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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 47 Institutional holders with a total value of $258,749,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,652,754 69,841,000 26.99%
2 WELLS FARGO & COMPANY/MN 3,648,856 69,766,000 26.96%
3 ATWOOD & PALMER INC 1,214,195 23,215,000 8.97%
4 RAYMOND JAMES & ASSOCIATES 810,741 15,501,000 5.99%
5 LPL Financial LLC 778,934 15,026,000 5.81%
6 BANK OF AMERICA CORP /DE/ 773,727 14,793,000 5.72%
7 Orion Porfolio Solutions, LLC 343,000 6,558,000 2.53%
8 Prospera Financial Services Inc 307,344 5,882,000 2.27%
9 Raymond James Financial Services Advisors, Inc. 238,541 4,561,000 1.76%
10 AMERIPRISE FINANCIAL INC 228,648 4,371,000 1.69%
11 ROYAL BANK OF CANADA 223,529 4,273,000 1.65%
12 HL FINANCIAL SERVICES LLC 180,481 3,451,000 1.33%
13 D.A. DAVIDSON & CO. 115,355 2,205,000 0.85%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 107,908 2,058,000 0.80%
15 Commonwealth Equity Services, Inc 100,857 1,928,000 0.75%
16 BB&T SECURITIES, LLC 89,073 1,703,000 0.66%
17 STIFEL FINANCIAL CORP 87,343 1,668,000 0.64%
18 OPPENHEIMER & CO INC 58,198 1,113,000 0.43%
19 SNS Financial Group, LLC 58,056 1,110,000 0.43%
20 Cambridge Investment Research Advisors, Inc. 57,411 1,098,000 0.42%
21 Cetera Advisors LLC 50,363 971,000 0.38%
22 Janney Montgomery Scott LLC 47,948 917,000 0.35%
23 CITIGROUP INC 33,725 645,000 0.25%
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,689 644,000 0.25%
25 NATIONAL PLANNING CORP 32,697 630,000 0.24%
26 GIRARD SECURITIES, INC. 30,922 591,000 0.23%
27 WEDBUSH SECURITIES INC 29,583 566,000 0.22%
28 Cetera Advisor Networks LLC 23,315 447,000 0.17%
29 Jaffetilchin Investment Partners, LLC 22,942 439,000 0.17%
30 SII INVESTMENTS INC/WI 22,631 435,000 0.17%
31 INVESTMENT CENTERS OF AMERICA INC 21,902 418,000 0.16%
32 WFG Advisors, LP 20,809 398,000 0.15%
33 Cutter & CO Brokerage, Inc. 19,900 381,000 0.15%
34 STEPHENS INC /AR/ 15,807 302,000 0.12%
35 BOKF, NA 14,150 270,000 0.10%
36 First Heartland Consultants, Inc. 13,840 265,000 0.10%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 5,750 110,000 0.04%
38 CREATIVE FINANCIAL DESIGNS INC /ADV 2,280 44,000 0.02%
39 Financial Architects, Inc 2,051 39,000 0.02%
40 SEI INVESTMENTS CO 1,683 32,000 0.01%
41 ENVESTNET ASSET MANAGEMENT INC 1,084 21,000 0.01%
42 PNC FINANCIAL SERVICES GROUP, INC. 985 19,000 0.01%
43 US BANCORP \DE\ 711 14,000 0.01%
44 Tower Research Capital LLC (TRC) 730 14,000 0.01%
45 JPMORGAN CHASE & CO 500 10,000 0.00%
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 317 6,000 0.00%
47 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.