAN INC 1,650,000 20,505 0.22% Put
98 ISHARES 406,205 19,693 0.21%
99 ISHARES TR 512,716 19,488 0.20%
100 ISHARES TR 133,814 19,435 0.20%
Page 2 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
2 J2 GLOBAL INC SR CV NT 3.25 29 200,000 23,238 0.24% PRN
3 PROOFPOINT INC SR CV BD 0.75 20 77,080 8,912 0.09% PRN
4 IMPAX LABORATORIES INC 80,000 8,000 0.08% PRN
5 INTEL CORP JR SB CONV DB 35 50,650 7,006 0.07% PRN
6 MICRON TECHNOLOGY INC 34,920 6,179 0.06% PRN
7 TWITTER INC 61,500 5,935 0.06% PRN
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 43,910 5,620 0.06% PRN
9 Nvidia Corp 15,570 5,305 0.06% PRN
10 Priceline Group Inc/The 40,670 5,226 0.05% PRN
11 PALO ALTO NETWORKS INC 34,000 5,200 0.05% PRN
12 YAHOO INC SR CV ZERO NT 18 50,000 5,144 0.05% PRN
13 FINISAR CORP 40,000 4,732 0.05% PRN
14 FireEye, Inc. 43,000 3,980 0.04% PRN
15 SYNCHRONOSS TECHNOLOGIES INC 33,470 3,550 0.04% PRN
16 HORIZON PHARMA INV LTD 2.500000 03/15/20 33,720 3,277 0.03% PRN
17 SERVICENOW INC 26,070 3,187 0.03% PRN
18 MOLINA HEALTHCARE INC 26,680 3,172 0.03% PRN
19 YY Inc. 30,000 2,972 0.03% PRN
20 AIR LEASE CORP SR CV NT3.875 18 22,500 2,793 0.03% PRN
21 COLONY CAP INC 25,230 2,479 0.03% PRN
22 LAM RESEARCH CORP SR NT CV 1.25 18 14,140 2,258 0.02% PRN
23 LINKEDIN CORP 22,500 2,240 0.02% PRN
24 ILLUMINA INC SR CONV NT0.5 21 20,000 2,192 0.02% PRN
25 AKAMAI TECHNOLOGIES INC 22,000 2,153 0.02% PRN
26 STANDARD PAC CORP NEW 19,630 2,055 0.02% PRN
27 Citrix Systems Inc 17,780 1,778 0.02% PRN
28 NEWMONT MINING CORP SR NT CV1.625 17 16,000 1,748 0.02% PRN
29 CORNERSTONE ONDEMAND INC 15,660 1,713 0.02% PRN
30 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000 1,699 0.02% PRN
31 WEATERFORD BERMUDA 15,000 1,687 0.02% PRN
32 CIENA CORP 11,680 1,567 0.02% PRN
33 GENERAL CABLE CORP DEL NEW 23,000 1,548 0.02% PRN
34 ALLSCRIPTS HEALTHCARE SOLUTN 15,000 1,543 0.02% PRN
35 MOLINA HEALTHCARE INC 9,000 1,370 0.01% PRN
36 EURONET WORLDWIDE INC 10,490 1,326 0.01% PRN
37 BROCADE COMMUNICATIONS SYS I 13,000 1,289 0.01% PRN
38 STARWOOD PPTY TR INC 11,500 1,266 0.01% PRN
39 ON SEMICONDUCTOR CORP 10,310 1,232 0.01% PRN
40 DEPOMED INC 8,100 1,156 0.01% PRN
41 SM ENERGY CO 8,890 1,067 0.01% PRN
42 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000 8/0 11,730 1,061 0.01% PRN
43 STANDARD CHARTERED PLC DEBT 6.50012/3 11,000 1,023 0.01% PRN
44 STARWOOD PPTY TR INC 8,990 1,019 0.01% PRN
45 JAZZ INVESTMENTS I LTD 9,800 998 0.01% PRN
46 INCYTE CORP 4,920 952 0.01% PRN
47 HSBC HOLDINGS PLC 9,470 945 0.01% PRN
48 LIBERTY INTERACTIVE LLC 9,380 938 0.01% PRN
49 DYCOM INDS INC 8,520 929 0.01% PRN
50 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 7,060 884 0.01% PRN
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