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REGULUS THERAPEUTICS INC
REGULUS THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 87 Institutional holders with a total value of $92,560,081.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 7,923,048 26,146,000 28.25%
2 WELLINGTON MANAGEMENT GROUP LLP 4,648,815 15,341,000 16.57%
3 BlackRock Fund Advisors 1,769,086 5,838,000 6.31%
4 GOLDMAN SACHS GROUP INC 1,600,000 5,280,000 5.70% Call
5 VANGUARD GROUP INC 1,337,145 4,413,000 4.77%
6 AXA S.A. 1,045,579 3,450,000 3.73%
7 South Dakota Investment Council 900,000 2,970,000 3.21%
8 BlackRock Institutional Trust Company, N.A. 769,520 2,539,000 2.74%
9 RENAISSANCE TECHNOLOGIES LLC 645,000 2,128,000 2.30%
10 WELLS FARGO & COMPANY/MN 630,332 2,081,000 2.25%
11 STATE STREET CORP 562,328 1,856,000 2.01%
12 NORTHERN TRUST CORP 428,404 1,414,000 1.53%
13 DAFNA Capital Management LLC 421,500 1,391,000 1.50%
14 GOLDMAN SACHS GROUP INC 396,291 1,308,000 1.41%
15 DEUTSCHE BANK AG\ 359,384 1,185,000 1.28%
16 Numeric Investors LLC 327,848 1,082,000 1.17%
17 Abingworth LLP 327,350 1,080,000 1.17%
18 Rhenman & Partners Asset Management AB 300,000 990,000 1.07%
19 BRIDGEWAY CAPITAL MANAGEMENT, LLC 255,800 844,000 0.91%
20 GEODE CAPITAL MANAGEMENT, LLC 249,768 824,000 0.89%
21 ROYAL BANK OF CANADA 201,033 663,000 0.72%
22 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 194,700 643,000 0.69%
23 Piermont Capital Management Inc. 166,104 548,000 0.59%
24 CREDIT SUISSE AG/ 155,084 512,000 0.55%
25 BlackRock Investment Management, LLC 148,265 489,000 0.53%
26 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 145,077 479,000 0.52%
27 Bank of New York Mellon Corp 136,777 452,000 0.49%
28 TIAA CREF INVESTMENT MANAGEMENT LLC 125,428 414,000 0.45%
29 PRICE T ROWE ASSOCIATES INC /MD/ 114,400 378,000 0.41%
30 TOCQUEVILLE ASSET MANAGEMENT L.P. 113,250 374,000 0.40%
31 SCHRODER INVESTMENT MANAGEMENT GROUP 109,987 363,000 0.39%
32 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 108,900 359,000 0.39%
33 HIGHBRIDGE CAPITAL MANAGEMENT LLC 104,169 343,000 0.37%
34 Amici Capital, LLC 82,500 272,000 0.29%
35 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 82,143 271,000 0.29%
36 ALPS ADVISORS INC 67,337 222,000 0.24%
37 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 66,365 219,000 0.24%
38 TEACHERS ADVISORS, LLC 62,469 206,000 0.22%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 61,781 204,000 0.22%
40 Swiss National Bank 58,200 192,000 0.21%
41 D. E. Shaw & Co., Inc. 56,874 187,000 0.20%
42 NEW YORK STATE COMMON RETIREMENT FUND 52,607 174,000 0.19%
43 MACQUARIE GROUP LTD 50,000 165,000 0.18%
44 ALLIANCEBERNSTEIN L.P. 47,100 155,000 0.17%
45 VIRTUS ETF ADVISERS LLC 46,269 153,000 0.17%
46 MILLENNIUM MANAGEMENT LLC 46,211 152,000 0.16%
47 ProShare Advisors LLC 37,144 123,000 0.13%
48 RHUMBLINE ADVISERS 36,462 120,000 0.13%
49 BROWN ADVISORY INC 34,500 114,000 0.12%
50 WEDBUSH SECURITIES INC 32,411 107,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.