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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
3301 EXELON CORP 45,000 11 0.00% Call
3302 FERRARI N V 31,800 11 0.00% Put
3303 FIREEYE INC 74,400 11 0.00% Call
3304 VERTEX PHARMACEUTICALS INC 12,000 11 0.00% Call
3305 IAC INTERACTIVECORP 22,500 10 0.00% Put
3306 ANADARKO PETE CORP 41,100 10 0.00% Put
3307 HESS CORP 69,900 10 0.00% Call
3308 MENTOR GRAPHICS CORP 200,000 10 0.00% Put
3309 COTY INC 200,000 10 0.00% Call
3310 URBAN OUTFITTERS INC 164,000 9 0.00% Call
3311 KCG HLDGS INC 34,700 9 0.00% Call
3312 CTRIP COM INTL LTD 37,200 9 0.00% Put
3313 CARNIVAL CORP 66,400 9 0.00% Call
3314 DOLLAR GEN CORP NEW 53,000 8 0.00% Call
3315 SPDR SERIES TRUST 150,000 8 0.00% Call
3316 TARGET CORP 154,900 8 0.00% Call
3317 ATLANTICA YIELD PLC 84,800 8 0.00% Put
3318 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 508,767 8 0.00%
3319 WILLIAMS SONOMA INC 72,900 7 0.00% Call
3320 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 38,688 6 0.00%
3321 SIGNET JEWELERS LIMITED 20,000 6 0.00% Call
3322 MGM RESORTS INTERNATIONAL 20,000 5 0.00% Put
3323 DELL TECHNOLOGIES INC 37,400 4 0.00% Put
3324 CAMBREX CORP 19,400 4 0.00% Put
3325 ARCHER DANIELS MIDLAND CO 25,000 4 0.00% Call
3326 NEXTERA ENERGY PARTNERS LP 24,000 4 0.00% Put
3327 TELECOM ARGENTINA S A 28,800 3 0.00% Put
3328 COMMUNITY HEALTH SYS INC NEW 216,209 2 0.00%
3329 SHIRE PLC 35,000 2 0.00% Put
3330 TWENTY-FIRST CENTURY FOX-A 25,600 2 0.00% Call
3331 OLIN CORP 50,000 2 0.00% Put
3332 RITE AID CORP 200,000 2 0.00% Call
3333 EXPRESS SCRIPTS HLDG CO 24,700 2 0.00% Call
3334 3-D SYS CORP DEL 65,000 1 0.00% Call
3335 PROSHARES TR 10,000 1 0.00% Put
3336 LINKEDIN CORP 27,800 1 0.00% Call
3337 MYLAN N V 10,000 0 0.00% Put
3338 CSX CORP 10,000 0 0.00% Put
3339 ANNALY CAP MGMT INC 20,000 0 0.00% Put
3340 KROGER CO 19,300 0 0.00% Call
3341 DAVITA INC 75,000 0 0.00% Call
Page 67 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 MYLAN N V 10,000 0 0.00% Put
2 DAVITA INC 75,000 0 0.00% Call
3 KROGER CO 19,300 0 0.00% Call
4 CSX CORP 10,000 0 0.00% Put
5 ANNALY CAP MGMT INC 20,000 0 0.00% Put
6 3-D SYS CORP DEL 65,000 1 0.00% Call
7 LINKEDIN CORP 27,800 1 0.00% Call
8 PROSHARES TR 10,000 1 0.00% Put
9 RITE AID CORP 200,000 2 0.00% Call
10 OLIN CORP 50,000 2 0.00% Put
11 EXPRESS SCRIPTS HLDG CO 24,700 2 0.00% Call
12 COMMUNITY HEALTH SYS INC NEW 216,209 2 0.00%
13 SHIRE PLC 35,000 2 0.00% Put
14 TWENTY-FIRST CENTURY FOX-A 25,600 2 0.00% Call
15 TELECOM ARGENTINA S A 28,800 3 0.00% Put
16 DELL TECHNOLOGIES INC 37,400 4 0.00% Put
17 CAMBREX CORP 19,400 4 0.00% Put
18 NEXTERA ENERGY PARTNERS LP 24,000 4 0.00% Put
19 ARCHER DANIELS MIDLAND CO 25,000 4 0.00% Call
20 MGM RESORTS INTERNATIONAL 20,000 5 0.00% Put
21 SIGNET JEWELERS LIMITED 20,000 6 0.00% Call
22 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 38,688 6 0.00%
23 WILLIAMS SONOMA INC 72,900 7 0.00% Call
24 DOLLAR GEN CORP NEW 53,000 8 0.00% Call
25 SPDR SERIES TRUST 150,000 8 0.00% Call
26 TARGET CORP 154,900 8 0.00% Call
27 ATLANTICA YIELD PLC 84,800 8 0.00% Put
28 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 508,767 8 0.00%
29 CARNIVAL CORP 66,400 9 0.00% Call
30 CTRIP COM INTL LTD 37,200 9 0.00% Put
31 URBAN OUTFITTERS INC 164,000 9 0.00% Call
32 KCG HLDGS INC 34,700 9 0.00% Call
33 ANADARKO PETE CORP 41,100 10 0.00% Put
34 HESS CORP 69,900 10 0.00% Call
35 COTY INC 200,000 10 0.00% Call
36 IAC INTERACTIVECORP 22,500 10 0.00% Put
37 MENTOR GRAPHICS CORP 200,000 10 0.00% Put
38 FERRARI N V 31,800 11 0.00% Put
39 EXELON CORP 45,000 11 0.00% Call
40 VERTEX PHARMACEUTICALS INC 12,000 11 0.00% Call
41 FIREEYE INC 74,400 11 0.00% Call
42 LINKEDIN CORP 20,000 11 0.00% Put
43 TECK RESOURCES LTD 384,800 12 0.00% Put
44 GALENA BIOPHARMA INC 34,197 12 0.00%
45 RICE ENERGY INC 30,000 12 0.00% Put
46 AMERICAN INTL GROUP INC 36,100 12 0.00% Put
47 TIME WARNER INC 30,200 12 0.00% Put
48 GLOBALSTAR INC 133,200 12 0.00% Call
49 MANNKIND CORP. 20,455 13 0.00%
50 HCA HOLDINGS INC 96,600 13 0.00% Put
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