| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 60,802 | 1,000 | 0.00% | ||
| 2 | TOWERSTREAM CORP | 13,000 | 2,000 | 0.00% | ||
| 3 | FORBES ENERGY SERVICES LTD | 12,000 | 2,000 | 0.00% | ||
| 4 | NORTHERN DYNASTY MINERALS LTD COM | 10,888 | 3,000 | 0.00% | ||
| 5 | CTI BIOPHARMA | 10,113 | 3,000 | 0.00% | ||
| 6 | TRIANGLE PETE CORP | 11,895 | 3,000 | 0.00% | ||
| 7 | NEURALSTEM INC COM | 12,540 | 4,000 | 0.00% | ||
| 8 | CUMULUS MEDIA INC | 15,000 | 5,000 | 0.00% | ||
| 9 | CHESAPEAKE ENERGY CORP | 39,000 | 5,000 | 0.00% | ||
| 10 | PALATIN TECHNOLOGIES INC COM | 11,300 | 5,000 | 0.00% | ||
| 11 | HALCON RES CORP | 11,831 | 5,000 | 0.00% | ||
| 12 | XOMA CORP DEL | 11,082 | 6,000 | 0.00% | ||
| 13 | ImmunoCellular Therapeutics Lt | 27,000 | 6,000 | 0.00% | ||
| 14 | PEDEVCO CORP | 26,230 | 7,000 | 0.00% | ||
| 15 | TORCHLIGHT ENERGY RES INC | 13,500 | 7,000 | 0.00% | ||
| 16 | Key Energy Services, Inc. | 34,860 | 8,000 | 0.00% | ||
| 17 | TearLab Corp. | 12,000 | 8,000 | 0.00% | ||
| 18 | ARVINMERITOR INC | 10,000 | 10,000 | 0.00% | ||
| 19 | HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 | 11,000 | 10,000 | 0.00% | ||
| 20 | JEFFERIES GROUP INC NEW SR DB CV3.875 29 | 10,000 | 10,000 | 0.00% | ||
| 21 | SANOFI | 42,663 | 10,000 | 0.00% | ||
| 22 | ATOSSA GENETICS INC COM | 40,000 | 11,000 | 0.00% | ||
| 23 | NEOVASC INC | 20,400 | 11,000 | 0.00% | ||
| 24 | BIOSTAGE INC | 11,522 | 13,000 | 0.00% | ||
| 25 | INTEL CORP JR SB CONV DB 35 | 10,000 | 13,000 | 0.00% | ||
| 26 | BLACKROCK CAPITAL INVESTMENT | 14,000 | 14,000 | 0.00% | ||
| 27 | BIOLASE INC | 12,447 | 15,000 | 0.00% | ||
| 28 | TRANSENTERIX INC | 11,980 | 15,000 | 0.00% | ||
| 29 | PROVECTUS | 43,500 | 16,000 | 0.00% | ||
| 30 | NAVIOS MARITIME ACQUIS CORP SHS | 10,419 | 16,000 | 0.00% | ||
| 31 | VIVUS INC | 15,333 | 17,000 | 0.00% | ||
| 32 | Novatel Wireless Inc | 11,006 | 17,000 | 0.00% | ||
| 33 | Ipass Inc | 13,938 | 17,000 | 0.00% | ||
| 34 | ZION OIL & GAS INC | 13,087 | 18,000 | 0.00% | ||
| 35 | CATALYST PHARMACEUTICALS INC | 25,500 | 18,000 | 0.00% | ||
| 36 | Navidea Biopharm Inc | 34,087 | 18,000 | 0.00% | ||
| 37 | BIOLINERX LTD | 23,000 | 18,000 | 0.00% | ||
| 38 | DURECT CORP | 15,500 | 19,000 | 0.00% | ||
| 39 | RENREN INCORPORATED SPONSORED ADR | 10,335 | 19,000 | 0.00% | ||
| 40 | CORMEDIX INCORPORATED | 10,091 | 20,000 | 0.00% | ||
| 41 | GALENA BIOPHARMA INC | 43,015 | 20,000 | 0.00% | ||
| 42 | CASTLE BRANDS INC COM | 28,500 | 21,000 | 0.00% | ||
| 43 | BANK NOVA | 20,000 | 21,000 | 0.00% | ||
| 44 | PROPHASE LABS INC | 16,500 | 22,000 | 0.00% | ||
| 45 | PROSPECT CAPITAL CORPORATION | 25,000 | 24,000 | 0.00% | ||
| 46 | NANOVIRICIDES INC | 14,903 | 24,000 | 0.00% | ||
| 47 | Basic Energy Services | 14,298 | 24,000 | 0.00% | ||
| 48 | APPROACH RESOURCES INC | 12,073 | 25,000 | 0.00% | ||
| 49 | W T OFFSHORE INC | 10,750 | 25,000 | 0.00% | ||
| 50 | ACTIVE POWER INC COM NEW | 62,130 | 25,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001333978-16-000016, filed 2016.08.04).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
