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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $62,180,896.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,083,162 26,223,000 42.17%
2 MORGAN STANLEY 337,413 8,169,000 13.14%
3 Raymond James Financial Services Advisors, Inc. 247,695 5,997,000 9.64%
4 Janney Montgomery Scott LLC 204,306 4,946,000 7.95%
5 WELLS FARGO & COMPANY/MN 178,452 4,320,000 6.95%
6 UBS Group AG 119,237 2,887,000 4.64%
7 CAHILL FINANCIAL ADVISORS INC 87,888 2,128,000 3.42%
8 JANE STREET GROUP, LLC 53,986 1,307,000 2.10%
9 Commonwealth Equity Services, Inc 44,558 1,079,000 1.74%
10 CITADEL ADVISORS LLC 41,383 1,002,000 1.61%
11 OLD MISSION CAPITAL LLC 30,405 736,000 1.18%
12 ROYAL BANK OF CANADA 29,896 724,000 1.16%
13 SG Americas Securities, LLC 27,060 655,000 1.05%
14 RAYMOND JAMES & ASSOCIATES 16,847 408,000 0.66%
15 WEALTHSOURCE PARTNERS, LLC 14,149 343,000 0.55%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,278 321,000 0.52%
17 ProVise Management Group, LLC 12,105 294,000 0.47%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,033 267,000 0.43%
19 HighTower Advisors, LLC 10,162 246,000 0.40%
20 ADVISOR GROUP, INC. 2,300 56,000 0.09%
21 WEALTHPLAN PARTNERS, LLC 1,943 46,896 0.08%
22 MSI Financial Services Inc 526 13,000 0.02%
23 CITIGROUP INC 300 7,000 0.01%
24 Live Your Vision, LLC 205 5,000 0.01%
25 GENEOS WEALTH MANAGEMENT INC. 50 1,000 0.00%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.