| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 5,600,000 | 14,000 | 0.00% | ||
| 2 | BARINGTON HILCO ACQUISITION | 188,799 | 32,000 | 0.00% | ||
| 3 | BARINGTON HILCO ACQUISITION | 133,150 | 47,000 | 0.00% | ||
| 4 | EASTERY ACQUISITION CORP | 208,501 | 73,000 | 0.01% | ||
| 5 | HORNBECK OFFSHORE SVCS IN | 16,739 | 74,000 | 0.01% | ||
| 6 | Bank Of America 18 WTS | 106,100 | 98,000 | 0.01% | ||
| 7 | GP INVTS ACQUISITION COR | 262,495 | 131,000 | 0.01% | ||
| 8 | Verso Corp | 26,092 | 157,000 | 0.02% | ||
| 9 | GLOBAL PARTNER ACQUISITION C | 600,000 | 204,000 | 0.02% | ||
| 10 | POWERSHARES ETF TRUST II | 10,000 | 233,000 | 0.02% | ||
| 11 | KLR ENERGY ACQUISITION CORP | 399,000 | 465,000 | 0.04% | ||
| 12 | CAPITOL ACQUISITION CORP III | 300,000 | 555,000 | 0.05% | ||
| 13 | RENEWABLE ENERGY GROUP INC | 585,000 | 590,000 | 0.06% | PRN | |
| 14 | SIGNATURE BK NEW YORK N Y | 5,649 | 673,000 | 0.06% | ||
| 15 | SUNTRUST BKS INC | 56,038 | 753,000 | 0.07% | ||
| 16 | CONYERS PK ACQUISITION | 69,221 | 777,000 | 0.07% | ||
| 17 | SABAN CAP ACQUISITION CORP | 100,000 | 1,057,000 | 0.10% | ||
| 18 | VERINT SYS INC | 26,838 | 1,164,000 | 0.11% | ||
| 19 | TWITTER INC | 1,500,000 | 1,411,000 | 0.14% | PRN | |
| 20 | WEATHERFORD INTL PLC | 286,385 | 1,904,000 | 0.18% | ||
| 21 | REGENERON PHARMACEUTICALS | 5,200 | 2,015,000 | 0.19% | ||
| 22 | ASSOCIATED BANC CORP | 379,381 | 2,020,000 | 0.19% | ||
| 23 | PACIFIC SPL ACQUISITION CORP | 199,400 | 2,203,000 | 0.21% | ||
| 24 | ENERNOC | 3,000,000 | 2,563,000 | 0.25% | PRN | |
| 25 | YAHOO INC SR CV ZERO NT 18 | 2,500,000 | 2,593,000 | 0.25% | PRN | |
| 26 | FLUIDIGM CORP DEL | 4,000,000 | 2,716,000 | 0.26% | PRN | |
| 27 | SAFEGUARD SCIENTIFICS IN | 2,721,000 | 2,777,000 | 0.27% | PRN | |
| 28 | CAPITOL ACQUISITION CORP III | 300,000 | 3,165,000 | 0.30% | ||
| 29 | KLR ENERGY ACQUISITION CORP | 393,490 | 4,061,000 | 0.39% | ||
| 30 | LANDCADIA HLDGS INC | 400,000 | 4,266,000 | 0.41% | ||
| 31 | TESLA INC SR CV NT 0.25 19 | 4,500,000 | 4,498,000 | 0.43% | PRN | |
| 32 | ZIONS BANCORPORATION | 446,299 | 5,101,000 | 0.49% | ||
| 33 | GP INVTS ACQUISITION COR | 524,990 | 5,234,000 | 0.50% | ||
| 34 | DOUBLE EAGLE ACQUISITION COR | 500,000 | 5,275,000 | 0.51% | ||
| 35 | CTRIP COM INTL LTD | 5,000,000 | 5,546,000 | 0.53% | PRN | |
| 36 | GLOBAL PARTNER ACQUISITION C | 600,000 | 5,988,000 | 0.57% | ||
| 37 | WEBMD HEALTH CORP | 6,000,000 | 6,118,000 | 0.59% | PRN | |
| 38 | CORNERSTONE ONDEMAND INC | 6,000,000 | 6,134,000 | 0.59% | PRN | |
| 39 | APPLE INC | 42,900 | 6,163,000 | 0.59% | Call | |
| 40 | Boulevard Acquisition Corp II | 600,000 | 6,264,000 | 0.60% | ||
| 41 | EASTERLY ACQUISITION CORP | 650,000 | 6,474,000 | 0.62% | ||
| 42 | STARWOOD WAYPOINT RESIDENTL | 5,694,000 | 6,753,000 | 0.65% | PRN | |
| 43 | MICROCHIP TECHNOLOGY INC | 2,408,000 | 7,488,000 | 0.72% | PRN | |
| 44 | IMMUNOMEDICS INC | 5,512,000 | 7,743,000 | 0.74% | PRN | |
| 45 | REGENERON PHARMACEUTICALS | 20,000 | 7,750,000 | 0.74% | Put | |
| 46 | STARWOOD PPTY TR INC SR CV NT 3.75 17 | 8,500,000 | 8,638,000 | 0.83% | PRN | |
| 47 | MEDICINES CO SR GLBL CV NT 22 | 6,000,000 | 9,477,000 | 0.91% | PRN | |
| 48 | ILLUMINA INC | 11,000,000 | 11,111,000 | 1.07% | PRN | |
| 49 | IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 | 9,000,000 | 11,227,000 | 1.08% | PRN | |
| 50 | WORKDAY INC | 10,754,000 | 12,302,000 | 1.18% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001104659-17-032600, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
