| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 26,300,000 | 25,689,000 | 15.81% | PRN | |
| 2 | Pine River Capital Management L.P. | 23,500,000 | 22,977,000 | 14.15% | PRN | |
| 3 | Radcliffe Capital Management, L.P. | 19,667,000 | 19,295,000 | 11.88% | PRN | |
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 14,976,000 | 14,684,000 | 9.04% | PRN | |
| 5 | CQS Cayman LP | 14,750,000 | 14,436,000 | 8.89% | PRN | |
| 6 | JPMORGAN CHASE & CO | 7,893,000 | 7,714,000 | 4.75% | PRN | |
| 7 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 7,849,000 | 7,653,000 | 4.71% | ||
| 8 | TD ASSET MANAGEMENT INC | 6,486,000 | 6,356,000 | 3.91% | ||
| 9 | INCOME RESEARCH & MANAGEMENT | 6,313,000 | 6,155,000 | 3.79% | PRN | |
| 10 | ROYAL BANK OF CANADA | 5,160,000 | 5,044,000 | 3.11% | PRN | |
| 11 | RIVERHEAD CAPITAL MANAGEMENT LLC | 5,000,000 | 4,896,000 | 3.01% | PRN | |
| 12 | SSI INVESTMENT MANAGEMENT LLC | 4,300,000 | 4,193,000 | 2.58% | PRN | |
| 13 | ZAZOVE ASSOCIATES LLC | 3,611,000 | 3,525,000 | 2.17% | PRN | |
| 14 | THRIVENT FINANCIAL FOR LUTHERANS | 3,500,000 | 3,412,000 | 2.10% | ||
| 15 | Jefferies Group LLC | 3,294,000 | 3,212,000 | 1.98% | PRN | |
| 16 | Calamos Advisors LLC | 2,300,000 | 2,250,000 | 1.39% | PRN | |
| 17 | EDMOND DE ROTHSCHILD ASSET MANAGEMENT (FRANCE) | 2,000,000 | 1,981,000 | 1.22% | PRN | |
| 18 | EDMOND DE ROTHSCHILD HOLDING S.A. | 2,000,000 | 1,981,000 | 1.22% | PRN | |
| 19 | AVIVA PLC | 1,350,000 | 1,320,000 | 0.81% | PRN | |
| 20 | CREDIT SUISSE AG/ | 1,116,000 | 1,088,000 | 0.67% | PRN | |
| 21 | BCWM, LLC | 999,000 | 976,000 | 0.60% | ||
| 22 | Cetera Advisors LLC | 717,000 | 702,000 | 0.43% | PRN | |
| 23 | BANK OF AMERICA CORP /DE/ | 537,000 | 537,000 | 0.33% | PRN | |
| 24 | IRON Financial LLC | 500,000 | 491,000 | 0.30% | ||
| 25 | Carnegie Investment Counsel | 460,000 | 454,000 | 0.28% | ||
| 26 | BARCLAYS PLC | 369,000 | 358,000 | 0.22% | PRN | |
| 27 | Ameritas Investment Partners, Inc. | 280,000 | 273,000 | 0.17% | PRN | |
| 28 | Strategic Capital Alternatives LLC | 200,000 | 196,000 | 0.12% | PRN | |
| 29 | LPL Financial LLC | 135,000 | 131,000 | 0.08% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 123,000 | 120,000 | 0.07% | ||
| 31 | MORGAN STANLEY | 110,000 | 108,000 | 0.07% | PRN | |
| 32 | STIFEL FINANCIAL CORP | 85,800 | 86,000 | 0.05% | PRN | |
| 33 | SII INVESTMENTS INC/WI | 30,000 | 30,000 | 0.02% | PRN | |
| 34 | BB&T SECURITIES, LLC | 25,000 | 24,000 | 0.01% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 25,000 | 24,000 | 0.01% | ||
| 36 | Commonwealth Equity Services, Inc | 20,000 | 20,000 | 0.01% | ||
| 37 | D.A. DAVIDSON & CO. | 20,000 | 19,000 | 0.01% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 15 | 15,000 | 0.01% | PRN | |
| 39 | TDAM USA INC. | 14,000 | 14,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
