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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
2 J2 GLOBAL INC SR CV NT 3.25 29 200,000 23,238 0.24% PRN
3 PROOFPOINT INC SR CV BD 0.75 20 77,080 8,912 0.09% PRN
4 IMPAX LABORATORIES INC 80,000 8,000 0.08% PRN
5 INTEL CORP JR SB CONV DB 35 50,650 7,006 0.07% PRN
6 MICRON TECHNOLOGY INC 34,920 6,179 0.06% PRN
7 TWITTER INC 61,500 5,935 0.06% PRN
8 MICROCHIP TECHNOLOGY INC SR SB CONV NT 25 43,910 5,620 0.06% PRN
9 NVIDIA CORP SR CONV NT 1 18 15,570 5,305 0.06% PRN
10 Priceline Group Inc/The 40,670 5,226 0.05% PRN
11 PALO ALTO NETWORKS INC 34,000 5,200 0.05% PRN
12 YAHOO INC SR CV ZERO NT 18 50,000 5,144 0.05% PRN
13 FINISAR CORP 40,000 4,732 0.05% PRN
14 FireEye, Inc. 43,000 3,980 0.04% PRN
15 SYNCHRONOSS TECHNOLOGIES INC 33,470 3,550 0.04% PRN
16 HORIZON PHARMA INVT LTD 33,720 3,277 0.03% PRN
17 SERVICENOW INC 26,070 3,187 0.03% PRN
18 MOLINA HEALTHCARE INC 26,680 3,172 0.03% PRN
19 YY Inc. 30,000 2,972 0.03% PRN
20 AIR LEASE CORP SR CV NT3.875 18 22,500 2,793 0.03% PRN
21 COLONY CAP INC 25,230 2,479 0.03% PRN
22 LAM RESEARCH CORP SR NT CV 1.25 18 14,140 2,258 0.02% PRN
23 LINKEDIN CORP 22,500 2,240 0.02% PRN
24 ILLUMINA INC SR CONV NT0.5 21 20,000 2,192 0.02% PRN
25 AKAMAI TECHNOLOGIES INC 22,000 2,153 0.02% PRN
26 STANDARD PAC CORP NEW 19,630 2,055 0.02% PRN
27 CITRIX SYS INC 17,780 1,778 0.02% PRN
28 NEWMONT MINING CORP SR NT CV1.625 17 16,000 1,748 0.02% PRN
29 CORNERSTONE ONDEMAND INC 15,660 1,713 0.02% PRN
30 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000 1,699 0.02% PRN
31 WEATHERFORD INTL LTD 15,000 1,687 0.02% PRN
32 CIENA CORP 11,680 1,567 0.02% PRN
33 GENERAL CABLE CORP DEL NEW 23,000 1,548 0.02% PRN
34 ALLSCRIPTS HEALTHCARE SOLUTN 15,000 1,543 0.02% PRN
35 MOLINA HEALTHCARE INC 9,000 1,370 0.01% PRN
36 EURONET WORLDWIDE INC 10,490 1,326 0.01% PRN
37 BROCADE COMMUNICATIONS SYS I 13,000 1,289 0.01% PRN
38 STARWOOD PPTY TR INC 11,500 1,266 0.01% PRN
39 ON SEMICONDUCTOR CORP 10,310 1,232 0.01% PRN
40 DEPOMED INC NOTE 2.500 9/0 8,100 1,156 0.01% PRN
41 SM ENERGY CO 8,890 1,067 0.01% PRN
42 PORTFOLIO RECOVERY ASSOCS IN 11,730 1,061 0.01% PRN
43 STANDARD CHARTERED PLC 11,000 1,023 0.01% PRN
44 STARWOOD PPTY TR INC 8,990 1,019 0.01% PRN
45 JAZZ INVESTMENTS I LTD 9,800 998 0.01% PRN
46 INCYTE CORP 4,920 952 0.01% PRN
47 HSBC HOLDINGS PLC 9,470 945 0.01% PRN
48 LIBERTY INTERACTIVE LLC 9,380 938 0.01% PRN
49 DYCOM INDS INC 8,520 929 0.01% PRN
50 BIOMARIN PHARMACEUTICAL INC SR SB CONV NT 20 7,060 884 0.01% PRN
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Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 APPLE INC 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES MSCI ACWI EX US IDX FD 1,873,198 77,700 0.81%
9 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 SPDR S&P 500 ETF Call Opt 09/17 260.0 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
23 ISHARES TR 746,568 44,145 0.46%
24 MASCO CORP 1,283,066 44,022 0.46%
25 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
26 T MOBILE US INC 903,914 42,231 0.44%
27 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
28 SPDR SERIES TRUST 1,086,148 41,773 0.44%
29 ISHARES RUSSELL 2000 GROWTH ETF 271,853 40,479 0.42%
30 VANECK VECTORS ETF T 1,364,479 39,952 0.42%
31 XYLEM INC 756,058 39,655 0.42%
32 AT&T INC 966,773 39,261 0.41%
33 VANECK ETF TRUST 874,201 38,718 0.41%
34 L BRANDS INC 546,870 38,702 0.41%
35 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
36 PROSHARES TR II 500,000 36,605 0.38%
37 ISHARES TR 324,099 36,435 0.38%
38 LOWES COS INC 501,809 36,236 0.38%
39 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
40 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
41 CTRIP COM INTL LTD 749,510 34,905 0.37%
42 AMAZON COM INC 277,500 34,322 0.36% Call
43 3M CO 192,732 33,965 0.36%
44 GENERAL MTRS CO 1,049,120 33,331 0.35%
45 CST BRANDS INC 653,779 31,440 0.33%
46 A O SMITH 298,486 29,487 0.31%
47 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
48 EXXON MOBIL CORP 327,737 28,605 0.30%
49 ISHARES 835,730 28,189 0.30%
50 APPLE INC CALL 8,921,900 28,160 0.30% Call
Page 1 of 67