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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001333978-16-000016) filed in 2016.08.04
#
Name
Shares
Value ($)
%
Options
Notes
2201 GALENA BIOPHARMA INC 43,015 20 0.00%
2202 RENREN INCORPORATED SPONSORED ADR 10,335 19 0.00%
2203 DURECT CORP 15,500 19 0.00%
2204 Navidea Biopharm Inc 34,087 18 0.00%
2205 ZION OIL & GAS INC 13,087 18 0.00%
2206 CATALYST PHARMACEUTICALS INC 25,500 18 0.00%
2207 BIOLINERX LTD 23,000 18 0.00%
2208 Novatel Wireless Inc 11,006 17 0.00%
2209 VIVUS INC 15,333 17 0.00%
2210 Ipass Inc 13,938 17 0.00%
2211 PROVECTUS 43,500 16 0.00%
2212 NAVIOS MARITIME ACQUIS CORP SHS 10,419 16 0.00%
2213 TRANSENTERIX INC 11,980 15 0.00%
2214 BIOLASE INC 12,447 15 0.00%
2215 BLACKROCK CAPITAL INVESTMENT 14,000 14 0.00%
2216 BIOSTAGE INC 11,522 13 0.00%
2217 INTEL CORP JR SB CONV DB 35 10,000 13 0.00%
2218 NEOVASC INC 20,400 11 0.00%
2219 ATOSSA GENETICS INC COM 40,000 11 0.00%
2220 SANOFI 42,663 10 0.00%
2221 JEFFERIES GROUP INC NEW SR DB CV3.875 29 10,000 10 0.00%
2222 ARVINMERITOR INC 10,000 10 0.00%
2223 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 11,000 10 0.00%
2224 Key Energy Services, Inc. 34,860 8 0.00%
2225 TearLab Corp. 12,000 8 0.00%
2226 TORCHLIGHT ENERGY RES INC 13,500 7 0.00%
2227 PEDEVCO CORP 26,230 7 0.00%
2228 ImmunoCellular Therapeutics Lt 27,000 6 0.00%
2229 XOMA CORP DEL 11,082 6 0.00%
2230 CHESAPEAKE ENERGY CORP 39,000 5 0.00%
2231 CUMULUS MEDIA INC 15,000 5 0.00%
2232 HALCON RES CORP 11,831 5 0.00%
2233 PALATIN TECHNOLOGIES INC COM 11,300 5 0.00%
2234 NEURALSTEM INC COM 12,540 4 0.00%
2235 CTI BIOPHARMA 10,113 3 0.00%
2236 TRIANGLE PETE CORP 11,895 3 0.00%
2237 NORTHERN DYNASTY MINERALS LTD COM 10,888 3 0.00%
2238 FORBES ENERGY SERVICES LTD 12,000 2 0.00%
2239 TOWERSTREAM CORP 13,000 2 0.00%
2240 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 60,802 1 0.00%
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