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ALIBABA GROUP HLDG LTD
ALIBABA GROUP HLDG LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 13 Institutional holders with a total value of $472,580,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Hudson Bay Capital Management LP 2,633,000 278,545,000 58.94% Put
2 JPMORGAN CHASE & CO 866,800 91,699,000 19.40% Put
3 Timber Hill LLC 350,700 37,101,000 7.85% Put
4 CMT CAPITAL MARKETS TRADING GMBH 204,700 21,655,000 4.58% Put
5 GROUP ONE TRADING LLC 137,200 14,514,000 3.07% Put
6 WHITEBOX ADVISORS LLC 122,500 12,959,000 2.74% Put
7 CMT Asset Management Ltd 61,400 6,496,000 1.37% Put
8 Marathon Trading Investment Management LLC 36,900 3,904,000 0.83% Put
9 SIMPLEX TRADING, LLC 10,150 3,672,000 0.78% Put
10 SG Americas Securities, LLC 1,668,500 1,325,000 0.28% Put
11 COMMERZBANK AKTIENGESELLSCHAFT /FI 3,840 406,000 0.09% Put
12 Daiwa Securities Group Inc. 3,416 303,000 0.06%
13 Elite Wealth Management, Inc. 287 1,000 0.00% Put

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.