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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 Put - Apple, Inc. - 145 - Exp. 8/18/17 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES TR 1,873,198 77,700 0.81%
9 ISHARES TR 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 Call SPY @ $225.0 Exp Sep 15, 2017 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
23 ISHARES TR 746,568 44,145 0.46%
24 MASCO CORP 1,283,066 44,022 0.46%
25 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
26 T MOBILE US INC 903,914 42,231 0.44%
27 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
28 SPDR SERIES TRUST 1,086,148 41,773 0.44%
29 ISHARES TR 271,853 40,479 0.42%
30 VANECK VECTORS ETF TR 1,364,479 39,952 0.42%
31 XYLEM INC 756,058 39,655 0.42%
32 AT&T INC 966,773 39,261 0.41%
33 VANECK ETF TRUST 874,201 38,718 0.41%
34 L BRANDS INC 546,870 38,702 0.41%
35 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
36 PROSHARES TR II 500,000 36,605 0.38%
37 ISHARES TR 324,099 36,435 0.38%
38 LOWES COS INC 501,809 36,236 0.38%
39 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
40 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
41 CTRIP COM INTL LTD 749,510 34,905 0.37%
42 AMAZON COM INC 277,500 34,322 0.36% Call
43 3M CO 192,732 33,965 0.36%
44 GENERAL MTRS CO 1,049,120 33,331 0.35%
45 CST BRANDS INC 653,779 31,440 0.33%
46 A O SMITH 298,486 29,487 0.31%
47 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
48 EXXON MOBIL CORP 327,737 28,605 0.30%
49 ISHARES 835,730 28,189 0.30%
50 APPLE INC 8,921,900 28,160 0.30% Call
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
101 ALEXANDERS INC 473 198 0.00%
102 ALEXCO RESOURCE CORP 13,440 24 0.00%
103 ALEXION PHARMACEUTICALS INC 49,500 1,153 0.01% Put
104 ALEXION PHARMACEUTICALS INC 33,440 4,098 0.04%
105 ALIBABA GROUP HLDG LTD 1,668,500 1,325 0.01% Put
106 ALIBABA GROUP HLDG LTD 1,307,900 23,354 0.24% Call
107 ALIBABA GROUP HLDG LTD 106,303 11,246 0.12%
108 ALIGN TECHNOLOGY INC 9,397 881 0.01%
109 ALLEGHANY CORP 3,623 1,902 0.02%
110 ALLEGHENY TECHNOLOGIES INC 7,032 127 0.00%
111 ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 12,000 1,699 0.02% PRN
112 ALLEGIANT TRAVEL CO COM 4,798 634 0.01%
113 ALLEGION PUB LTD CO 78,015 5,376 0.06%
114 ALLERGAN PLC 563,700 2,174 0.02% Call
115 ALLERGAN PLC 156,200 2,071 0.02% Put
116 ALLERGAN PLC 29,459 24,200 0.25%
117 ALLERGAN PLC 28,931 6,663 0.07%
118 ALLETE INC COM NEW 7,182 428 0.00%
119 ALLIANCE DATA SYSTEMS CORP 3,994 857 0.01%
120 ALLIANT ENERGY CORP 51,275 1,964 0.02%
121 ALLIED WRLD ASSUR COM HLDG A 8,772 355 0.00%
122 ALLSCRIPTS HEALTHCARE SOLUTN 15,000 1,543 0.02% PRN
123 ALLSTATE CORP 258,100 109 0.00% Put
124 ALLSTATE CORP 221,134 15,298 0.16%
125 ALLSTATE CORP 95,000 99 0.00% Call
126 ALLY FINL INC 6,206 121 0.00%
127 ALPHABET INC 17,045 13,249 0.14%
128 ALPHABET INC 26,513 21,318 0.22%
129 ALPHABET INC 19,200 602 0.01% Call
130 ALPHABET INC 339,300 3,492 0.04% Put
131 ALPHABET INC 44,000 512 0.01% Put
132 ALPHABET INC 224,400 6,286 0.07% Call
133 ALPS ETF TR 27,060 655 0.01%
134 ALPS ETF TR 17,870 578 0.01%
135 ALTISOURCE PORTFOLIO SOLNS S 10,806 350 0.00%
136 ALTRIA GROUP INC 254,900 65 0.00% Put
137 ALTRIA GROUP INC 223,866 14,155 0.15%
138 AMAG PHARMACEUTICALS INC 7,602 186 0.00%
139 AMAZON COM INC 9,110 7,628 0.08%
140 AMAZON COM INC 277,500 34,322 0.36% Call
141 AMAZON COM INC 393,700 4,948 0.05% Put
142 AMBAC FINL GROUP INC 7,968 147 0.00%
143 AMBARELLA INC 9,139 673 0.01%
144 AMBEV SA 1,291,936 7,868 0.08%
145 AMC ENTMT HLDGS INC 3,517 109 0.00%
146 AMC NETWORKS INC CL A 7,554 392 0.00%
147 AMDOCS LTD 1,741 101 0.00%
148 AMEDISYS INC COM 7,154 339 0.00%
149 AMER STATES WTR CO 5,412 217 0.00%
150 AMERCO 1,505 488 0.01%
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