| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AVALON RARE METALS INC | 16,836 | 2,000 | 0.00% | ||
| 2 | DRAGONWAVE INC | 13,365 | 3,000 | 0.00% | ||
| 3 | AMEDICA CORP | 10,350 | 3,000 | 0.00% | ||
| 4 | AUTHENTIDATE HLDG CORP | 11,298 | 3,000 | 0.00% | ||
| 5 | PEABODY ENERGY C 4.75 PERCENT 66 CONV BONDS DUE 12/15/66 | 26,000 | 3,000 | 0.00% | ||
| 6 | ParkerVision, Inc. | 16,500 | 3,000 | 0.00% | ||
| 7 | Paragon Offshore PLC | 18,596 | 4,000 | 0.00% | ||
| 8 | Magnum Hunter Resources Corp | 11,400 | 4,000 | 0.00% | ||
| 9 | TANZANIAN ROYALTY EXPL CORP | 11,900 | 4,000 | 0.00% | ||
| 10 | Odyssey Marine Exploration Inc | 14,045 | 5,000 | 0.00% | ||
| 11 | TASEKO MINES LTD | 16,105 | 6,000 | 0.00% | ||
| 12 | DISCOVERY LABORATORIES INC N | 20,833 | 6,000 | 0.00% | ||
| 13 | SFX ENTMT INC | 16,400 | 8,000 | 0.00% | ||
| 14 | ON TRACK INNOVATION LTD SHS | 10,600 | 8,000 | 0.00% | ||
| 15 | Warren Resources Inc | 17,054 | 8,000 | 0.00% | ||
| 16 | SANOFI CONTGNT VAL RT | 42,681 | 8,000 | 0.00% | ||
| 17 | HELIX ENERGY SOLUTIONS GRP INC | 11,000 | 9,000 | 0.00% | ||
| 18 | Dex Media Inc | 65,400 | 9,000 | 0.00% | ||
| 19 | GOODRICH PETE CORP | 15,090 | 9,000 | 0.00% | ||
| 20 | LIGHTBRIDGE CORP | 10,400 | 9,000 | 0.00% | ||
| 21 | ARVINMERITOR INC | 10,000 | 10,000 | 0.00% | ||
| 22 | ION GEOPHYSICAL CORP | 26,294 | 10,000 | 0.00% | ||
| 23 | CYTORI THERAPEUTIC INC | 32,550 | 11,000 | 0.00% | ||
| 24 | PALATIN TECHNOLOGIES INC COM | 13,100 | 11,000 | 0.00% | ||
| 25 | ImmunoCellular Therapeutics Lt | 27,000 | 11,000 | 0.00% | ||
| 26 | NANOVIRICIDES INC | 10,417 | 12,000 | 0.00% | ||
| 27 | INTEL CORP | 10,000 | 12,000 | 0.00% | ||
| 28 | PENN WEST | 29,205 | 13,000 | 0.00% | ||
| 29 | Energy XXI LTD | 12,148 | 13,000 | 0.00% | ||
| 30 | LAM RESEARCH CORP | 11,000 | 14,000 | 0.00% | ||
| 31 | RTI INTL METALS INC | 15,000 | 15,000 | 0.00% | ||
| 32 | Rubicon Minerals Corp | 21,080 | 15,000 | 0.00% | ||
| 33 | APOLLO INVT CORP 5.75% 01/15/2016 | 15,000 | 15,000 | 0.00% | ||
| 34 | PEDEVCO CORP | 62,798 | 16,000 | 0.00% | ||
| 35 | FEMALE HEALTH CO | 10,519 | 17,000 | 0.00% | ||
| 36 | HUTCHINSON TECHNOLOGY INC | 10,590 | 17,000 | 0.00% | ||
| 37 | GLOBALSTAR INC | 12,798 | 20,000 | 0.00% | ||
| 38 | Prospect Capital Corp | 20,000 | 20,000 | 0.00% | ||
| 39 | DURECT CORP | 11,000 | 21,000 | 0.00% | ||
| 40 | Key Energy Services Inc | 45,087 | 21,000 | 0.00% | ||
| 41 | NEURALSTEM INCORPORATED | 17,040 | 21,000 | 0.00% | ||
| 42 | Rcs Capital Corp | 26,733 | 22,000 | 0.00% | ||
| 43 | Novatel Wireless Inc | 11,006 | 24,000 | 0.00% | ||
| 44 | PROVECTUS BIOPHARMACEUTICALS I | 42,500 | 24,000 | 0.00% | ||
| 45 | ARENA PHARMACEUTICALS INC | 12,324 | 24,000 | 0.00% | ||
| 46 | NAVIOS MARITIME HOLDINGS INC | 10,020 | 25,000 | 0.00% | ||
| 47 | PROPHASE LABS INC | 16,500 | 26,000 | 0.00% | ||
| 48 | KINROSS GOLD CORP | 15,036 | 26,000 | 0.00% | ||
| 49 | ARES CAP CORP | 28,000 | 28,000 | 0.00% | ||
| 50 | Capstone Turbine | 82,467 | 28,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001333978-15-000009, filed 2015.10.27).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
