| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Castle Creek Arbitrage, LLC | 475,000 | 4,636,000 | 80.89% | ||
| 2 | AQR CAPITAL MANAGEMENT LLC | 1,760,000 | 616,000 | 10.75% | ||
| 3 | GLAZER CAPITAL, LLC | 638,786 | 224,000 | 3.91% | ||
| 4 | BASSO CAPITAL MANAGEMENT, L.P. | 240,000 | 84,000 | 1.47% | ||
| 5 | Pine River Capital Management L.P. | 125,000 | 44,000 | 0.77% | ||
| 6 | Bulldog Investors, LLP | 115,825 | 41,000 | 0.72% | ||
| 7 | Weiss Asset Management LP | 100,000 | 35,000 | 0.61% | ||
| 8 | Polar Asset Management Partners Inc. | 81,237 | 28,000 | 0.49% | ||
| 9 | FIRST WILSHIRE SECURITIES MANAGEMENT INC | 50,000 | 18,000 | 0.31% | ||
| 10 | DEUTSCHE BANK AG\ | 15,600 | 5,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
