| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SANOFI | 41,549 | 21,000 | 0.00% | ||
| 2 | JETPAY CORP | 62,510 | 131,000 | 0.01% | ||
| 3 | GALENA BIOPHARMA INC | 63,945 | 196,000 | 0.01% | ||
| 4 | WASHINGTON FED INC | 11,447 | 257,000 | 0.02% | ||
| 5 | NOKIA CORP | 49,130 | 371,000 | 0.02% | ||
| 6 | QUARTET MERGER CORP | 605,140 | 405,000 | 0.03% | ||
| 7 | M & T BK CORP | 3,600 | 447,000 | 0.03% | ||
| 8 | SIGNATURE BK NEW YORK N Y | 5,649 | 713,000 | 0.05% | ||
| 9 | TESLA INC | 4,100 | 984,000 | 0.06% | Put | |
| 10 | EASTMAN KODAK CO | 45,540 | 1,114,000 | 0.07% | ||
| 11 | OCCIDENTAL PETE CORP DEL | 2,600 | 1,118,000 | 0.07% | Call | |
| 12 | SOLAZYME INC | 1,000,000 | 1,128,000 | 0.07% | PRN | |
| 13 | TTM TECHNOLOGIES INC | 1,500,000 | 1,643,000 | 0.10% | PRN | |
| 14 | VIPSHOP HLDGS LTD | 1,500,000 | 1,768,000 | 0.11% | PRN | |
| 15 | HENNESSY CAP ACQUISITION COR | 198,400 | 1,930,000 | 0.12% | ||
| 16 | Horsehead Holding | 1,500,000 | 2,076,000 | 0.13% | PRN | |
| 17 | Hologic, Inc. | 1,670,000 | 2,099,000 | 0.13% | PRN | |
| 18 | TEXAS CAPITAL BANCSHARES INC | 40,200 | 2,169,000 | 0.14% | ||
| 19 | Neo Performance Materials | 859,300 | 2,209,000 | 0.14% | Put | |
| 20 | ROI ACQUISITION CORP II | 248,400 | 2,427,000 | 0.15% | ||
| 21 | BOULEVARD ACQUISITION CORP | 250,000 | 2,450,000 | 0.16% | ||
| 22 | GENERAL MTRS CO | 68,859 | 2,500,000 | 0.16% | ||
| 23 | SUNTRUST BKS INC | 82,800 | 2,804,000 | 0.18% | ||
| 24 | WL ROSS HOLDING CORP | 300,000 | 3,096,000 | 0.20% | ||
| 25 | DENDREON CORP | 4,650,000 | 3,271,000 | 0.21% | PRN | |
| 26 | SUNTRUST BKS INC | 70,000 | 3,317,000 | 0.21% | ||
| 27 | WINTRUST FINL CORP | 77,918 | 3,584,000 | 0.23% | ||
| 28 | NEWMONT MINING CORP | 3,659,000 | 3,661,000 | 0.23% | PRN | |
| 29 | WTS/CAPITOL ACQUISITION CORP. EXP12/31/2016 | 372,297 | 3,663,000 | 0.23% | ||
| 30 | JANUS CAP GROUP INC | 3,815,000 | 3,844,000 | 0.24% | PRN | |
| 31 | HENNESSY CAPITAL ACQUIS-CW19 | 400,000 | 3,892,000 | 0.25% | ||
| 32 | ROI ACQUISITION CORP II | 400,000 | 3,908,000 | 0.25% | ||
| 33 | CHART ACQUISITION CORP | 400,000 | 3,996,000 | 0.25% | ||
| 34 | MOLYCORP INC DEL | 5,985,000 | 4,478,000 | 0.28% | PRN | |
| 35 | CAMBRIDGE CAP ACQUISITION CO | 475,000 | 4,636,000 | 0.29% | ||
| 36 | CAMBRIDGE CAP ACQUISITION CO | 475,000 | 4,636,000 | 0.29% | ||
| 37 | BOULEVARD ACQUISITION CORP | 500,000 | 4,900,000 | 0.31% | ||
| 38 | CATHAY GEN BANCORP | 227,469 | 5,814,000 | 0.37% | ||
| 39 | Exelexis | 7,170,000 | 6,087,000 | 0.39% | PRN | |
| 40 | ASSOCIATED BANC CORP | 344,332 | 6,226,000 | 0.39% | ||
| 41 | COMERICA INC | 125,000 | 6,270,000 | 0.40% | ||
| 42 | SILVER EAGLE ACQUISITION COR | 650,000 | 6,344,000 | 0.40% | ||
| 43 | SEACOR HOLDINGS INC | 6,065,000 | 6,967,000 | 0.44% | PRN | |
| 44 | MOLYCORP INC DEL NOTE 5.500% 2/0 | 10,880,000 | 7,041,000 | 0.45% | PRN | |
| 45 | GOLDCORP INC NEW | 8,183,000 | 8,197,000 | 0.52% | PRN | |
| 46 | Continental Airls Inc | 3,750,000 | 8,219,000 | 0.52% | PRN | |
| 47 | ICONIX BRAND GROUP INC 2.5% 06/01/2016 | 6,000,000 | 8,684,000 | 0.55% | PRN | |
| 48 | UAL CORP CV SR NT 6.0% 10-15-29 | 1,972,000 | 9,346,000 | 0.59% | PRN | |
| 49 | AMAG PHARMACEUTICALS INC | 9,250,000 | 9,824,000 | 0.62% | PRN | |
| 50 | SILVER EAGLE ACQUISITION COR | 1,051,671 | 10,264,000 | 0.65% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001104659-14-060809, filed 2014.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
