| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LINDEN ADVISORS LP | 61,839,000 | 60,320,000 | 18.84% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 55,721,000 | 54,451,000 | 17.01% | PRN | |
| 3 | ZAZOVE ASSOCIATES LLC | 39,525,000 | 38,463,000 | 12.01% | PRN | |
| 4 | FMR LLC | 20,500,000 | 20,039,000 | 6.26% | PRN | |
| 5 | AQR ARBITRAGE LLC | 18,375,000 | 18,053,000 | 5.64% | PRN | |
| 6 | Invesco Ltd. | 17,567,000 | 17,172,000 | 5.36% | PRN | |
| 7 | Jefferies Group LLC | 15,184,000 | 14,785,000 | 4.62% | PRN | |
| 8 | OAKTREE CAPITAL MANAGEMENT LP | 15,127,000 | 14,735,000 | 4.60% | PRN | |
| 9 | Panning Capital Management, LP | 14,400,000 | 14,140,000 | 4.42% | PRN | |
| 10 | JPMORGAN CHASE & CO | 11,911,000 | 11,852,000 | 3.70% | PRN | |
| 11 | BASSO CAPITAL MANAGEMENT, L.P. | 8,350,000 | 8,110,000 | 2.53% | PRN | |
| 12 | BESSEMER GROUP INC | 8,000,000 | 7,918,000 | 2.47% | PRN | |
| 13 | DEUTSCHE BANK AG\ | 6,225,000 | 6,084,000 | 1.90% | PRN | |
| 14 | GOLDMAN SACHS GROUP INC | 5,968,000 | 5,834,000 | 1.82% | PRN | |
| 15 | CREDIT AGRICOLE S A | 4,230,000 | 4,135,000 | 1.29% | PRN | |
| 16 | Bank of New York Mellon Corp | 3,450,000 | 3,433,000 | 1.07% | ||
| 17 | Hilton Capital Management, LLC | 3,465,000 | 3,387,000 | 1.06% | PRN | |
| 18 | GRATIA CAPITAL, LLC | 3,000,000 | 2,943,000 | 0.92% | PRN | |
| 19 | Ameritas Investment Partners, Inc. | 2,730,000 | 2,668,000 | 0.83% | PRN | |
| 20 | SG Americas Securities, LLC | 25,230 | 2,479,000 | 0.77% | PRN | |
| 21 | Owl Creek Asset Management, L.P. | 2,000,000 | 1,962,000 | 0.61% | PRN | |
| 22 | Calamos Advisors LLC | 2,000,000 | 1,944,000 | 0.61% | PRN | |
| 23 | WESTWOOD HOLDINGS GROUP INC | 1,285,000 | 1,248,000 | 0.39% | ||
| 24 | CITIGROUP INC | 1,075,000 | 1,051,000 | 0.33% | PRN | |
| 25 | CREDIT SUISSE AG/ | 825,000 | 806,000 | 0.25% | PRN | |
| 26 | IRON Financial LLC | 430,000 | 424,000 | 0.13% | ||
| 27 | NOMURA HOLDINGS INC | 402,000 | 393,000 | 0.12% | PRN | |
| 28 | Hedeker Wealth, LLC | 327 | 335,000 | 0.10% | ||
| 29 | SUNTRUST BANKS INC | 255,000 | 249,000 | 0.08% | ||
| 30 | D.A. DAVIDSON & CO. | 160,000 | 155,000 | 0.05% | ||
| 31 | SSI INVESTMENT MANAGEMENT LLC | 126,000 | 122,000 | 0.04% | PRN | |
| 32 | WELLS FARGO & COMPANY/MN | 118,000 | 115,000 | 0.04% | PRN | |
| 33 | Wellesley Asset Management | 76,578 | 75,238 | 0.02% | PRN | |
| 34 | ADVISOR GROUP, INC. | 69 | 67,000 | 0.02% | PRN | |
| 35 | BlackRock Fund Advisors | 50,000 | 49,000 | 0.02% | PRN | |
| 36 | BANK OF AMERICA CORP /DE/ | 42,000 | 41,000 | 0.01% | PRN | |
| 37 | STIFEL FINANCIAL CORP | 24,000 | 24,000 | 0.01% | PRN | |
| 38 | Commonwealth Equity Services, Inc | 25,000 | 24,000 | 0.01% | ||
| 39 | Raymond James Financial Services Advisors, Inc. | 18,000 | 18,000 | 0.01% | PRN | |
| 40 | HighTower Advisors, LLC | 14,000 | 14,000 | 0.00% | PRN | |
| 41 | ACG Wealth | 11,000 | 11,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
