| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ALERE INC | 15,000 | 52,000 | 0.01% | PRN | |
| 2 | AROWANA INC | 700,000 | 74,000 | 0.01% | ||
| 3 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 5,600,000 | 94,000 | 0.01% | ||
| 4 | Agrofresh Solutions Warrants Exp 07/31/20 | 144,248 | 107,000 | 0.01% | ||
| 5 | TERRAPIN 3 ACQUISITION CORP | 845,000 | 133,000 | 0.01% | ||
| 6 | AROWANA INC | 700,000 | 140,000 | 0.01% | ||
| 7 | Verso Corp | 26,092 | 168,000 | 0.02% | ||
| 8 | GP INVTS ACQUISITION COR | 262,495 | 168,000 | 0.02% | ||
| 9 | NEXEO SOLUTIONS INC | 276,441 | 170,000 | 0.02% | ||
| 10 | EASTERY ACQUISITION CORP | 325,001 | 182,000 | 0.02% | ||
| 11 | BARINGTON HILCO ACQUISITION | 24,740 | 250,000 | 0.03% | ||
| 12 | LINCOLN NATL CORP IND | 6,886 | 279,000 | 0.03% | ||
| 13 | SUNTRUST BKS INC | 56,038 | 308,000 | 0.03% | ||
| 14 | LINDBLAD EXPEDITIONS HLDGS I | 218,463 | 421,000 | 0.04% | ||
| 15 | SUNTRUST BKS INC | 44,700 | 503,000 | 0.05% | ||
| 16 | SIGNATURE BK NEW YORK N Y | 5,649 | 503,000 | 0.05% | ||
| 17 | RENEWABLE ENERGY GROUP INC | 585,000 | 542,000 | 0.06% | PRN | |
| 18 | WASHINGTON FED INC | 89,382 | 855,000 | 0.09% | ||
| 19 | ASSOCIATED BANC CORP | 338,300 | 913,000 | 0.09% | ||
| 20 | SABAN CAP ACQUISITION CORP | 100,000 | 1,008,000 | 0.10% | ||
| 21 | GORES HOLDINGS INC-CW20 | 900,000 | 1,071,000 | 0.11% | ||
| 22 | CONYERS PK ACQUISITION | 125,000 | 1,334,000 | 0.14% | ||
| 23 | DICKS SPORTING GOODS INC | 25,000 | 1,418,000 | 0.14% | Call | |
| 24 | TEXAS CAPITAL BANCSHARES INC | 40,700 | 1,631,000 | 0.17% | ||
| 25 | Barington/Hilco Acquisition Corp. | 200,000 | 2,075,000 | 0.21% | ||
| 26 | ATLANTIC ALLIANCE PARTNER CO | 200,000 | 2,100,000 | 0.21% | ||
| 27 | PACIFIC SPL ACQUISITION CORP | 200,000 | 2,107,000 | 0.22% | ||
| 28 | ENERNOC | 3,000,000 | 2,189,000 | 0.22% | PRN | |
| 29 | YAHOO INC SR CV ZERO NT 18 | 2,500,000 | 2,565,000 | 0.26% | PRN | |
| 30 | WRIGHT MED GROUP INC SR CONV NT 2 20 | 2,500,000 | 2,676,000 | 0.27% | PRN | |
| 31 | ZIONS BANCORPORATION | 678,949 | 2,784,000 | 0.28% | ||
| 32 | QUINPARIO ACQUISITION CORP 2 | 300,600 | 2,977,000 | 0.30% | ||
| 33 | COMCAST CORP NEW | 45,000 | 2,985,000 | 0.31% | Call | |
| 34 | CATHAY GEN BANCORP | 279,100 | 3,024,000 | 0.31% | ||
| 35 | ALLEGHENY TECHNOLOGIES INC SR CV NT 4.75 22 | 2,500,000 | 3,526,000 | 0.36% | PRN | |
| 36 | AT&T INC | 90,000 | 3,655,000 | 0.37% | Call | |
| 37 | FLUIDIGM CORP DEL | 6,000,000 | 3,694,000 | 0.38% | PRN | |
| 38 | TESLA INC SR CV NT 0.25 19 | 4,500,000 | 4,074,000 | 0.42% | PRN | |
| 39 | SOLAZYME INC | 6,103,000 | 4,088,000 | 0.42% | PRN | |
| 40 | LANDCADIA HLDGS INC | 400,000 | 4,100,000 | 0.42% | ||
| 41 | KLR ENERGY ACQUISITION CORP | 399,000 | 4,190,000 | 0.43% | ||
| 42 | AMAG PHARMACEUTICALS INC | 3,721,000 | 4,215,000 | 0.43% | PRN | |
| 43 | CHEVRON CORP NEW | 45,000 | 4,631,000 | 0.47% | Call | |
| 44 | TESLA INC | 23,112 | 4,716,000 | 0.48% | ||
| 45 | PACE HLDGS CORP | 481,326 | 4,999,000 | 0.51% | ||
| 46 | MASTERCARD INCORPORATED | 50,000 | 5,089,000 | 0.52% | Call | |
| 47 | DOUBLE EAGLE ACQUISITION COR | 500,000 | 5,110,000 | 0.52% | ||
| 48 | GP INVTS ACQUISITION COR | 524,990 | 5,127,000 | 0.52% | ||
| 49 | IMMUNOMEDICS INC | 6,512,000 | 5,796,000 | 0.59% | PRN | |
| 50 | GLOBAL PARTNER ACQUISITION C | 600,000 | 6,030,000 | 0.62% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001104659-16-156644, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
