| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 67,723,000 | 68,570,000 | 26.61% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 46,814,000 | 47,302,000 | 18.36% | PRN | |
| 3 | VICTORY CAPITAL MANAGEMENT INC | 31,802,304 | 32,200,000 | 12.50% | PRN | |
| 4 | INCOME RESEARCH & MANAGEMENT | 27,864,000 | 28,212,000 | 10.95% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 11,195,000 | 11,346,000 | 4.40% | PRN | |
| 6 | LORD, ABBETT & CO. LLC | 9,172,000 | 9,321,000 | 3.62% | PRN | |
| 7 | THRIVENT FINANCIAL FOR LUTHERANS | 7,625,000 | 7,749,000 | 3.01% | ||
| 8 | Lombard Odier Asset Management (Europe) Ltd | 5,900,000 | 5,996,000 | 2.33% | PRN | |
| 9 | MORGAN STANLEY | 5,640,000 | 5,675,000 | 2.20% | PRN | |
| 10 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 5,400,000 | 5,453,000 | 2.12% | PRN | |
| 11 | LOOMIS SAYLES & CO L P | 284,105 | 4,924,000 | 1.91% | ||
| 12 | NOMURA HOLDINGS INC | 3,146,000 | 3,185,000 | 1.24% | PRN | |
| 13 | PRIVATE MANAGEMENT GROUP INC | 3,020,000 | 3,050,000 | 1.18% | ||
| 14 | CONNING INC. | 3,000,000 | 3,030,000 | 1.18% | PRN | |
| 15 | BANK OF AMERICA CORP /DE/ | 2,394,000 | 2,424,000 | 0.94% | PRN | |
| 16 | Calamos Advisors LLC | 2,288,000 | 2,319,000 | 0.90% | PRN | |
| 17 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,000,000 | 2,025,000 | 0.79% | PRN | |
| 18 | KEYBANK NATIONAL ASSOCIATION/OH | 1,703,000 | 1,724,000 | 0.67% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 1,604,000 | 1,624,000 | 0.63% | PRN | |
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,520,000 | 0.59% | PRN | |
| 21 | FIRST MANHATTAN CO. LLC. | 1,469,000 | 1,487,000 | 0.58% | PRN | |
| 22 | Cutler Capital Management, LLC | 1,200,000 | 1,215,000 | 0.47% | PRN | |
| 23 | DEUTSCHE BANK AG\ | 1,092,000 | 1,105,000 | 0.43% | PRN | |
| 24 | Nicholas Investment Partners, LP | 1,000,000 | 1,013,000 | 0.39% | PRN | |
| 25 | Bank of New York Mellon Corp | 1,003,000 | 1,012,000 | 0.39% | ||
| 26 | DEUTSCHE BANK AG\ | 875,000 | 885,000 | 0.34% | Call | PRN |
| 27 | CREDIT SUISSE AG/ | 16,715 | 756,000 | 0.29% | PRN | |
| 28 | BNP Paribas Asset Management Holding S.A. | 500,000 | 500,000 | 0.19% | PRN | |
| 29 | WEDBUSH SECURITIES INC | 4,000 | 405,000 | 0.16% | ||
| 30 | BRAVE ASSET MANAGEMENT INC | 330,000 | 334,000 | 0.13% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 205,000 | 208,000 | 0.08% | PRN | |
| 32 | RISK PARADIGM GROUP, LLC | 2,000 | 202,500 | 0.08% | ||
| 33 | SUNTRUST BANKS INC | 151,000 | 152,000 | 0.06% | ||
| 34 | EARNEST PARTNERS LLC | 110,000 | 111,000 | 0.04% | PRN | |
| 35 | WELLS FARGO & COMPANY/MN | 105,000 | 106,000 | 0.04% | PRN | |
| 36 | SEI INVESTMENTS CO | 103,000 | 104,000 | 0.04% | ||
| 37 | Prospera Financial Services Inc | 100,000 | 101,000 | 0.04% | ||
| 38 | UBS Group AG | 65,000 | 66,000 | 0.03% | PRN | |
| 39 | BARCLAYS PLC | 61,000 | 62,000 | 0.02% | PRN | |
| 40 | SSI INVESTMENT MANAGEMENT LLC | 50,000 | 51,000 | 0.02% | PRN | |
| 41 | AMERIPRISE FINANCIAL INC | 42,000 | 43,000 | 0.02% | PRN | |
| 42 | HighTower Advisors, LLC | 29,000 | 29,000 | 0.01% | PRN | |
| 43 | JPMORGAN CHASE & CO | 23,000 | 23,000 | 0.01% | PRN | |
| 44 | Mariner, LLC | 20,000 | 20,000 | 0.01% | PRN | |
| 45 | STIFEL FINANCIAL CORP | 17,000 | 17,000 | 0.01% | PRN | |
| 46 | MSI Financial Services Inc | 13,000 | 13,000 | 0.01% | ||
| 47 | Commonwealth Equity Services, Inc | 10,000 | 10,000 | 0.00% | ||
| 48 | ADVISOR GROUP, INC. | 8 | 8,000 | 0.00% | PRN | |
| 49 | AMERICAN NATIONAL BANK & TRUST | 7,000 | 7,000 | 0.00% | ||
| 50 | ROYAL BANK OF CANADA | 1,000 | 1,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
