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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
101 COCA COLA CO 458,854 19,419 0.20%
102 CEMEX SAB DE CV 2,403,999 19,088 0.20%
103 SOUTHERN CO 369,799 18,971 0.20%
104 ISHARES TRUST S&P 100 ETF 195,933 18,796 0.20%
105 SELECT SECTOR SPDR TR 566,533 18,565 0.19%
106 UNITED TECHNOLOGIES CORP 180,699 18,359 0.19%
107 HEWLETT PACKARD ENTERPRISE C 803,666 18,283 0.19%
108 UNITEDHEALTH GROUP INC 126,821 17,755 0.19%
109 ISHARES TR 363,386 17,624 0.18%
110 KIMBERLY CLARK CORP 139,530 17,600 0.18%
111 Ruby Tuesday Inc 538,229 17,320 0.18%
112 SPDR GOLD TRUST 8,428,000 17,269 0.18% Call
113 EVERBANK FINL CORP COM 868,970 16,823 0.18%
114 VANGUARD BD INDEX FDS 203,047 16,412 0.17%
115 G AND K SERVICES 170,503 16,281 0.17%
116 ISHARES INC 383,485 16,214 0.17%
117 ISHARES TR 200,108 16,137 0.17%
118 SPDR INDEX SHS FDS 491,450 16,100 0.17%
119 CATERPILLAR INC 180,898 16,058 0.17%
120 ISHARES MSCI SPAN CP ETF 593,711 15,923 0.17%
121 AUTODESK INC 218,891 15,832 0.17%
122 PHILIP MORRIS INTL INC 162,407 15,789 0.17%
123 ISHARES TR 8,207,000 15,336 0.16% Put
124 ALLSTATE CORP 221,134 15,298 0.16%
125 ISHARES TR 120,485 15,246 0.16%
126 VANGUARD INDEX FDS 75,932 15,087 0.16%
127 CONOCOPHILLIPS 344,908 14,993 0.16%
128 HCP INC 388,625 14,748 0.15%
129 SPDR SERIES TRUST 549,289 14,567 0.15%
130 ICICI BANK LIMITED 1,923,396 14,368 0.15%
131 SUNOCO LOGISTICS PRTNRS L P 503,844 14,314 0.15%
132 ALTRIA GROUP INC 223,866 14,155 0.15%
133 WALGREENS BOOTS ALLIANCE INC 173,933 14,022 0.15%
134 JOHNSON & JOHNSON 117,647 13,898 0.15%
135 ROYAL DUTCH SHELL PLC 277,149 13,877 0.15%
136 NIKE INC 263,450 13,871 0.15%
137 UNDER ARMOUR INC 408,031 13,816 0.14%
138 BLACK HILLS CORP 200,000 13,792 0.14%
139 WHIRLPOOL CORP 84,864 13,762 0.14%
140 CRANE CO 217,705 13,718 0.14%
141 HOME DEPOT INC 106,337 13,683 0.14%
142 ISHARES TR 330,367 13,535 0.14%
143 BANK AMER CORP 864,633 13,532 0.14%
144 ISHARES TR 10,427,500 13,320 0.14% Call
145 ALPHABET INC 17,045 13,249 0.14%
146 NETEASE INC 54,344 13,085 0.14%
147 INTERSIL CORP 591,893 12,980 0.14%
148 PPL CORP 371,589 12,846 0.13%
149 VALERO ENERGY CORP NEW 239,342 12,685 0.13%
150 ISHARES TR 449,991 12,397 0.13%
Page 3 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MYLAN N V 10,000 0 0.00% Put
2 DAVITA INC 75,000 0 0.00% Call
3 KROGER CO 19,300 0 0.00% Call
4 CSX CORP 10,000 0 0.00% Put
5 ANNALY CAP MGMT INC 20,000 0 0.00% Put
6 3-D SYS CORP DEL 65,000 1 0.00% Call
7 LINKEDIN CORP 27,800 1 0.00% Call
8 PROSHARES TR 10,000 1 0.00% Put
9 RITE AID CORP 200,000 2 0.00% Call
10 OLIN CORP 50,000 2 0.00% Put
11 EXPRESS SCRIPTS HLDG CO 24,700 2 0.00% Call
12 COMMUNITY HEALTH SYS INC NEW 216,209 2 0.00%
13 SHIRE PLC 35,000 2 0.00% Put
14 TWENTY-FIRST CENTURY FOX-A 25,600 2 0.00% Call
15 TELECOM ARGENTINA S A 28,800 3 0.00% Put
16 DELL TECHNOLOGIES INC 37,400 4 0.00% Put
17 CAMBREX CORP 19,400 4 0.00% Put
18 NEXTERA ENERGY PARTNERS LP 24,000 4 0.00% Put
19 ARCHER DANIELS MIDLAND CO 25,000 4 0.00% Call
20 MGM RESORTS INTERNATIONAL 20,000 5 0.00% Put
21 SIGNET JEWELERS LIMITED 20,000 6 0.00% Call
22 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 38,688 6 0.00%
23 WILLIAMS SONOMA INC 72,900 7 0.00% Call
24 DOLLAR GEN CORP NEW 53,000 8 0.00% Call
25 SPDR SERIES TRUST 150,000 8 0.00% Call
26 TARGET CORP 154,900 8 0.00% Call
27 ATLANTICA YIELD PLC 84,800 8 0.00% Put
28 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 508,767 8 0.00%
29 CARNIVAL CORP 66,400 9 0.00% Call
30 CTRIP COM INTL LTD 37,200 9 0.00% Put
31 URBAN OUTFITTERS INC 164,000 9 0.00% Call
32 KCG HLDGS INC 34,700 9 0.00% Call
33 ANADARKO PETE CORP 41,100 10 0.00% Put
34 HESS CORP 69,900 10 0.00% Call
35 COTY INC 200,000 10 0.00% Call
36 IAC INTERACTIVECORP 22,500 10 0.00% Put
37 MENTOR GRAPHICS CORP 200,000 10 0.00% Put
38 FERRARI N V 31,800 11 0.00% Put
39 EXELON CORP 45,000 11 0.00% Call
40 VERTEX PHARMACEUTICALS INC 12,000 11 0.00% Call
41 FIREEYE INC 74,400 11 0.00% Call
42 LINKEDIN CORP 20,000 11 0.00% Put
43 TECK RESOURCES LTD 384,800 12 0.00% Put
44 GALENA BIOPHARMA INC 34,197 12 0.00%
45 RICE ENERGY INC 30,000 12 0.00% Put
46 AMERICAN INTL GROUP INC 36,100 12 0.00% Put
47 TIME WARNER INC 30,200 12 0.00% Put
48 GLOBALSTAR INC 133,200 12 0.00% Call
49 MANNKIND CORP. 20,455 13 0.00%
50 HCA HOLDINGS INC 96,600 13 0.00% Put
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