Dark
Light
System
Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 PROCTER AND GAMBLE CO 9,360,557 840,110 8.81%
2 SPDR S&P 500 ETF TR 1,055,166 228,232 2.39%
3 APPLE INC 10,678,900 139,431 1.46% Put
4 ABBOTT LABS 2,834,850 119,886 1.26%
5 MCDONALDS CORP 992,369 114,480 1.20%
6 ISHARES TR 699,994 86,946 0.91%
7 AUTOZONE INC 104,652 80,408 0.84%
8 ISHARES MSCI ACWI EX US IDX FD 1,873,198 77,700 0.81%
9 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 777,294 67,827 0.71%
10 PROCTER AND GAMBLE CO 2,947,600 64,529 0.68% Put
11 ISHARES TR 220,321 63,774 0.67%
12 SPDR S&P MIDCAP 400 ETF TR 218,064 61,553 0.65%
13 MICRON TECHNOLOGY INC 3,443,157 61,219 0.64%
14 MORGAN STANLEY 1,738,247 55,728 0.58%
15 SPDR S&P 500 ETF Call Opt 09/17 260.0 4,299,200 55,567 0.58% Call
16 POWERSHARES ETF TR II 1,811,179 55,476 0.58%
17 SCHLUMBERGER LTD 679,749 53,455 0.56%
18 SELECT SECTOR SPDR TR 1,052,555 51,565 0.54%
19 TWENTY FIRST CENTY FOX INC 2,036,870 50,392 0.53%
20 SELECT SECTOR SPDR TR 2,557,678 49,363 0.52%
21 ORACLE CORP 1,224,567 48,101 0.50%
22 NOVELLUS SYS INC SR NT CV2.625 41 166,000 46,324 0.49% PRN
23 ISHARES TR 746,568 44,145 0.46%
24 MASCO CORP 1,283,066 44,022 0.46%
25 SOUTHWESTERN ENERGY COMPANY DEP SHS 1/20 B 1,379,021 43,536 0.46%
26 T MOBILE US INC 903,914 42,231 0.44%
27 GOLDMAN SACHS GROUP INC 259,607 41,867 0.44%
28 SPDR SERIES TRUST 1,086,148 41,773 0.44%
29 ISHARES RUSSELL 2000 GROWTH ETF 271,853 40,479 0.42%
30 VANECK VECTORS ETF T 1,364,479 39,952 0.42%
31 XYLEM INC 756,058 39,655 0.42%
32 AT&T INC 966,773 39,261 0.41%
33 VANECK ETF TRUST 874,201 38,718 0.41%
34 L BRANDS INC 546,870 38,702 0.41%
35 SPDR DOW JONES INDL AVRG ETF 206,934 37,823 0.40%
36 PROSHARES TR II 500,000 36,605 0.38%
37 ISHARES TR 324,099 36,435 0.38%
38 LOWES COS INC 501,809 36,236 0.38%
39 GENERAL ELECTRIC CO 1,218,449 36,090 0.38%
40 SELECT SECTOR SPDR TR 496,674 35,815 0.38%
41 CTRIP COM INTL LTD 749,510 34,905 0.37%
42 AMAZON COM INC 277,500 34,322 0.36% Call
43 3M CO 192,732 33,965 0.36%
44 GENERAL MTRS CO 1,049,120 33,331 0.35%
45 CST BRANDS INC 653,779 31,440 0.33%
46 A O SMITH 298,486 29,487 0.31%
47 SELECT SECTOR SPDR TR 500,138 29,198 0.31%
48 EXXON MOBIL CORP 327,737 28,605 0.30%
49 ISHARES 835,730 28,189 0.30%
50 APPLE INC CALL 8,921,900 28,160 0.30% Call
Page 1 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
101 CENTURYLINK INC 68,800 32 0.00% Put
102 POWERSHS DB US DOLLAR INDEX 124,000 33 0.00% Call
103 BRISTOL MYERS SQUIBB CO 283,300 33 0.00% Call
104 FORD MTR CO DEL 1,163,300 34 0.00% Call
105 BOEING CO 42,600 34 0.00% Call
106 BIOMARIN PHARMACEUTICAL INC 14,000 34 0.00% Call
107 PERRIGO CO PLC 15,300 35 0.00% Put
108 TOKAI PHARMACEUTICALS INC COM 23,451 36 0.00%
109 SPDR SERIES TRUST 83,400 36 0.00% Call
110 ICONIX BRAND GROUP INC 148,200 37 0.00% Put
111 REGULUS THERAPEUTICS INC COM 11,228 37 0.00%
112 SOUTHERN CO 134,000 38 0.00% Put
113 DANAHER CORP DEL 12,600 39 0.00% Call
114 Call HI-CRUSH PARTNE 04/21/2017 15.00 29,400 40 0.00% Call
115 IMMUNOMEDICS INCORPORATED 12,175 40 0.00%
116 SASOL LTD 30,000 40 0.00% Put
117 Mueller Industries Inc 11,099 40 0.00%
118 STARBUCKS CORP 316,800 41 0.00% Call
119 WILLBROS GROUP INC DEL COM 23,026 43 0.00%
120 BIOSCRIP INC 14,884 43 0.00%
121 DEERE & CO 540,100 43 0.00% Put
122 APPLIED MATLS INC 59,000 44 0.00% Call
123 US BANCORP DEL 59,000 44 0.00% Call
124 PLUG POWER INC 25,559 44 0.00%
125 MCKESSON CORP 100,000 44 0.00% Call
126 PACCAR INC 24,000 46 0.00% Call
127 GAFISA ADR RPSG 2 ORD 29,762 46 0.00%
128 Nomura Holdings Inc 10,240 46 0.00%
129 TATA MTRS LTD 208,400 46 0.00% Put
130 OHA INVT CORP 15,000 47 0.00%
131 NORTHROP GRUMMAN CORP 27,900 47 0.00% Call
132 INFORMATION SERVICES GROUP I 11,929 48 0.00%
133 UNITED STATES STL CORP NEW 270,000 48 0.00% Put
134 CORINDUS VASCULAR ROBOTICS INCORPORATED 43,827 49 0.00%
135 APTEVO THERAPEUTICS INC 19,129 49 0.00%
136 CUMMINS INC 175,600 51 0.00% Put
137 US BANCORP DEL 59,000 51 0.00% Put
138 PRAXAIR INC 22,000 51 0.00% Call
139 ENZO BIOCHEM INC 10,183 52 0.00%
140 GEO GROUP INC NEW 75,000 52 0.00% Put
141 ROYAL DUTCH SHELL PLC 50,000 52 0.00% Put
142 LOWES COS INC 161,400 52 0.00% Call
143 PRUDENTIAL FINL INC 30,000 53 0.00% Put
144 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 13,806 53 0.00%
145 VIRNETX HLDG CORP 17,208 53 0.00%
146 NL INDS INC COM NEW 13,755 54 0.00%
147 VANECK VECTORS SEMICONDUCTOR 2,194,400 54 0.00% Put
148 EATON CORP PLC 156,100 54 0.00% Put
149 EXELON CORP 45,000 54 0.00% Put
150 RADISYS CORP COM 10,175 54 0.00%
Page 3 of 67