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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
101 COCA COLA CO 458,854 19,419 0.20%
102 CEMEX SAB DE CV 2,403,999 19,088 0.20%
103 SOUTHERN CO 369,799 18,971 0.20%
104 ISHARES TR 195,933 18,796 0.20%
105 SELECT SECTOR SPDR TR 566,533 18,565 0.19%
106 UNITED TECHNOLOGIES CORP 180,699 18,359 0.19%
107 HEWLETT PACKARD ENTERPRISE C 803,666 18,283 0.19%
108 UNITEDHEALTH GROUP INC 126,821 17,755 0.19%
109 ISHARES TR 363,386 17,624 0.18%
110 KIMBERLY CLARK CORP 139,530 17,600 0.18%
111 Ruby Tuesday Inc 538,229 17,320 0.18%
112 SPDR GOLD TRUST 8,428,000 17,269 0.18% Call
113 EVERBANK FINL CORP 868,970 16,823 0.18%
114 VANGUARD BD INDEX FDS 203,047 16,412 0.17%
115 G AND K SERVICES 170,503 16,281 0.17%
116 ISHARES 383,485 16,214 0.17%
117 ISHARES TR 200,108 16,137 0.17%
118 SPDR INDEX SHS FDS 491,450 16,100 0.17%
119 CATERPILLAR INC 180,898 16,058 0.17%
120 ISHARES 593,711 15,923 0.17%
121 AUTODESK INC 218,891 15,832 0.17%
122 PHILIP MORRIS INTL INC 162,407 15,789 0.17%
123 ISHARES TR RUSSELL 2000 ETF US 09/15/17 P140 8,207,000 15,336 0.16% Put
124 ALLSTATE CORP 221,134 15,298 0.16%
125 ISHARES TR 120,485 15,246 0.16%
126 VANGUARD INDEX FDS 75,932 15,087 0.16%
127 CONOCOPHILLIPS 344,908 14,993 0.16%
128 HCP INC 388,625 14,748 0.15%
129 SPDR SERIES TRUST 549,289 14,567 0.15%
130 ICICI BANK LIMITED 1,923,396 14,368 0.15%
131 SUNOCO LOGISTICS PRTNRS L P 503,844 14,314 0.15%
132 ALTRIA GROUP INC 223,866 14,155 0.15%
133 WALGREENS BOOTS ALLIANCE INC 173,933 14,022 0.15%
134 JOHNSON & JOHNSON 117,647 13,898 0.15%
135 ROYAL DUTCH SHELL PLC 277,149 13,877 0.15%
136 NIKE INC 263,450 13,871 0.15%
137 UNDER ARMOUR INC 408,031 13,816 0.14%
138 7.75 BKH 20181101 200,000 13,792 0.14%
139 WHIRLPOOL CORP 84,864 13,762 0.14%
140 CRANE CO 217,705 13,718 0.14%
141 HOME DEPOT INC 106,337 13,683 0.14%
142 ISHARES TR 330,367 13,535 0.14%
143 BANK AMER CORP 864,633 13,532 0.14%
144 ISHARES TR 10,427,500 13,320 0.14% Call
145 ALPHABET INC 17,045 13,249 0.14%
146 NETEASE INC 54,344 13,085 0.14%
147 INTERSIL CORP 591,893 12,980 0.14%
148 PPL CORP 371,589 12,846 0.13%
149 VALERO ENERGY CORP NEW 239,342 12,685 0.13%
150 ISHARES TR 449,991 12,397 0.13%
Page 3 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
2 J2 GLOBAL INC SR CV NT 3.25 29 200,000 23,238 0.24% PRN
3 PROOFPOINT INC SR CV BD 0.75 20 77,080 8,912 0.09% PRN
4 IMPAX LABORATORIES INC 80,000 8,000 0.08% PRN
5 INTEL CORP JR SB CONV DB 35 50,650 7,006 0.07% PRN
6 MICRON TECHNOLOGY INC 34,920 6,179 0.06% PRN
7 TWITTER INC 61,500 5,935 0.06% PRN
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 43,910 5,620 0.06% PRN
9 Nvidia Corp 15,570 5,305 0.06% PRN
10 Priceline Group Inc/The 40,670 5,226 0.05% PRN
11 PALO ALTO NETWORKS INC 34,000 5,200 0.05% PRN
12 YAHOO INC SR CV ZERO NT 18 50,000 5,144 0.05% PRN
13 FINISAR CORP 40,000 4,732 0.05% PRN
14 FireEye, Inc. 43,000 3,980 0.04% PRN
15 SYNCHRONOSS TECHNOLOGIES INC 33,470 3,550 0.04% PRN
16 HORIZON PHARMA INV LTD 2.500000 03/15/20 33,720 3,277 0.03% PRN
17 SERVICENOW INC 26,070 3,187 0.03% PRN
18 MOLINA HEALTHCARE INC 26,680 3,172 0.03% PRN
19 YY Inc. 30,000 2,972 0.03% PRN
20 AIR LEASE CORP SR CV NT3.875 18 22,500 2,793 0.03% PRN
21 COLONY CAP INC 25,230 2,479 0.03% PRN
22 LAM RESEARCH CORP SR NT CV 1.25 18 14,140 2,258 0.02% PRN
23 LINKEDIN CORP 22,500 2,240 0.02% PRN
24 ILLUMINA INC SR CONV NT0.5 21 20,000 2,192 0.02% PRN
25 AKAMAI TECHNOLOGIES INC 22,000 2,153 0.02% PRN
26 STANDARD PAC CORP NEW 19,630 2,055 0.02% PRN
27 Citrix Systems Inc 17,780 1,778 0.02% PRN
28 NEWMONT MINING CORP SR NT CV1.625 17 16,000 1,748 0.02% PRN
29 CORNERSTONE ONDEMAND INC 15,660 1,713 0.02% PRN
30 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000 1,699 0.02% PRN
31 WEATERFORD BERMUDA 15,000 1,687 0.02% PRN
32 CIENA CORP 11,680 1,567 0.02% PRN
33 GENERAL CABLE CORP DEL NEW 23,000 1,548 0.02% PRN
34 ALLSCRIPTS HEALTHCARE SOLUTN 15,000 1,543 0.02% PRN
35 MOLINA HEALTHCARE INC 9,000 1,370 0.01% PRN
36 EURONET WORLDWIDE INC 10,490 1,326 0.01% PRN
37 BROCADE COMMUNICATIONS SYS I 13,000 1,289 0.01% PRN
38 STARWOOD PPTY TR INC 11,500 1,266 0.01% PRN
39 ON SEMICONDUCTOR CORP 10,310 1,232 0.01% PRN
40 DEPOMED INC 8,100 1,156 0.01% PRN
41 SM ENERGY CO 8,890 1,067 0.01% PRN
42 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000 8/0 11,730 1,061 0.01% PRN
43 STANDARD CHARTERED PLC DEBT 6.50012/3 11,000 1,023 0.01% PRN
44 STARWOOD PPTY TR INC 8,990 1,019 0.01% PRN
45 JAZZ INVESTMENTS I LTD 9,800 998 0.01% PRN
46 INCYTE CORP 4,920 952 0.01% PRN
47 HSBC HOLDINGS PLC 9,470 945 0.01% PRN
48 LIBERTY INTERACTIVE LLC 9,380 938 0.01% PRN
49 DYCOM INDS INC 8,520 929 0.01% PRN
50 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 7,060 884 0.01% PRN
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