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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
751 DOLLAR GEN CORP NEW 28,149 1,963 0.01%
752 EDWARDS LIFESCIENCES CORP 20,857 1,962 0.01%
753 KKR INCOME OPPORTUNITIES FD 115,194 1,959 0.01%
754 ISHARES TR 17,907 1,954 0.01%
755 SPDR INDEX SHS FDS 70,358 1,951 0.01%
756 FIDELITY NATL INFORMATION SV 24,446 1,946 0.01%
757 ISHARES TR 12,088 1,945 0.01%
758 WISDOMTREE TR 43,229 1,940 0.01%
759 ALLIANZGI CONV INCOME FD I 320,719 1,940 0.01%
760 DIGITAL RLTY TR INC 18,184 1,935 0.01%
761 HANESBRANDS INC 93,052 1,932 0.01%
762 FIRST TR EXCHANGE TRADED FD 100,857 1,928 0.01%
763 VANGUARD SCOTTSDALE FDS 16,374 1,928 0.01%
764 CDK GLOBAL INC 29,208 1,899 0.01%
765 ENTERGY CORP NEW 24,999 1,899 0.01%
766 SPIRIT RLTY CAP INC NEW 187,346 1,898 0.01%
767 BLACKROCK CORPOR HI YLD FD I 173,627 1,896 0.01%
768 NEWMONT CORP 57,375 1,891 0.01%
769 FIRST TR EXCHANGE TRADED FD 59,597 1,889 0.01%
770 CEDAR FAIR L P 27,852 1,889 0.01%
771 GRAINGER W W INC 8,047 1,873 0.01%
772 M & T BK CORP 12,073 1,868 0.01%
773 VANGUARD SCOTTSDALE FDS 18,118 1,859 0.01%
774 SILVERWHEATONCOR 89,049 1,856 0.01%
775 ALPS ETF TR 72,292 1,854 0.01%
776 QORVO INC 27,008 1,852 0.01%
777 VANGUARD WHITEHALL FDS 32,066 1,842 0.01%
778 SCHWAB EMERGING MARKETS EQUITY ETF 76,817 1,841 0.01%
779 COACH INC 44,509 1,840 0.01%
780 LLOYDS BANKING GROUP PLC 541,283 1,840 0.01%
781 FORTUNE BRANDS HOME & SEC IN 30,245 1,840 0.01%
782 PAN AMERN SILVER CORP 104,969 1,839 0.01%
783 OTTER TAIL CORP 48,529 1,839 0.01%
784 NEW JERSEY RES CORP 46,314 1,834 0.01%
785 CALAMOS STRATEGIC TOTL RETN 162,786 1,817 0.01%
786 SYNCHRONY FINL 52,826 1,812 0.01%
787 ISHARES TR 20,855 1,809 0.01%
788 MANAGED PORTFOLIO SERIES 74,724 1,806 0.01%
789 FLEXSHARES TR 67,857 1,805 0.01%
790 ISHARES TR 36,882 1,804 0.01%
791 FIDELITY 62,781 1,798 0.01%
792 ISHARES TR 22,345 1,796 0.01%
793 BLACKROCK MUNI 2018 TERM TR 118,854 1,795 0.01%
794 EATON VANCE TAX-MANAGED GLOBAL COM 210,416 1,793 0.01%
795 ISHARES 65,738 1,791 0.01%
796 CAMDEN NATIONAL CORP 40,640 1,790 0.01%
797 AVERY DENNISON CORP 22,156 1,786 0.01%
798 BARRICK GOLD CORP 93,867 1,783 0.01%
799 ADVANCED ENERGY INDS COM 25,925 1,777 0.01%
800 RYDER SYS INC 23,547 1,776 0.01%
Page 16 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc Del Wt Exp 052517 79,340 0 0.00%
2 PALATIN TECHNOLOGIES INC 13,250 4 0.00%
3 BIOSTAGE INC 14,547 5 0.00%
4 CYTRX CORP 16,701 7 0.00%
5 SYNTHETIC BIOLOGICS INCORPORATED 11,033 7 0.00%
6 CERECOR INC 13,012 9 0.00%
7 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 16,000 10 0.00%
8 ARVINMERITOR INC 10,000 10 0.00%
9 JEFFERIES GROUP INC NEW SR DB CV3.875 29 10,000 10 0.00%
10 UNI PIXEL INC COM NEW 13,300 11 0.00%
11 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 11,000 11 0.00%
12 SECOND SIGHT MED PRODS INC 11,099 13 0.00%
13 RAIT FINANCIAL TRUST 13,000 13 0.00%
14 EXCO RESOURCES INC 22,938 14 0.00%
15 LIGHTBRIDGE CORP 11,346 15 0.00%
16 URANIUM ENERGY CORP 10,881 15 0.00%
17 LIQTECH INTL INC 42,000 16 0.00%
18 ZION OIL & GAS INC 13,287 16 0.00%
19 BIOLASE INC 12,634 17 0.00%
20 GLOBALSTAR INC 10,788 17 0.00%
21 DRYSHIPS INC 10,619 18 0.00%
22 SANDRIDGE MISSISSIPPIAN TR I 12,601 18 0.00%
23 NANOVIRICIDES INC 16,331 18 0.00%
24 VIVUS INC 16,733 19 0.00%
25 SANOFI 42,259 19 0.00%
26 INTEL CORP JR SB CONV DB 35 14,000 19 0.00%
27 TRANSENTERIX INC 16,930 20 0.00%
28 PERION NETWORK LTD 11,400 20 0.00%
29 NAVIDEA BIOPHARM INC 34,087 20 0.00%
30 NETLIST INC 20,000 20 0.00%
31 NEOVASC INC 12,900 20 0.00%
32 ATHERSYS INC NEW 12,500 21 0.00%
33 BANK OF NOVA SCOTIA 20,000 21 0.00%
34 Durect Corp Com 20,500 22 0.00%
35 ENCORE CAP GROUP INC 25,000 22 0.00%
36 HURON CONSULTING GROUP INC 25,000 23 0.00%
37 LAM RESEARCH CORP SR NT CV 1.25 18 11,000 23 0.00%
38 Chesapeake Energy Corp 39,000 23 0.00%
39 INSEEGO CORP 11,006 23 0.00%
40 TCP CAP CORP NOTE 5.25012/1 23,000 24 0.00%
41 NEW MTN FIN CORP 23,000 24 0.00%
42 TPG Specialty Lending Inc 23,000 24 0.00%
43 HUGOTON RTY TR TEX 13,398 25 0.00%
44 KB HOME SR CV NT1.375 19 24,000 25 0.00%
45 COLONY CAP INC 25,000 25 0.00%
46 NAVIOS MARITIME ACQUIS CORP 14,312 25 0.00%
47 RYLAND GROUP INC SR NT CV 0.25 19 27,000 25 0.00%
48 REDWOOD TR INC NOTE 4.625 4/1 26,000 26 0.00%
49 INTELLIPHARMACEUTICS INTL IN 10,264 26 0.00%
50 TOP SHIPS INC 23,809 26 0.00%
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