| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | DEERFIELD MANAGEMENT COMPANY, L.P. | 222,732,000 | 156,485,000 | 39.03% | PRN | |
| 2 | Empyrean Capital Partners, LP | 97,297,000 | 68,351,000 | 17.05% | PRN | |
| 3 | PFM Health Sciences, LP | 68,037,000 | 48,234,000 | 12.03% | PRN | |
| 4 | ARISTEIA CAPITAL, L.L.C. | 65,500,000 | 46,014,000 | 11.48% | PRN | |
| 5 | Waterstone Capital Management, L.P. | 35,169,000 | 24,163,000 | 6.03% | PRN | |
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 29,526,000 | 20,288,000 | 5.06% | PRN | |
| 7 | AMERIPRISE FINANCIAL INC | 18,197,000 | 12,738,000 | 3.18% | PRN | |
| 8 | ZAZOVE ASSOCIATES LLC | 8,250,000 | 5,713,000 | 1.42% | PRN | |
| 9 | Partner Investment Management, L.P. | 5,953,000 | 4,220,000 | 1.05% | PRN | |
| 10 | JPMORGAN CHASE & CO | 5,224,000 | 3,578,000 | 0.89% | PRN | |
| 11 | Castle Creek Arbitrage, LLC | 4,650,000 | 3,271,000 | 0.82% | PRN | |
| 12 | Napier Park Global Capital (US) LP | 3,750,000 | 2,592,000 | 0.65% | ||
| 13 | GLG Partners LP | 3,500,000 | 2,450,000 | 0.61% | PRN | |
| 14 | CITIGROUP INC | 2,355,000 | 1,613,000 | 0.40% | PRN | |
| 15 | PNC FINANCIAL SERVICES GROUP, INC. | 7,000 | 480,000 | 0.12% | PRN | |
| 16 | CREDIT SUISSE AG/ | 364,000 | 250,000 | 0.06% | PRN | |
| 17 | JAG CAPITAL MANAGEMENT, LLC | 275,000 | 188,000 | 0.05% | PRN | |
| 18 | WELLS FARGO & COMPANY/MN | 121,000 | 75,000 | 0.02% | PRN | |
| 19 | CASTLEROCK ASSET MANAGEMENT INC | 105,000 | 74,000 | 0.02% | PRN | |
| 20 | BANK OF AMERICA CORP /DE/ | 100,000 | 69,000 | 0.02% | PRN | |
| 21 | SEI TRUST CO | 59,000 | 40,000 | 0.01% | ||
| 22 | AMERICAN INTERNATIONAL GROUP, INC. | 39 | 26,715 | 0.01% | PRN | |
| 23 | HighTower Advisors, LLC | 14,000 | 10,000 | 0.00% | PRN | |
| 24 | UBS AG | 12,000 | 8,000 | 0.00% | PRN | |
| 25 | DEUTSCHE BANK AG\ | 11,000 | 7,000 | 0.00% | PRN | |
| 26 | Mariner, LLC | 10,000 | 7,000 | 0.00% | PRN | |
| 27 | ROYAL BANK OF CANADA | 4,000 | 3,000 | 0.00% | PRN | |
| 28 | GLENMEDE TRUST CO NA | 4,000 | 2,000 | 0.00% | ||
| 29 | NEW ENGLAND SECURITIES CORP /MA/ | 2,000 | 1,000 | 0.00% | ||
| 30 | FineMark National Bank & Trust | 2,000 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
